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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$183M
AUM Growth
-$3.42M
Cap. Flow
-$161K
Cap. Flow %
-0.09%
Top 10 Hldgs %
44.89%
Holding
84
New
5
Increased
8
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
ROAM icon
Hartford Multifactor Emerging Markets ETF
ROAM
+$4.54M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.53M
3
FLKR icon
Franklin FTSE South Korea ETF
FLKR
+$2.92M
4
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$2.05M
5
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$1.99M

Top Sells

Rank Stock Value
1
BWA icon
BorgWarner
BWA
+$1.17M
2
META icon
Meta Platforms (Facebook)
META
+$369K
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$277K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$251K
5
JNJ icon
Johnson & Johnson
JNJ
+$208K

Sector Composition

Rank Sector Weight
1 Financials 13.91%
2 Communication Services 11.23%
3 Healthcare 8.78%
4 Consumer Staples 8.39%
5 Industrials 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$19.9M 10.91%
131,868
-1,840
-1% -$277K
GOOG icon
2
Alphabet (Google) Class C
GOOG
$4.22T
$7.88M 4.32%
129,220
+17,560
+16% +$1.04M
WMT icon
3
Walmart Inc
WMT
$909B
$7.86M 4.3%
198,585
-4,440
-2% -$168K
MINT icon
4
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.04M 3.86%
69,212
-2,467
-3% -$251K
MET icon
5
MetLife
MET
$60.5B
$6.78M 3.72%
143,783
-775
-0.5% -$37K
TSN icon
6
Tyson Foods
TSN
$20.3B
$6.51M 3.57%
75,540
-475
-0.6% -$40.4K
ZTS icon
7
Zoetis
ZTS
$32.1B
$6.4M 3.5%
51,345
-635
-1% -$76.6K
PRU icon
8
Prudential Financial
PRU
$41.4B
$6.17M 3.38%
68,554
+60
+0.1% +$5.44K
QQQ icon
9
Invesco QQQ Trust
QQQ
$466B
$6.03M 3.3%
31,930
+145
+0.5% +$27.5K
T icon
10
AT&T
T
$152B
$5.48M 3%
191,764
-858
-0.4% -$22.7K
META icon
11
Meta Platforms (Facebook)
META
$1.64T
$4.92M 2.7%
27,638
-1,942
-7% -$369K
ROAM icon
12
Hartford Multifactor Emerging Markets ETF
ROAM
$106M
$4.44M 2.43%
+201,409
New +$4.54M
GS icon
13
Goldman Sachs
GS
$314B
$4.28M 2.34%
20,629
+40
+0.2% +$8.37K
FDX icon
14
FedEx
FDX
$74.7B
$4.13M 2.26%
28,372
-175
-0.6% -$28.2K
EPOL icon
15
iShares MSCI Poland ETF
EPOL
$690M
$3.96M 2.17%
192,070
+240
+0.1% +$5.22K
GLW icon
16
Corning
GLW
$133B
$3.79M 2.08%
132,866
-440
-0.3% -$13.2K
LMT icon
17
Lockheed Martin
LMT
$117B
$3.74M 2.05%
9,599
+70
+0.7% +$26.3K
CVET
18
DELISTED
Covetrus, Inc. Common Stock
CVET
$3.59M 1.97%
302,298
+190,842
+171% +$3.53M
LTHM
19
DELISTED
Livent Corporation
LTHM
$3.53M 1.93%
527,480
-555
-0.1% -$3.73K
FLKR icon
20
Franklin FTSE South Korea ETF
FLKR
$1.09B
$2.98M 1.63%
+151,840
New +$2.92M
VWO icon
21
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.94M 1.61%
73,129
-1,305
-2% -$53.9K
HBAN icon
22
Huntington Bancshares
HBAN
$37B
$2.73M 1.49%
191,130
-4,290
-2% -$58.7K
KRA
23
DELISTED
Kraton Corporation
KRA
$2.63M 1.44%
81,478
-875
-1% -$26.2K
HSIC icon
24
Henry Schein
HSIC
$10B
$2.56M 1.4%
40,325
-60
-0.1% -$3.88K
BHF icon
25
Brighthouse Financial
BHF
$3.77B
$2.39M 1.31%
59,095
-860
-1% -$32K
1
2 3

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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Lumbard & Kellner's Q3 2019 Portfolio in Review

As of Q3 2019, Lumbard & Kellner held 84 positions worth $183M, down 1.8% from $186M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Lumbard & Kellner's Q3 2019 filing shows 5 new, 8 increased, 23 reduced and 4 closed positions. Its largest new stake was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M. The largest sale was BorgWarner, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q3 2019 buy was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2019, an estimated $3.53M increase.
  • Lumbard & Kellner's biggest Q3 2019 reduction was Meta Platforms (Facebook), cutting an estimated $369K.
  • Lumbard & Kellner fully exited BorgWarner in Q3 2019, selling an estimated $1.17M.
  • Lumbard & Kellner's ten largest holdings make up 45% of its $183M portfolio in Q3 2019.
  • Lumbard & Kellner opened 5 new positions and closed 4 in Q3 2019.
  • Lumbard & Kellner's portfolio value fell 1.8% quarter-over-quarter to $183M.

Based on Lumbard & Kellner's 13F filing for Q3 2019, filed 21 Nov 2019.