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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$175M
AUM Growth
-$20.1M
Cap. Flow
-$15.2M
Cap. Flow %
-8.71%
Top 10 Hldgs %
49.9%
Holding
89
New
3
Increased
7
Reduced
31
Closed
9

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$11.2M
2
HSIC icon
Henry Schein
HSIC
+$2.8M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$269K
4
VT icon
Vanguard Total World Stock ETF
VT
+$164K
5
TWX
Time Warner Inc
TWX
+$105K

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$5.14M
2
KRA
Kraton Corporation
KRA
+$2.21M
3
BWA icon
BorgWarner
BWA
+$1.47M
4
ELV icon
Elevance Health
ELV
+$720K
5
HBAN icon
Huntington Bancshares
HBAN
+$571K

Sector Composition

Rank Sector Weight
1 Financials 18.09%
2 Communication Services 7.99%
3 Healthcare 6.78%
4 Technology 5.96%
5 Consumer Staples 5.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$24.5M 14.04%
180,727
+79,907
+79% +$11.2M
PRU icon
2
Prudential Financial
PRU
$41.4B
$7.16M 4.1%
69,170
-1,345
-2% -$152K
MINT icon
3
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.08M 4.05%
69,722
+2,647
+4% +$269K
FDX icon
4
FedEx
FDX
$74.7B
$6.98M 4%
29,072
-330
-1% -$83.4K
MET icon
5
MetLife
MET
$60.5B
$6.53M 3.74%
142,383
-880
-0.6% -$42.7K
WMT icon
6
Walmart Inc
WMT
$909B
$6.29M 3.6%
212,130
-2,925
-1% -$94.1K
GOOG icon
7
Alphabet (Google) Class C
GOOG
$4.22T
$5.93M 3.4%
115,000
-1,380
-1% -$76.2K
GS icon
8
Goldman Sachs
GS
$314B
$4.88M 2.79%
19,376
-330
-2% -$85.9K
EPOL icon
9
iShares MSCI Poland ETF
EPOL
$690M
$4.86M 2.78%
193,535
-3,185
-2% -$87.4K
TWX
10
DELISTED
Time Warner Inc
TWX
$4.52M 2.59%
47,764
+1,111
+2% +$105K
ZTS icon
11
Zoetis
ZTS
$32.1B
$4.38M 2.51%
52,395
-50
-0.1% -$3.94K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.35M 2.49%
92,682
-1,500
-2% -$71.9K
IBM icon
13
IBM
IBM
$200B
$4.07M 2.33%
27,764
+649
+2% +$98.2K
SHPG
14
DELISTED
Shire pic
SHPG
$4M 2.29%
26,802
+192
+0.7% +$26.4K
KRA
15
DELISTED
Kraton Corporation
KRA
$3.91M 2.24%
81,938
-45,600
-36% -$2.21M
GLW icon
16
Corning
GLW
$133B
$3.75M 2.15%
134,511
-1,765
-1% -$54.4K
RF icon
17
Regions Financial
RF
$27B
$3.73M 2.14%
200,870
-29,145
-13% -$552K
TSN icon
18
Tyson Foods
TSN
$20.3B
$3.14M 1.8%
42,955
-110
-0.3% -$8.4K
BHF icon
19
Brighthouse Financial
BHF
$3.77B
$3.09M 1.77%
60,087
-1,800
-3% -$104K
HBAN icon
20
Huntington Bancshares
HBAN
$37B
$2.98M 1.71%
197,410
-36,305
-16% -$571K
VT icon
21
Vanguard Total World Stock ETF
VT
$76.6B
$2.88M 1.65%
39,105
+2,170
+6% +$164K
T icon
22
AT&T
T
$152B
$2.8M 1.6%
103,927
-752
-0.7% -$20.9K
HSIC icon
23
Henry Schein
HSIC
$10B
$2.67M 1.53%
+50,567
New +$2.8M
KEY icon
24
KeyCorp
KEY
$25.4B
$2.54M 1.45%
129,830
-4,235
-3% -$88.8K
BWA icon
25
BorgWarner
BWA
$12.8B
$1.58M 0.91%
35,824
-31,643
-47% -$1.47M
1
2

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q1 2018 Portfolio in Review

As of Q1 2018, Lumbard & Kellner held 89 positions worth $175M, down 10% from $195M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Lumbard & Kellner withdrew a net $15.2M in Q1 2018, closing 9 positions and reducing 31 holdings. Its most notable exit was Boeing, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Lumbard & Kellner opened a new position in Henry Schein worth $2.67M.

  • Lumbard & Kellner's largest Q1 2018 buy was Henry Schein: 50,567 shares worth $2.67M.
  • Lumbard & Kellner added most to Vanguard Total Stock Market ETF in Q1 2018, an estimated $11.2M increase.
  • Lumbard & Kellner's biggest Q1 2018 reduction was Kraton Corporation, cutting an estimated $2.21M.
  • Lumbard & Kellner fully exited Boeing in Q1 2018, selling an estimated $5.14M.
  • Lumbard & Kellner's ten largest holdings make up 50% of its $175M portfolio in Q1 2018.
  • Lumbard & Kellner opened 3 new positions and closed 9 in Q1 2018.
  • Lumbard & Kellner's portfolio value fell 10% quarter-over-quarter to $175M.

Based on Lumbard & Kellner's 13F filing for Q1 2018, filed 2 May 2018.