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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+15.4%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$254M
AUM Growth
+$51.5M
Cap. Flow
+$21.9M
Cap. Flow %
8.63%
Top 10 Hldgs %
39.43%
Holding
101
New
29
Increased
19
Reduced
32
Closed
3

Top Buys

Rank Stock Value
1
STNG icon
Scorpio Tankers
STNG
+$3.39M
2
VTRS icon
Viatris
VTRS
+$2.94M
3
GLNG icon
Golar LNG
GLNG
+$2.69M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.27M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.84M

Top Sells

Rank Stock Value
1
ROAM icon
Hartford Multifactor Emerging Markets ETF
ROAM
+$3.77M
2
LTHM
Livent Corporation
LTHM
+$3.29M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$2.84M
4
GM icon
General Motors
GM
+$1.65M
5
HSIC icon
Henry Schein
HSIC
+$1.62M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Communication Services 7.56%
3 Industrials 6.55%
4 Consumer Discretionary 6.09%
5 Technology 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
1
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$12.4M 4.88%
245,504
-5,186
-2% -$262K
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$9.54M 3.75%
30,312
-488
-2% -$143K
VTI icon
3
Vanguard Total Stock Market ETF
VTI
$658B
$7.64M 3.01%
39,386
-1,014
-3% -$185K
KRA
4
DELISTED
Kraton Corporation
KRA
$7.29M 2.87%
259,666
-4,312
-2% -$116K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.22T
$7.23M 2.85%
78,780
-1,840
-2% -$155K
MET icon
6
MetLife
MET
$60.5B
$6.62M 2.61%
137,418
-1,419
-1% -$61.5K
FDX icon
7
FedEx
FDX
$74.7B
$6.56M 2.58%
27,723
+1,271
+5% +$352K
AMAT icon
8
Applied Materials
AMAT
$421B
$6.5M 2.56%
67,190
-868
-1% -$64.2K
DHI icon
9
D.R. Horton
DHI
$42.4B
$6.27M 2.47%
82,087
+3,202
+4% +$233K
PRU icon
10
Prudential Financial
PRU
$41.4B
$5.43M 2.14%
69,409
+178
+0.3% +$12.9K
KMI icon
11
Kinder Morgan
KMI
$71.9B
$5.4M 2.13%
385,223
+51,508
+15% +$689K
GS icon
12
Goldman Sachs
GS
$314B
$5.38M 2.12%
19,854
+119
+0.6% +$26.5K
EIDO icon
13
iShares MSCI Indonesia ETF
EIDO
$473M
$5.07M 2%
225,720
+83,232
+58% +$1.74M
FLKR icon
14
Franklin FTSE South Korea ETF
FLKR
$1.09B
$5.03M 1.98%
160,987
-2,304
-1% -$60.5K
MDC
15
DELISTED
M.D.C. Holdings, Inc.
MDC
$4.96M 1.95%
102,873
-1,650
-2% -$73.5K
TSN icon
16
Tyson Foods
TSN
$20.3B
$4.93M 1.94%
76,743
+288
+0.4% +$17.9K
META icon
17
Meta Platforms (Facebook)
META
$1.64T
$4.91M 1.93%
18,914
+1,206
+7% +$331K
FCX icon
18
Freeport-McMoran
FCX
$83.9B
$4.78M 1.88%
177,623
-2,377
-1% -$49.4K
T icon
19
AT&T
T
$152B
$4.3M 1.69%
198,951
+2,888
+1% +$62.3K
LMT icon
20
Lockheed Martin
LMT
$117B
$4.18M 1.65%
12,982
-188
-1% -$69.1K
LMC
21
DELISTED
LUNDIN MINING CORPORATION
LMC
$4.12M 1.62%
460,921
+14,272
+3% +$127K
FLTW icon
22
Franklin FTSE Taiwan ETF
FLTW
$2.74B
$4.11M 1.62%
106,669
-1,600
-1% -$54.2K
GM icon
23
General Motors
GM
$68.6B
$3.96M 1.56%
78,134
-42,386
-35% -$1.65M
STNG icon
24
Scorpio Tankers
STNG
$3.81B
$3.79M 1.49%
+306,532
New +$3.39M
BHF icon
25
Brighthouse Financial
BHF
$3.77B
$3.44M 1.35%
97,273
-1,248
-1% -$41.9K
1
2 3 4

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Lumbard & Kellner's Q4 2020 Portfolio in Review

As of Q4 2020, Lumbard & Kellner held 101 positions worth $254M, up 25% from $203M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Lumbard & Kellner deployed $21.9M of net new capital in Q4 2020, opening 29 new positions and adding to 19 existing holdings. Its largest new stake was Scorpio Tankers: 306,532 shares worth $3.79M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.8% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Livent Corporation, an estimated $3.29M trimmed.

  • Lumbard & Kellner's largest Q4 2020 buy was Scorpio Tankers: 306,532 shares worth $3.79M.
  • Lumbard & Kellner added most to iShares MSCI Indonesia ETF in Q4 2020, an estimated $1.74M increase.
  • Lumbard & Kellner's biggest Q4 2020 reduction was Livent Corporation, cutting an estimated $3.29M.
  • Lumbard & Kellner fully exited Hartford Multifactor Emerging Markets ETF in Q4 2020, selling an estimated $3.77M.
  • Lumbard & Kellner's ten largest holdings make up 39% of its $254M portfolio in Q4 2020.
  • Lumbard & Kellner opened 29 new positions and closed 3 in Q4 2020.
  • Lumbard & Kellner's portfolio value rose 25% quarter-over-quarter to $254M.

Based on Lumbard & Kellner's 13F filing for Q4 2020, filed 11 Feb 2021.