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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$184M
AUM Growth
+$8.7M
Cap. Flow
+$1.55M
Cap. Flow %
0.85%
Top 10 Hldgs %
43.64%
Holding
91
New
4
Increased
19
Reduced
20
Closed
5

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.25M
2
VT icon
Vanguard Total World Stock ETF
VT
+$2.42M
3
SHPG
Shire pic
SHPG
+$1.33M
4
BHF icon
Brighthouse Financial
BHF
+$804K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$371K

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$3.42M
2
MET icon
MetLife
MET
+$722K
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$393K
4
KRA
Kraton Corporation
KRA
+$266K
5
MO icon
Altria Group
MO
+$209K

Sector Composition

Rank Sector Weight
1 Financials 17.22%
2 Industrials 7.19%
3 Communication Services 6.97%
4 Technology 6.31%
5 Consumer Staples 5.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$12.7M 6.93%
98,218
+2,930
+3% +$371K
PRU icon
2
Prudential Financial
PRU
$41.4B
$8.16M 4.45%
76,761
+167
+0.2% +$17.9K
MET icon
3
MetLife
MET
$60.5B
$7.36M 4.01%
141,753
-14,825
-9% -$722K
FDX icon
4
FedEx
FDX
$74.7B
$6.5M 3.54%
28,804
+300
+1% +$63.9K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$6.25M 3.41%
61,395
-150
-0.2% -$15.3K
WMT icon
6
Walmart Inc
WMT
$909B
$5.63M 3.07%
216,150
+405
+0.2% +$10.6K
GOOG icon
7
Alphabet (Google) Class C
GOOG
$4.22T
$5.54M 3.02%
115,440
+2,540
+2% +$118K
BA icon
8
Boeing
BA
$169B
$5.53M 3.01%
21,749
+150
+0.7% +$35K
KRA
9
DELISTED
Kraton Corporation
KRA
$5.2M 2.83%
128,483
-7,700
-6% -$266K
EPOL icon
10
iShares MSCI Poland ETF
EPOL
$690M
$5.19M 2.83%
195,745
-15,115
-7% -$393K
GS icon
11
Goldman Sachs
GS
$314B
$4.68M 2.55%
19,726
+65
+0.3% +$14.7K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.09M 2.23%
93,807
-945
-1% -$40.9K
SHPG
13
DELISTED
Shire pic
SHPG
$4.09M 2.23%
26,685
+8,515
+47% +$1.33M
GLW icon
14
Corning
GLW
$133B
$4.05M 2.21%
135,376
-1,060
-0.8% -$31.4K
IBM icon
15
IBM
IBM
$200B
$3.82M 2.08%
27,529
+445
+2% +$62K
RF icon
16
Regions Financial
RF
$27B
$3.49M 1.9%
229,140
+2,100
+0.9% +$30.2K
TWX
17
DELISTED
Time Warner Inc
TWX
$3.33M 1.81%
32,473
-260
-0.8% -$26.4K
ZTS icon
18
Zoetis
ZTS
$32.1B
$3.3M 1.8%
+51,820
New +$3.25M
HBAN icon
19
Huntington Bancshares
HBAN
$37B
$3.26M 1.78%
233,440
+2,400
+1% +$31.6K
T icon
20
AT&T
T
$152B
$3.1M 1.69%
104,679
+1,786
+2% +$50.7K
BWA icon
21
BorgWarner
BWA
$12.8B
$3.04M 1.66%
67,467
-625
-0.9% -$25.5K
TSN icon
22
Tyson Foods
TSN
$20.3B
$2.8M 1.53%
39,740
-135
-0.3% -$8.63K
KEY icon
23
KeyCorp
KEY
$25.4B
$2.51M 1.37%
133,315
+1,850
+1% +$33.5K
VT icon
24
Vanguard Total World Stock ETF
VT
$76.6B
$2.47M 1.35%
+34,960
New +$2.42M
GM icon
25
General Motors
GM
$68.6B
$1.69M 0.92%
41,826
-1,675
-4% -$61.2K
1
2 3

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Lumbard & Kellner's Q3 2017 Portfolio in Review

As of Q3 2017, Lumbard & Kellner held 91 positions worth $184M, up 5% from $175M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Lumbard & Kellner's Q3 2017 filing shows 4 new, 19 increased, 20 reduced and 5 closed positions. Its largest new stake was Zoetis: 51,820 shares worth $3.3M. The largest sale was Verizon, an estimated $3.42M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 17% a quarter earlier, followed by Industrials and Communication Services.

  • Lumbard & Kellner's largest Q3 2017 buy was Zoetis: 51,820 shares worth $3.3M.
  • Lumbard & Kellner added most to Shire pic in Q3 2017, an estimated $1.33M increase.
  • Lumbard & Kellner's biggest Q3 2017 reduction was MetLife, cutting an estimated $722K.
  • Lumbard & Kellner fully exited Verizon in Q3 2017, selling an estimated $3.42M.
  • Lumbard & Kellner's ten largest holdings make up 44% of its $184M portfolio in Q3 2017.
  • Lumbard & Kellner opened 4 new positions and closed 5 in Q3 2017.
  • Lumbard & Kellner's portfolio value rose 5% quarter-over-quarter to $184M.

Based on Lumbard & Kellner's 13F filing for Q3 2017, filed 15 Nov 2017.