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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+9.36%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$180M
AUM Growth
+$14.5M
Cap. Flow
-$549K
Cap. Flow %
-0.31%
Top 10 Hldgs %
49.17%
Holding
86
New
6
Increased
12
Reduced
28
Closed
7

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$5.4M
2
TAK icon
Takeda Pharmaceutical
TAK
+$2.7M
3
CVET
Covetrus, Inc. Common Stock
CVET
+$2.18M
4
GS icon
Goldman Sachs
GS
+$266K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$204K

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$4.63M
2
IBM icon
IBM
IBM
+$2.99M
3
HSIC icon
Henry Schein
HSIC
+$616K
4
MSFT icon
Microsoft
MSFT
+$251K
5
NEE icon
NextEra Energy
NEE
+$209K

Sector Composition

Rank Sector Weight
1 Financials 13.29%
2 Communication Services 11.77%
3 Healthcare 7.72%
4 Consumer Staples 5.77%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$26.3M 14.63%
181,513
-860
-0.5% -$120K
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.44M 4.15%
73,294
-228
-0.3% -$23.1K
WMT icon
3
Walmart Inc
WMT
$909B
$6.6M 3.68%
203,025
-1,395
-0.7% -$45.2K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$4.22T
$6.54M 3.64%
111,480
-140
-0.1% -$7.86K
PRU icon
5
Prudential Financial
PRU
$41.4B
$6.31M 3.51%
68,639
-60
-0.1% -$5.53K
MET icon
6
MetLife
MET
$60.5B
$6.18M 3.44%
145,133
+1,025
+0.7% +$45.3K
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$5.72M 3.19%
+31,830
New +$5.4M
ZTS icon
8
Zoetis
ZTS
$32.1B
$5.25M 2.92%
52,105
-50
-0.1% -$4.54K
FDX icon
9
FedEx
FDX
$74.7B
$5.2M 2.89%
28,647
+85
+0.3% +$15K
META icon
10
Meta Platforms (Facebook)
META
$1.64T
$4.93M 2.75%
29,567
+600
+2% +$95.4K
DIS icon
11
Walt Disney
DIS
$170B
$4.67M 2.6%
42,055
-190
-0.4% -$21.2K
T icon
12
AT&T
T
$152B
$4.57M 2.54%
192,736
+134
+0.1% +$3.08K
EPOL icon
13
iShares MSCI Poland ETF
EPOL
$690M
$4.4M 2.45%
192,185
-150
-0.1% -$3.53K
GLW icon
14
Corning
GLW
$133B
$4.37M 2.44%
132,141
-115
-0.1% -$3.77K
GS icon
15
Goldman Sachs
GS
$314B
$3.96M 2.21%
20,619
+1,378
+7% +$266K
VWO icon
16
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.84M 2.14%
90,359
-650
-0.7% -$26.8K
TSN icon
17
Tyson Foods
TSN
$20.3B
$3.02M 1.68%
43,420
+610
+1% +$37.8K
VT icon
18
Vanguard Total World Stock ETF
VT
$76.6B
$2.94M 1.64%
40,145
+740
+2% +$52.5K
LMT icon
19
Lockheed Martin
LMT
$117B
$2.86M 1.59%
9,539
+95
+1% +$27.9K
TAK icon
20
Takeda Pharmaceutical
TAK
$54.8B
$2.73M 1.52%
+133,980
New +$2.7M
KRA
21
DELISTED
Kraton Corporation
KRA
$2.65M 1.48%
82,458
+850
+1% +$25.6K
HBAN icon
22
Huntington Bancshares
HBAN
$37B
$2.48M 1.38%
195,795
-150
-0.1% -$2.02K
HSIC icon
23
Henry Schein
HSIC
$10B
$2.43M 1.35%
40,455
-10,207
-20% -$616K
BHF icon
24
Brighthouse Financial
BHF
$3.77B
$2.18M 1.21%
59,995
+1,765
+3% +$66.1K
KEY icon
25
KeyCorp
KEY
$25.4B
$2.02M 1.13%
128,400
-70
-0.1% -$1.17K
1
2

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PSA
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RIA
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NWWA
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GIM
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Lumbard & Kellner's Q1 2019 Portfolio in Review

As of Q1 2019, Lumbard & Kellner held 86 positions worth $180M, up 8.8% from $165M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Lumbard & Kellner's Q1 2019 filing shows 6 new, 12 increased, 28 reduced and 7 closed positions. Its largest new stake was Invesco QQQ Trust: 31,830 shares worth $5.72M. The largest sale was Shire pic, an estimated $4.63M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q1 2019 buy was Invesco QQQ Trust: 31,830 shares worth $5.72M.
  • Lumbard & Kellner added most to Goldman Sachs in Q1 2019, an estimated $266K increase.
  • Lumbard & Kellner's biggest Q1 2019 reduction was Henry Schein, cutting an estimated $616K.
  • Lumbard & Kellner fully exited Shire pic in Q1 2019, selling an estimated $4.63M.
  • Lumbard & Kellner's ten largest holdings make up 49% of its $180M portfolio in Q1 2019.
  • Lumbard & Kellner opened 6 new positions and closed 7 in Q1 2019.
  • Lumbard & Kellner's portfolio value rose 8.8% quarter-over-quarter to $180M.

Based on Lumbard & Kellner's 13F filing for Q1 2019, filed 28 May 2019.