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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-10.42%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$165M
AUM Growth
-$26.5M
Cap. Flow
-$616K
Cap. Flow %
-0.37%
Top 10 Hldgs %
50.88%
Holding
85
New
3
Increased
2
Reduced
33
Closed
5

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.25M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$957K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$218K
3
JNJ icon
Johnson & Johnson
JNJ
+$206K
4
APC
Anadarko Petroleum
APC
+$203K
5
WMT icon
Walmart Inc
WMT
+$122K

Sector Composition

Rank Sector Weight
1 Financials 12.94%
2 Communication Services 11.41%
3 Healthcare 8.1%
4 Consumer Staples 5.6%
5 Technology 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$23.3M 14.1%
182,373
+9,041
+5% +$1.25M
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.42M 4.5%
73,522
-690
-0.9% -$69.9K
WMT icon
3
Walmart Inc
WMT
$909B
$6.35M 3.85%
204,420
-3,810
-2% -$122K
MET icon
4
MetLife
MET
$60.5B
$5.92M 3.59%
144,108
-1,325
-0.9% -$56.9K
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.22T
$5.78M 3.5%
111,620
-1,080
-1% -$57.8K
PRU icon
6
Prudential Financial
PRU
$41.4B
$5.6M 3.39%
68,699
-656
-0.9% -$60.4K
SHPG
7
DELISTED
Shire pic
SHPG
$4.63M 2.81%
26,630
-5,470
-17% -$957K
DIS icon
8
Walt Disney
DIS
$170B
$4.63M 2.81%
42,245
-270
-0.6% -$30.7K
FDX icon
9
FedEx
FDX
$74.7B
$4.61M 2.79%
28,562
-335
-1% -$70.9K
ZTS icon
10
Zoetis
ZTS
$32.1B
$4.46M 2.7%
52,155
-425
-0.8% -$38.3K
EPOL icon
11
iShares MSCI Poland ETF
EPOL
$690M
$4.43M 2.68%
192,335
-1,425
-0.7% -$32.4K
T icon
12
AT&T
T
$152B
$4.15M 2.52%
192,602
-2,615
-1% -$60.9K
GLW icon
13
Corning
GLW
$133B
$4M 2.42%
132,256
-1,400
-1% -$44.7K
META icon
14
Meta Platforms (Facebook)
META
$1.64T
$3.8M 2.3%
28,967
-672
-2% -$97.4K
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.47M 2.1%
91,009
-1,523
-2% -$59K
GS icon
16
Goldman Sachs
GS
$314B
$3.21M 1.95%
19,241
-205
-1% -$41.4K
HSIC icon
17
Henry Schein
HSIC
$10B
$3.12M 1.89%
50,662
-128
-0.3% -$8.43K
IBM icon
18
IBM
IBM
$200B
$2.99M 1.81%
27,523
-157
-0.6% -$18.8K
VT icon
19
Vanguard Total World Stock ETF
VT
$76.6B
$2.58M 1.56%
39,405
-550
-1% -$38.5K
LMT icon
20
Lockheed Martin
LMT
$117B
$2.47M 1.5%
9,444
-65
-0.7% -$19.7K
HBAN icon
21
Huntington Bancshares
HBAN
$37B
$2.34M 1.42%
195,945
-1,360
-0.7% -$18.9K
TSN icon
22
Tyson Foods
TSN
$20.3B
$2.29M 1.39%
42,810
-450
-1% -$26.4K
KEY icon
23
KeyCorp
KEY
$25.4B
$1.9M 1.15%
128,470
-1,275
-1% -$22.4K
KRA
24
DELISTED
Kraton Corporation
KRA
$1.78M 1.08%
81,608
-620
-0.8% -$18.2K
BHF icon
25
Brighthouse Financial
BHF
$3.77B
$1.77M 1.08%
58,230
-2,291
-4% -$89.4K
1
2

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Lumbard & Kellner's Q4 2018 Portfolio in Review

As of Q4 2018, Lumbard & Kellner held 85 positions worth $165M, down 14% from $192M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Lumbard & Kellner's Q4 2018 filing shows 3 new, 2 increased, 33 reduced and 5 closed positions. The largest sale was Shire pic, an estimated $957K.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner added most to Vanguard Total Stock Market ETF in Q4 2018, an estimated $1.25M increase.
  • Lumbard & Kellner's biggest Q4 2018 reduction was Shire pic, cutting an estimated $957K.
  • Lumbard & Kellner fully exited State Street SPDR S&P 500 ETF Trust in Q4 2018, selling an estimated $218K.
  • Lumbard & Kellner's ten largest holdings make up 51% of its $165M portfolio in Q4 2018.
  • Lumbard & Kellner opened 3 new positions and closed 5 in Q4 2018.
  • Lumbard & Kellner's portfolio value fell 14% quarter-over-quarter to $165M.

Based on Lumbard & Kellner's 13F filing for Q4 2018, filed 8 Feb 2019.