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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$194M
AUM Growth
+$11.1M
Cap. Flow
+$688K
Cap. Flow %
0.36%
Top 10 Hldgs %
45.28%
Holding
81
New
1
Increased
12
Reduced
26
Closed
2

Top Buys

Rank Stock Value
1
KRA
Kraton Corporation
KRA
+$1.51M
2
JNJ icon
Johnson & Johnson
JNJ
+$202K
3
GLW icon
Corning
GLW
+$133K
4
META icon
Meta Platforms (Facebook)
META
+$18.4K
5
MET icon
MetLife
MET
+$18.1K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.22M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$497K
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$319K
4
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$72.1K
5
HON icon
Honeywell
HON
+$70.9K

Sector Composition

Rank Sector Weight
1 Financials 13.97%
2 Communication Services 11.55%
3 Healthcare 8.81%
4 Consumer Staples 8.09%
5 Industrials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$15.1M 7.79%
92,193
-39,675
-30% -$6.22M
GOOG icon
2
Alphabet (Google) Class C
GOOG
$4.22T
$8.63M 4.46%
129,120
-100
-0.1% -$6.45K
WMT icon
3
Walmart Inc
WMT
$909B
$7.85M 4.05%
198,120
-465
-0.2% -$18.5K
MET icon
4
MetLife
MET
$60.5B
$7.35M 3.8%
144,158
+375
+0.3% +$18.1K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.04M 3.64%
69,287
+75
+0.1% +$7.62K
TSN icon
6
Tyson Foods
TSN
$20.3B
$6.87M 3.55%
75,485
-55
-0.1% -$4.73K
QQQ icon
7
Invesco QQQ Trust
QQQ
$466B
$6.8M 3.51%
31,965
+35
+0.1% +$7.01K
ZTS icon
8
Zoetis
ZTS
$32.1B
$6.79M 3.51%
51,275
-70
-0.1% -$8.7K
PRU icon
9
Prudential Financial
PRU
$41.4B
$6.42M 3.32%
68,473
-81
-0.1% -$7.44K
META icon
10
Meta Platforms (Facebook)
META
$1.64T
$5.69M 2.94%
27,733
+95
+0.3% +$18.4K
T icon
11
AT&T
T
$152B
$5.64M 2.91%
190,929
-835
-0.4% -$24.1K
GS icon
12
Goldman Sachs
GS
$314B
$4.69M 2.42%
20,414
-215
-1% -$46.7K
ROAM icon
13
Hartford Multifactor Emerging Markets ETF
ROAM
$106M
$4.66M 2.41%
200,857
-552
-0.3% -$12.6K
LTHM
14
DELISTED
Livent Corporation
LTHM
$4.53M 2.34%
529,580
+2,100
+0.4% +$16.1K
FDX icon
15
FedEx
FDX
$74.7B
$4.3M 2.22%
28,452
+80
+0.3% +$12.3K
GLW icon
16
Corning
GLW
$133B
$4M 2.07%
137,466
+4,600
+3% +$133K
LMT icon
17
Lockheed Martin
LMT
$117B
$3.73M 1.93%
9,589
-10
-0.1% -$3.84K
EPOL icon
18
iShares MSCI Poland ETF
EPOL
$690M
$3.73M 1.93%
177,055
-15,015
-8% -$319K
KRA
19
DELISTED
Kraton Corporation
KRA
$3.65M 1.88%
144,018
+62,540
+77% +$1.51M
CVET
20
DELISTED
Covetrus, Inc. Common Stock
CVET
$3.45M 1.78%
261,242
-41,056
-14% -$497K
FLKR icon
21
Franklin FTSE South Korea ETF
FLKR
$1.09B
$3.29M 1.7%
151,840
– –
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.26M 1.69%
73,379
+250
+0.3% +$10.6K
HBAN icon
23
Huntington Bancshares
HBAN
$37B
$2.87M 1.48%
190,585
-545
-0.3% -$7.99K
HSIC icon
24
Henry Schein
HSIC
$10B
$2.64M 1.37%
39,625
-700
-2% -$46.3K
TAK icon
25
Takeda Pharmaceutical
TAK
$54.8B
$2.63M 1.36%
133,402
-402
-0.3% -$7.69K
1
2 3

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WCA
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PSA
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RIA
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NWWA
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GIM
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Lumbard & Kellner's Q4 2019 Portfolio in Review

As of Q4 2019, Lumbard & Kellner held 81 positions worth $194M, up 6.1% from $183M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Trading was light in Q4 2019: portfolio turnover was 3.7%. Lumbard & Kellner opened 1 new position and exited 2, leaving the 81-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q4 2019 buy was Johnson & Johnson: 1,490 shares worth $217K.
  • Lumbard & Kellner added most to Kraton Corporation in Q4 2019, an estimated $1.51M increase.
  • Lumbard & Kellner's biggest Q4 2019 reduction was Vanguard Total Stock Market ETF, cutting an estimated $6.22M.
  • Lumbard & Kellner's ten largest holdings make up 45% of its $194M portfolio in Q4 2019.
  • Lumbard & Kellner opened 1 new position and closed 2 in Q4 2019.
  • Lumbard & Kellner's portfolio value rose 6.1% quarter-over-quarter to $194M.

Based on Lumbard & Kellner's 13F filing for Q4 2019, filed 21 Feb 2020.