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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-2.6%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$255M
AUM Growth
-$3.37M
Cap. Flow
+$5.05M
Cap. Flow %
1.98%
Top 10 Hldgs %
33.06%
Holding
110
New
10
Increased
26
Reduced
27
Closed
10

Top Buys

Rank Stock Value
1
HBM icon
Hudbay
HBM
+$4.53M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.14M
3
CYXT
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
+$3.02M
4
GLD icon
SPDR Gold Trust
GLD
+$1.69M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.49M

Top Sells

Rank Stock Value
1
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$4.73M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.42M
3
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$3.34M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$620K
5
VZ icon
Verizon
VZ
+$516K

Sector Composition

Rank Sector Weight
1 Financials 13.39%
2 Communication Services 10.33%
3 Energy 7.64%
4 Industrials 7.64%
5 Technology 7.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
1
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$12.1M 4.75%
239,878
-3,779
-2% -$191K
GOOG icon
2
Alphabet (Google) Class C
GOOG
$4.22T
$9.82M 3.85%
73,720
-4,500
-6% -$620K
MET icon
3
MetLife
MET
$60.5B
$9.08M 3.56%
147,106
+121
+0.1% +$7.29K
VTI icon
4
Vanguard Total Stock Market ETF
VTI
$658B
$8.71M 3.42%
39,221
-230
-0.6% -$52.4K
AMAT icon
5
Applied Materials
AMAT
$421B
$8.21M 3.22%
63,740
-3,125
-5% -$424K
PRU icon
6
Prudential Financial
PRU
$41.4B
$7.98M 3.13%
75,883
+5
+0% +$515
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$7.54M 2.96%
21,068
-9,278
-31% -$3.42M
GS icon
8
Goldman Sachs
GS
$314B
$7.39M 2.9%
19,543
-255
-1% -$99.6K
FCX icon
9
Freeport-McMoran
FCX
$83.9B
$6.76M 2.65%
207,878
+7,548
+4% +$266K
GLNG icon
10
Golar LNG
GLNG
$5.05B
$6.67M 2.62%
514,247
– –
META icon
11
Meta Platforms (Facebook)
META
$1.64T
$6.59M 2.59%
19,432
-48
-0.2% -$17.3K
GLD icon
12
SPDR Gold Trust
GLD
$130B
$6.55M 2.57%
39,905
+10,120
+34% +$1.69M
KMI icon
13
Kinder Morgan
KMI
$71.9B
$6.53M 2.56%
390,500
+491
+0.1% +$8.34K
TSN icon
14
Tyson Foods
TSN
$20.3B
$6.2M 2.43%
78,538
-220
-0.3% -$16.6K
FDX icon
15
FedEx
FDX
$74.7B
$6.16M 2.41%
28,069
+20
+0.1% +$5.43K
STNG icon
16
Scorpio Tankers
STNG
$3.81B
$5.77M 2.26%
311,104
+183
+0.1% +$3.05K
KRA
17
DELISTED
Kraton Corporation
KRA
$5.33M 2.09%
116,735
– –
VTRS icon
18
Viatris
VTRS
$20.1B
$5.21M 2.04%
384,241
-6,526
-2% -$92.6K
MDC
19
DELISTED
M.D.C. Holdings, Inc.
MDC
$5.09M 2%
108,872
+24
+0% +$1.22K
EIDO icon
20
iShares MSCI Indonesia ETF
EIDO
$473M
$4.95M 1.94%
228,045
-5,036
-2% -$104K
LMT icon
21
Lockheed Martin
LMT
$117B
$4.7M 1.84%
13,616
+493
+4% +$178K
FLKR icon
22
Franklin FTSE South Korea ETF
FLKR
$1.09B
$4.67M 1.83%
162,362
-844
-0.5% -$26.1K
GMS
23
DELISTED
GMS Inc
GMS
$4.65M 1.82%
106,202
-25
-0% -$1.2K
T icon
24
AT&T
T
$152B
$4.62M 1.81%
226,343
+20,147
+10% +$423K
BHF icon
25
Brighthouse Financial
BHF
$3.77B
$4.56M 1.79%
100,810
-325
-0.3% -$14.7K
1
2 3 4

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PSA
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RIA
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NWWA
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Lumbard & Kellner's Q3 2021 Portfolio in Review

As of Q3 2021, Lumbard & Kellner held 110 positions worth $255M, down 1.3% from $258M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Lumbard & Kellner's Q3 2021 filing shows 10 new, 26 increased, 27 reduced and 10 closed positions. Its largest new stake was Hudbay: 715,844 shares worth $4.46M. The largest sale was Franklin FTSE Taiwan ETF, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Energy.

  • Lumbard & Kellner's largest Q3 2021 buy was Hudbay: 715,844 shares worth $4.46M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2021, an estimated $3.14M increase.
  • Lumbard & Kellner's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $3.42M.
  • Lumbard & Kellner fully exited Franklin FTSE Taiwan ETF in Q3 2021, selling an estimated $4.73M.
  • Lumbard & Kellner's ten largest holdings make up 33% of its $255M portfolio in Q3 2021.
  • Lumbard & Kellner opened 10 new positions and closed 10 in Q3 2021.
  • Lumbard & Kellner's portfolio value fell 1.3% quarter-over-quarter to $255M.

Based on Lumbard & Kellner's 13F filing for Q3 2021, filed 18 Nov 2021.