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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$289M
AUM Growth
+$3.03M
Cap. Flow
-$11.2M
Cap. Flow %
-3.87%
Top 10 Hldgs %
36.98%
Holding
106
New
6
Increased
39
Reduced
8
Closed
7

Top Buys

1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$5.14M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.89M
3
DNLI icon
Denali Therapeutics
DNLI
+$1.89M
4
ALKS icon
Alkermes
ALKS
+$1.63M
5
AMZN icon
Amazon
AMZN
+$973K

Top Sells

1
GPRE icon
Green Plains
GPRE
+$5.87M
2
AMD icon
Advanced Micro Devices
AMD
+$4.84M
3
SNOW icon
Snowflake
SNOW
+$3.79M
4
PATH icon
UiPath
PATH
+$3.68M
5
PRU icon
Prudential Financial
PRU
+$2.9M

Sector Composition

1 Industrials 14.14%
2 Technology 11.02%
3 Energy 8.96%
4 Financials 8.68%
5 Materials 7.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
76
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$450K 0.16%
18,530
-16,434
-47% -$400K
GPRE icon
77
Green Plains
GPRE
$1.35B
$434K 0.15%
26,412
-432,518
-94% -$5.87M
PEP icon
78
PepsiCo
PEP
$187B
$410K 0.14%
2,640
– –
ADBE icon
79
Adobe
ADBE
$94.3B
$400K 0.14%
1,645
+18
+1% +$4.99K
NI icon
80
NiSource
NI
$22B
$373K 0.13%
8,000
– –
JNJ icon
81
Johnson & Johnson
JNJ
$609B
$352K 0.12%
1,440
– –
TSM icon
82
TSMC
TSM
$2.07T
$318K 0.11%
941
– –
PM icon
83
Philip Morris
PM
$301B
$314K 0.11%
1,900
– –
CMCSA icon
84
Comcast
CMCSA
$85B
$313K 0.11%
10,913
– –
NEE icon
85
NextEra Energy
NEE
$185B
$283K 0.1%
3,052
– –
HD icon
86
Home Depot
HD
$338B
$276K 0.1%
838
– –
GILD icon
87
Gilead Sciences
GILD
$167B
$273K 0.09%
1,960
– –
META icon
88
Meta Platforms (Facebook)
META
$1.64T
$268K 0.09%
468
– –
AXP icon
89
American Express
AXP
$242B
$263K 0.09%
870
– –
VUG icon
90
Vanguard Growth ETF
VUG
$221B
$262K 0.09%
3,600
– –
APH icon
91
Amphenol
APH
$186B
$253K 0.09%
+2,000
New +$282K
KEY icon
92
KeyCorp
KEY
$25.4B
$231K 0.08%
11,500
– –
IBM icon
93
IBM
IBM
$200B
$230K 0.08%
950
– –
DOV icon
94
Dover
DOV
$28.8B
$226K 0.08%
1,085
– –
MDY icon
95
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$222K 0.08%
360
– –
WM icon
96
Waste Management
WM
$96.1B
$218K 0.08%
950
– –
EPD icon
97
Enterprise Products Partners
EPD
$82.6B
$208K 0.07%
+5,500
New +$195K
PYPD icon
98
PolyPid
PYPD
$103M
$167K 0.06%
38,200
– –
SBC
99
SBC Medical Group
SBC
$316M
$72.2K 0.03%
+17,273
New +$72.1K
AMD icon
100
Advanced Micro Devices
AMD
$808B
– –
-22,578
Closed -$4.84M
1 2 3
4
5

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NPI
New Perspectives Inc Ridgeland, Mississippi $289M AUM 17.42% 1-Year Est. Return
WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $288M AUM 38.96% 1-Year Est. Return
NWWA
New Wave Wealth Advisors Springdale, Arkansas $288M AUM 31.14% 1-Year Est. Return
GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q1 2026 Portfolio in Review

As of Q1 2026, Lumbard & Kellner held 106 positions worth $289M, up 1.1% from $286M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Lumbard & Kellner withdrew a net $11.2M in Q1 2026, closing 7 positions and reducing 8 holdings. Its most notable exit was Advanced Micro Devices, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Lumbard & Kellner opened a new position in State Street Financial Select Sector SPDR ETF worth $4.87M.

  • Lumbard & Kellner's largest Q1 2026 buy was State Street Financial Select Sector SPDR ETF: 98,684 shares worth $4.87M.
  • Lumbard & Kellner added most to State Street SPDR S&P Regional Banking ETF in Q1 2026, an estimated $2.89M increase.
  • Lumbard & Kellner's biggest Q1 2026 reduction was Green Plains, cutting an estimated $5.87M.
  • Lumbard & Kellner fully exited Advanced Micro Devices in Q1 2026, selling an estimated $4.84M.
  • Lumbard & Kellner's ten largest holdings make up 37% of its $289M portfolio in Q1 2026.
  • Lumbard & Kellner opened 6 new positions and closed 7 in Q1 2026.
  • Lumbard & Kellner's portfolio value rose 1.1% quarter-over-quarter to $289M.

Based on Lumbard & Kellner's 13F filing for Q1 2026, filed 15 May 2026.