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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+11.66%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$284M
AUM Growth
+$30.4M
Cap. Flow
-$1.46M
Cap. Flow %
-0.51%
Top 10 Hldgs %
40.94%
Holding
105
New
7
Increased
34
Reduced
38
Closed
2

Top Buys

Rank Stock Value
1
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
+$2.98M
2
GLNG icon
Golar LNG
GLNG
+$2.31M
3
KMI icon
Kinder Morgan
KMI
+$728K
4
VTRS icon
Viatris
VTRS
+$469K
5
PRU icon
Prudential Financial
PRU
+$402K

Top Sells

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$6.07M
2
KRA
Kraton Corporation
KRA
+$5.1M
3
LTHM
Livent Corporation
LTHM
+$2.08M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$692K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$475K

Sector Composition

Rank Sector Weight
1 Financials 11.25%
2 Communication Services 8.04%
3 Industrials 7.36%
4 Technology 6.59%
5 Energy 6.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
1
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$12.3M 4.31%
242,459
-3,045
-1% -$154K
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$10.2M 3.58%
30,092
-220
-0.7% -$70.3K
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.22T
$9.46M 3.33%
78,460
-320
-0.4% -$31.7K
AMAT icon
4
Applied Materials
AMAT
$421B
$8.89M 3.13%
66,975
-215
-0.3% -$23.7K
MET icon
5
MetLife
MET
$60.5B
$8.78M 3.09%
137,913
+495
+0.4% +$27.3K
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$658B
$8.59M 3.02%
39,556
+170
+0.4% +$34.4K
FDX icon
7
FedEx
FDX
$74.7B
$8.05M 2.83%
27,760
+37
+0.1% +$9.53K
PRU icon
8
Prudential Financial
PRU
$41.4B
$7.41M 2.6%
74,107
+4,698
+7% +$402K
FCX icon
9
Freeport-McMoran
FCX
$83.9B
$6.93M 2.44%
184,766
+7,143
+4% +$232K
GS icon
10
Goldman Sachs
GS
$314B
$6.84M 2.4%
19,624
-230
-1% -$71.6K
KMI icon
11
Kinder Morgan
KMI
$71.9B
$6.62M 2.33%
432,917
+47,694
+12% +$728K
MDC
12
DELISTED
M.D.C. Holdings, Inc.
MDC
$6.38M 2.24%
108,646
+5,773
+6% +$303K
META icon
13
Meta Platforms (Facebook)
META
$1.64T
$6.29M 2.21%
19,499
+585
+3% +$158K
TSN icon
14
Tyson Foods
TSN
$20.3B
$6.04M 2.13%
78,018
+1,275
+2% +$88K
GLNG icon
15
Golar LNG
GLNG
$5.05B
$5.87M 2.06%
514,810
+205,734
+67% +$2.31M
STNG icon
16
Scorpio Tankers
STNG
$3.81B
$5.65M 1.99%
311,095
+4,563
+1% +$70.5K
LMC
17
DELISTED
LUNDIN MINING CORPORATION
LMC
$5.28M 1.86%
438,203
-22,718
-5% -$274K
FLKR icon
18
Franklin FTSE South Korea ETF
FLKR
$1.09B
$5.23M 1.84%
162,297
+1,310
+0.8% +$42.3K
EIDO icon
19
iShares MSCI Indonesia ETF
EIDO
$473M
$4.98M 1.75%
230,333
+4,613
+2% +$108K
LMT icon
20
Lockheed Martin
LMT
$117B
$4.85M 1.71%
12,739
-243
-2% -$83.4K
FLTW icon
21
Franklin FTSE Taiwan ETF
FLTW
$2.74B
$4.76M 1.67%
105,944
-725
-0.7% -$29.3K
T icon
22
AT&T
T
$152B
$4.74M 1.67%
199,671
+720
+0.4% +$15.9K
BHF icon
23
Brighthouse Financial
BHF
$3.77B
$4.66M 1.64%
99,638
+2,365
+2% +$97.2K
GMS
24
DELISTED
GMS Inc
GMS
$4.62M 1.62%
105,690
-555
-0.5% -$19.8K
GM icon
25
General Motors
GM
$68.6B
$4.43M 1.56%
77,484
-650
-0.8% -$34.5K
1
2 3 4

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PSA
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RIA
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NWWA
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Lumbard & Kellner's Q1 2021 Portfolio in Review

As of Q1 2021, Lumbard & Kellner held 105 positions worth $284M, up 12% from $254M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner's Q1 2021 filing shows 7 new, 34 increased, 38 reduced and 2 closed positions. Its largest new stake was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M. The largest sale was D.R. Horton, an estimated $6.07M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 9.7% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q1 2021 buy was Starboard Value Acquisition Corp. Unit: 276,335 shares worth $3.27M.
  • Lumbard & Kellner added most to Golar LNG in Q1 2021, an estimated $2.31M increase.
  • Lumbard & Kellner's biggest Q1 2021 reduction was D.R. Horton, cutting an estimated $6.07M.
  • Lumbard & Kellner fully exited State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in Q1 2021, selling an estimated $345K.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $284M portfolio in Q1 2021.
  • Lumbard & Kellner opened 7 new positions and closed 2 in Q1 2021.
  • Lumbard & Kellner's portfolio value rose 12% quarter-over-quarter to $284M.

Based on Lumbard & Kellner's 13F filing for Q1 2021, filed 17 May 2021.