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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$141M
AUM Growth
+$1.2M
Cap. Flow
+$4M
Cap. Flow %
2.83%
Top 10 Hldgs %
41.31%
Holding
107
New
10
Increased
36
Reduced
9
Closed
9

Top Buys

1
TSN icon
Tyson Foods
TSN
+$2.64M
2
DTV
DIRECTV COM STK (DE)
DTV
+$1.96M
3
WMT icon
Walmart Inc
WMT
+$1.24M
4
RSX
VanEck Russia ETF
RSX
+$1.16M
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$998K

Top Sells

1
RTN
Raytheon Company
RTN
+$3.37M
2
MSFT icon
Microsoft
MSFT
+$3.04M
3
MDT icon
Medtronic
MDT
+$2.42M
4
HPQ icon
HP
HPQ
+$1.11M
5
FDX icon
FedEx
FDX
+$852K

Sector Composition

1 Technology 15.52%
2 Financials 14.94%
3 Industrials 8.33%
4 Healthcare 6.61%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
1
MetLife
MET
$60.5B
$6.03M 4.27%
126,001
+2,284
+2% +$111K
IBM icon
2
IBM
IBM
$200B
$4.83M 3.42%
26,642
+618
+2% +$113K
WMT icon
3
Walmart Inc
WMT
$909B
$4.58M 3.24%
179,850
+49,125
+38% +$1.24M
MSFT icon
4
Microsoft
MSFT
$2.93T
$4.58M 3.24%
98,835
-68,185
-41% -$3.04M
PRU icon
5
Prudential Financial
PRU
$41.4B
$4.45M 3.15%
50,570
+1,375
+3% +$123K
DTV
6
DELISTED
DIRECTV COM STK (DE)
DTV
$4.24M 3%
48,955
+22,835
+87% +$1.96M
FDX icon
7
FedEx
FDX
$74.7B
$4.22M 2.99%
26,160
-5,610
-18% -$852K
KEY icon
8
KeyCorp
KEY
$25.4B
$3.31M 2.34%
248,310
+350
+0.1% +$4.79K
SNY icon
9
Sanofi
SNY
$107B
$3.15M 2.23%
55,850
+1,515
+3% +$81.4K
JCI icon
10
Johnson Controls International
JCI
$85.7B
$3.08M 2.18%
66,965
+96
+0.1% +$4.84K
PFE icon
11
Pfizer
PFE
$143B
$3.01M 2.13%
107,369
+2,293
+2% +$64.4K
GLW icon
12
Corning
GLW
$133B
$3M 2.12%
154,851
+650
+0.4% +$13.6K
SDRL
13
DELISTED
Seadrill Limited Common Stock
SDRL
$2.9M 2.05%
405
+9
+2% +$85.1K
BRCM
14
DELISTED
BROADCOM CORP CL-A
BRCM
$2.85M 2.02%
70,555
– –
TSN icon
15
Tyson Foods
TSN
$20.3B
$2.71M 1.92%
+68,935
New +$2.64M
GS icon
16
Goldman Sachs
GS
$314B
$2.64M 1.87%
14,380
+350
+2% +$61.5K
RF icon
17
Regions Financial
RF
$27B
$2.55M 1.81%
254,240
+7,075
+3% +$72.2K
EPOL icon
18
iShares MSCI Poland ETF
EPOL
$690M
$2.54M 1.8%
89,605
+2,225
+3% +$63.9K
TTF
19
DELISTED
Thai Fund
TTF
$2.53M 1.79%
205,992
+3,821
+2% +$45.7K
QCOM icon
20
Qualcomm
QCOM
$181B
$2.48M 1.76%
33,201
+70
+0.2% +$5.35K
KBR icon
21
KBR
KBR
$4.45B
$2.22M 1.57%
117,804
+2,700
+2% +$58.6K
HBAN icon
22
Huntington Bancshares
HBAN
$37B
$2.14M 1.51%
219,915
+5,000
+2% +$49K
F icon
23
Ford
F
$56.7B
$2.1M 1.48%
141,744
+550
+0.4% +$9.4K
TM icon
24
Toyota
TM
$210B
$2.07M 1.47%
17,625
+410
+2% +$48.3K
HPQ icon
25
HP
HPQ
$22.7B
$1.99M 1.41%
123,402
-68,681
-36% -$1.11M
1
2 3

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Lumbard & Kellner's Q3 2014 Portfolio in Review

As of Q3 2014, Lumbard & Kellner held 107 positions worth $141M, up 0.86% from $140M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner's Q3 2014 filing shows 10 new, 36 increased, 9 reduced and 9 closed positions. Its largest new stake was Tyson Foods: 68,935 shares worth $2.71M. The largest sale was Raytheon Company, an estimated $3.37M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

  • Lumbard & Kellner's largest Q3 2014 buy was Tyson Foods: 68,935 shares worth $2.71M.
  • Lumbard & Kellner added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $1.96M increase.
  • Lumbard & Kellner's biggest Q3 2014 reduction was Microsoft, cutting an estimated $3.04M.
  • Lumbard & Kellner fully exited Raytheon Company in Q3 2014, selling an estimated $3.37M.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $141M portfolio in Q3 2014.
  • Lumbard & Kellner opened 10 new positions and closed 9 in Q3 2014.
  • Lumbard & Kellner's portfolio value rose 0.86% quarter-over-quarter to $141M.

Based on Lumbard & Kellner's 13F filing for Q3 2014, filed 14 Nov 2014.