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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+6.06%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$265M
AUM Growth
+$10.3M
Cap. Flow
-$1.12M
Cap. Flow %
-0.42%
Top 10 Hldgs %
35.02%
Holding
111
New
11
Increased
13
Reduced
48
Closed
13

Top Buys

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$7.32M
2
FLBR icon
Franklin FTSE Brazil ETF
FLBR
+$4.52M
3
T icon
AT&T
T
+$2.37M
4
VTRS icon
Viatris
VTRS
+$2.02M
5
TREE icon
LendingTree
TREE
+$451K

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$4.37M
2
KEY icon
KeyCorp
KEY
+$1.51M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.08M
4
FDX icon
FedEx
FDX
+$893K
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$564K

Sector Composition

Rank Sector Weight
1 Financials 12.88%
2 Communication Services 10.71%
3 Industrials 7.71%
4 Technology 7.39%
5 Energy 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$130B
$14M 5.29%
83,497
+43,592
+109% +$7.32M
ICSH icon
2
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$11M 4.15%
218,477
-21,401
-9% -$1.08M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$4.22T
$9.75M 3.68%
71,860
-1,860
-3% -$269K
MET icon
4
MetLife
MET
$60.5B
$9.64M 3.63%
144,233
-2,873
-2% -$180K
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$658B
$8.71M 3.28%
38,381
-840
-2% -$198K
AMAT icon
6
Applied Materials
AMAT
$421B
$8.57M 3.23%
61,995
-1,745
-3% -$253K
PRU icon
7
Prudential Financial
PRU
$41.4B
$8.25M 3.11%
74,107
-1,776
-2% -$193K
VTRS icon
8
Viatris
VTRS
$20.1B
$7.95M 3%
535,418
+151,177
+39% +$2.02M
FCX icon
9
Freeport-McMoran
FCX
$83.9B
$7.66M 2.89%
203,637
-4,241
-2% -$161K
QQQ icon
10
Invesco QQQ Trust
QQQ
$466B
$7.32M 2.76%
20,171
-897
-4% -$346K
GLNG icon
11
Golar LNG
GLNG
$5.05B
$7.17M 2.7%
504,239
-10,008
-2% -$128K
TSN icon
12
Tyson Foods
TSN
$20.3B
$6.96M 2.63%
76,628
-1,910
-2% -$157K
T icon
13
AT&T
T
$152B
$6.79M 2.56%
353,227
+126,884
+56% +$2.37M
KMI icon
14
Kinder Morgan
KMI
$71.9B
$6.56M 2.47%
382,511
-7,989
-2% -$133K
GS icon
15
Goldman Sachs
GS
$314B
$6.5M 2.45%
18,328
-1,215
-6% -$481K
FDX icon
16
FedEx
FDX
$74.7B
$6.01M 2.27%
24,348
-3,721
-13% -$893K
META icon
17
Meta Platforms (Facebook)
META
$1.64T
$6.01M 2.27%
19,063
-369
-2% -$123K
LMT icon
18
Lockheed Martin
LMT
$117B
$5.74M 2.16%
14,884
+1,268
+9% +$439K
MDC
19
DELISTED
M.D.C. Holdings, Inc.
MDC
$5.41M 2.04%
106,056
-2,816
-3% -$143K
BHF icon
20
Brighthouse Financial
BHF
$3.77B
$5.34M 2.02%
98,163
-2,647
-3% -$135K
KRA
21
DELISTED
Kraton Corporation
KRA
$5.17M 1.95%
111,575
-5,160
-4% -$237K
EIDO icon
22
iShares MSCI Indonesia ETF
EIDO
$473M
$5.16M 1.94%
222,504
-5,541
-2% -$130K
GMS
23
DELISTED
GMS Inc
GMS
$5.15M 1.94%
100,682
-5,520
-5% -$298K
HBM icon
24
Hudbay
HBM
$9.04B
$4.98M 1.88%
690,675
-25,169
-4% -$175K
FLBR icon
25
Franklin FTSE Brazil ETF
FLBR
$532M
$4.78M 1.8%
+241,465
New +$4.52M
1
2 3 4

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Lumbard & Kellner's Q4 2021 Portfolio in Review

As of Q4 2021, Lumbard & Kellner held 111 positions worth $265M, up 4% from $255M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Lumbard & Kellner's Q4 2021 filing shows 11 new, 13 increased, 48 reduced and 13 closed positions. Its largest new stake was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M. The largest sale was General Motors, an estimated $4.37M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Industrials.

  • Lumbard & Kellner's largest Q4 2021 buy was Franklin FTSE Brazil ETF: 241,465 shares worth $4.78M.
  • Lumbard & Kellner added most to SPDR Gold Trust in Q4 2021, an estimated $7.32M increase.
  • Lumbard & Kellner's biggest Q4 2021 reduction was General Motors, cutting an estimated $4.37M.
  • Lumbard & Kellner fully exited State Street Utilities Select Sector SPDR ETF in Q4 2021, selling an estimated $564K.
  • Lumbard & Kellner's ten largest holdings make up 35% of its $265M portfolio in Q4 2021.
  • Lumbard & Kellner opened 11 new positions and closed 13 in Q4 2021.
  • Lumbard & Kellner's portfolio value rose 4% quarter-over-quarter to $265M.

Based on Lumbard & Kellner's 13F filing for Q4 2021, filed 18 Feb 2022.