Mariner
DUC

Mariner’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Mariner’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-12,588
Closed -$110K – 1105
2019
Q2 		$110K Buy
12,588
+53
+0.4% +$459 ﹤0.01% 1079
2019
Q1 		$108K Buy
12,535
+51
+0.4% +$428 ﹤0.01% 998
2018
Q4 		$103K Buy
12,484
+52
+0.4% +$426 ﹤0.01% 807
2018
Q3 		$104K Buy
12,432
+50
+0.4% +$425 ﹤0.01% 788
2018
Q2 		$108K Buy
12,382
+49
+0.4% +$416 ﹤0.01% 768
2018
Q1 		$106K Sell
12,333
-13
-0.1% -$113 ﹤0.01% 616
2017
Q4 		$109K Sell
12,346
-9,809
-44% -$88.4K ﹤0.01% 557
2017
Q3 		$205K Sell
22,155
-1,069
-5% -$9.86K 0.01% 472
2017
Q2 		$213K Buy
23,224
+237
+1% +$2.19K 0.01% 461
2017
Q1 		$212K Buy
22,987
+232
+1% +$2.16K 0.01% 534
2016
Q4 		$215K Buy
22,755
+228
+1% +$2.13K 0.01% 507
2016
Q3 		$220K Buy
22,527
+217
+1% +$2.11K 0.01% 534
2016
Q2 		$217K Buy
22,310
+214
+1% +$2.06K 0.01% 481
2016
Q1 		$213K Buy
22,096
+219
+1% +$2.03K 0.01% 462
2015
Q4 		$201K Buy
21,877
+214
+1% +$2K 0.01% 423
2015
Q3 		$205K Buy
21,663
+196
+0.9% +$1.83K 0.01% 478
2015
Q2 		$201K Buy
21,467
+181
+0.9% +$1.74K 0.01% 477
2015
Q1 		$208K Buy
21,286
+175
+0.8% +$1.71K 0.02% 365
2014
Q4 		$207K Buy
21,111
+4,455
+27% +$43.8K 0.02% 356
2014
Q3 		$163K Sell
16,656
-1,007
-6% -$10.3K 0.02% 325
2014
Q2 		$185K Buy
+17,663
New +$185K 0.02% 329

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Mariner's DUC Position: Q3 2019 in Review

Mariner sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2019, closing a stake of 12,588 shares — an estimated $110K sold.

Mariner first reported a position in DUC in Q2 2014 and held it in 21 quarters. The position peaked at $220K in Q3 2016. 39 funds tracked by Wall St. Rank hold DUC as of Q3 2019.

  • Mariner reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2019 after selling out during the quarter.
  • Mariner sold 12,588 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2019, an estimated $110K.
  • Mariner first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2014 and held it in 21 quarters.
  • Mariner's Duff & Phelps Utility & Corporate Bond Trust position peaked at $220K in Q3 2016.
  • 39 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2019.

Based on Mariner's 13F filing for Q3 2019, filed 13 Nov 2019.