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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+7.14%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$154M
AUM Growth
+$8.18M
Cap. Flow
+$2.57M
Cap. Flow %
1.67%
Top 10 Hldgs %
50.41%
Holding
87
New
6
Increased
20
Reduced
9
Closed
10

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$2.91M
2
BWA icon
BorgWarner
BWA
+$2.2M
3
KRA
Kraton Corporation
KRA
+$654K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$466K
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$319K

Top Sells

Rank Stock Value
1
FMC icon
FMC
FMC
+$2.12M
2
RF icon
Regions Financial
RF
+$1.06M
3
KEY icon
KeyCorp
KEY
+$788K
4
IMGN
Immunogen Inc
IMGN
+$624K
5
KMB icon
Kimberly-Clark
KMB
+$252K

Sector Composition

Rank Sector Weight
1 Financials 18.09%
2 Communication Services 6.92%
3 Technology 6.65%
4 Industrials 6.35%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$10.4M 6.79%
90,490
+4,145
+5% +$466K
PRU icon
2
Prudential Financial
PRU
$41.4B
$7.73M 5.03%
74,321
+1,558
+2% +$148K
MET icon
3
MetLife
MET
$60.5B
$6.95M 4.52%
144,738
+3,708
+3% +$170K
FDX icon
4
FedEx
FDX
$74.7B
$5.25M 3.42%
28,195
+350
+1% +$64.2K
WMT icon
5
Walmart Inc
WMT
$909B
$4.96M 3.23%
215,430
+4,710
+2% +$110K
GLW icon
6
Corning
GLW
$133B
$4.91M 3.19%
202,176
+710
+0.4% +$16.9K
GS icon
7
Goldman Sachs
GS
$314B
$4.69M 3.05%
19,586
+564
+3% +$115K
IBM icon
8
IBM
IBM
$200B
$4.29M 2.79%
27,022
+585
+2% +$89.1K
KRA
9
DELISTED
Kraton Corporation
KRA
$3.87M 2.52%
136,013
+21,220
+18% +$654K
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.22T
$3.73M 2.43%
96,620
+3,000
+3% +$117K
EPOL icon
11
iShares MSCI Poland ETF
EPOL
$690M
$3.64M 2.37%
200,905
+7,050
+4% +$126K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.41M 2.22%
95,220
+2,720
+3% +$99.6K
BA icon
13
Boeing
BA
$169B
$3.36M 2.18%
21,554
-1,088
-5% -$159K
T icon
14
AT&T
T
$152B
$3.25M 2.11%
101,213
+5,116
+5% +$151K
TWX
15
DELISTED
Time Warner Inc
TWX
$3.15M 2.05%
+32,648
New +$2.91M
SHPG
16
DELISTED
Shire pic
SHPG
$3.08M 2%
18,050
+550
+3% +$97.5K
RF icon
17
Regions Financial
RF
$27B
$3.04M 1.98%
211,830
-85,495
-29% -$1.06M
HBAN icon
18
Huntington Bancshares
HBAN
$37B
$3.02M 1.97%
228,700
-200
-0.1% -$2.33K
FMC icon
19
FMC
FMC
$1.4B
$2.77M 1.8%
56,485
-46,472
-45% -$2.12M
TSN icon
20
Tyson Foods
TSN
$20.3B
$2.45M 1.59%
39,725
-130
-0.3% -$8.55K
BWA icon
21
BorgWarner
BWA
$12.8B
$2.36M 1.54%
+68,098
New +$2.2M
KEY icon
22
KeyCorp
KEY
$25.4B
$2.36M 1.54%
129,385
-49,950
-28% -$788K
F icon
23
Ford
F
$56.7B
$1.65M 1.07%
136,219
– –
GM icon
24
General Motors
GM
$68.6B
$1.52M 0.99%
43,501
+1,320
+3% +$44.4K
CYNO
25
DELISTED
Cynosure, Inc. Class A
CYNO
$829K 0.54%
18,170
+1,275
+8% +$58.4K
1
2

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q4 2016 Portfolio in Review

As of Q4 2016, Lumbard & Kellner held 87 positions worth $154M, up 5.6% from $146M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Lumbard & Kellner's Q4 2016 filing shows 6 new, 20 increased, 9 reduced and 10 closed positions. Its largest new stake was Time Warner Inc: 32,648 shares worth $3.15M. The largest sale was FMC, an estimated $2.12M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 15% a quarter earlier, followed by Communication Services and Technology.

  • Lumbard & Kellner's largest Q4 2016 buy was Time Warner Inc: 32,648 shares worth $3.15M.
  • Lumbard & Kellner added most to Kraton Corporation in Q4 2016, an estimated $654K increase.
  • Lumbard & Kellner's biggest Q4 2016 reduction was FMC, cutting an estimated $2.12M.
  • Lumbard & Kellner fully exited Kimberly-Clark in Q4 2016, selling an estimated $252K.
  • Lumbard & Kellner's ten largest holdings make up 50% of its $154M portfolio in Q4 2016.
  • Lumbard & Kellner opened 6 new positions and closed 10 in Q4 2016.
  • Lumbard & Kellner's portfolio value rose 5.6% quarter-over-quarter to $154M.

Based on Lumbard & Kellner's 13F filing for Q4 2016, filed 16 Feb 2017.