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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$173M
AUM Growth
+$22M
Cap. Flow
+$11M
Cap. Flow %
6.37%
Top 10 Hldgs %
41.36%
Holding
65
New
9
Increased
15
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.08M
2
SO icon
Southern Company
SO
+$4.57M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$3.84M
4
CSCO icon
Cisco
CSCO
+$2.39M
5
FE icon
FirstEnergy
FE
+$2.39M

Top Sells

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$6.58M
2
T icon
AT&T
T
+$4.62M
3
FCX icon
Freeport-McMoran
FCX
+$2.49M
4
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$217K
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$140K

Sector Composition

Rank Sector Weight
1 Energy 20.64%
2 Financials 15.08%
3 Industrials 8.06%
4 Technology 6.79%
5 Utilities 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$9.18M 5.32%
100,486
-466
-0.5% -$42.7K
MET icon
2
MetLife
MET
$60.5B
$7.76M 4.49%
117,410
-44
-0% -$2.75K
VYMI icon
3
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$7.71M 4.46%
115,989
-104,683
-47% -$6.58M
PBR icon
4
Petrobras
PBR
$116B
$6.95M 4.02%
435,190
+945
+0.2% +$14.5K
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.9M 3.99%
43,739
+34,968
+399% +$5.08M
KMI icon
6
Kinder Morgan
KMI
$71.9B
$6.82M 3.95%
386,419
+2,302
+0.6% +$39.2K
PRU icon
7
Prudential Financial
PRU
$41.4B
$6.72M 3.89%
64,774
-218
-0.3% -$20.9K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$4.22T
$6.54M 3.79%
46,420
+80
+0.2% +$10.9K
NFE icon
9
New Fortress Energy
NFE
$102M
$6.48M 3.75%
171,662
+67,918
+65% +$2.34M
LMT icon
10
Lockheed Martin
LMT
$117B
$6.39M 3.7%
14,097
-1
-0% -$443
NOC icon
11
Northrop Grumman
NOC
$74.1B
$5.88M 3.4%
12,555
+16
+0.1% +$7.5K
FLBR icon
12
Franklin FTSE Brazil ETF
FLBR
$532M
$5.71M 3.31%
272,707
+1,829
+0.7% +$35.4K
VAL icon
13
Valaris
VAL
$5.3B
$5.24M 3.04%
76,482
+449
+0.6% +$30.8K
GS icon
14
Goldman Sachs
GS
$314B
$5.15M 2.98%
13,337
+15
+0.1% +$5.01K
EIDO icon
15
iShares MSCI Indonesia ETF
EIDO
$473M
$4.66M 2.7%
208,984
-10,099
-5% -$217K
SO icon
16
Southern Company
SO
$107B
$4.66M 2.7%
+66,501
New +$4.57M
XBI icon
17
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$4.62M 2.68%
+51,759
New +$3.84M
GLNG icon
18
Golar LNG
GLNG
$5.05B
$4.55M 2.64%
198,031
-682
-0.3% -$15.3K
VTI icon
19
Vanguard Total Stock Market ETF
VTI
$658B
$3.87M 2.24%
16,330
-51
-0.3% -$11.3K
MSFT icon
20
Microsoft
MSFT
$2.93T
$3.69M 2.13%
9,805
– –
TSN icon
21
Tyson Foods
TSN
$20.3B
$3.64M 2.11%
67,662
-1,286
-2% -$62.4K
HBM icon
22
Hudbay
HBM
$9.04B
$3.36M 1.94%
608,139
-985
-0.2% -$4.62K
LLY icon
23
Eli Lilly
LLY
$1.05T
$3.13M 1.81%
5,365
-154
-3% -$89.9K
CSCO icon
24
Cisco
CSCO
$441B
$3.02M 1.75%
59,720
+46,746
+360% +$2.39M
SDRL icon
25
Seadrill
SDRL
$2.7B
$2.99M 1.73%
63,173
+355
+0.6% +$15.1K
1
2 3

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Lumbard & Kellner's Q4 2023 Portfolio in Review

As of Q4 2023, Lumbard & Kellner held 65 positions worth $173M, up 15% from $151M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner deployed $11M of net new capital in Q4 2023, opening 9 new positions and adding to 15 existing holdings. Its largest new stake was Southern Company: 66,501 shares worth $4.66M.

By sector, the portfolio is most concentrated in Energy at 21% of assets, down from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard International High Dividend Yield ETF, an estimated $6.58M trimmed.

  • Lumbard & Kellner's largest Q4 2023 buy was Southern Company: 66,501 shares worth $4.66M.
  • Lumbard & Kellner added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $5.08M increase.
  • Lumbard & Kellner's biggest Q4 2023 reduction was Vanguard International High Dividend Yield ETF, cutting an estimated $6.58M.
  • Lumbard & Kellner fully exited AT&T in Q4 2023, selling an estimated $4.62M.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $173M portfolio in Q4 2023.
  • Lumbard & Kellner opened 9 new positions and closed 4 in Q4 2023.
  • Lumbard & Kellner's portfolio value rose 15% quarter-over-quarter to $173M.

Based on Lumbard & Kellner's 13F filing for Q4 2023, filed 12 Feb 2024.