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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+9.16%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$203M
AUM Growth
+$28.5M
Cap. Flow
+$11.4M
Cap. Flow %
5.61%
Top 10 Hldgs %
46.59%
Holding
75
New
5
Increased
15
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$12.7M
2
KMI icon
Kinder Morgan
KMI
+$4.65M
3
LMC
LUNDIN MINING CORPORATION
LMC
+$2.7M
4
FCX icon
Freeport-McMoran
FCX
+$2.6M
5
NEE icon
NextEra Energy
NEE
+$931K

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.16M
2
FDX icon
FedEx
FDX
+$3M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.89M
4
META icon
Meta Platforms (Facebook)
META
+$2.29M
5
KEY icon
KeyCorp
KEY
+$1.9M

Sector Composition

Rank Sector Weight
1 Financials 8.76%
2 Industrials 8.07%
3 Communication Services 7.7%
4 Consumer Discretionary 6.74%
5 Healthcare 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
1
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.85B
$12.7M 6.26%
+250,690
New +$12.7M
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$8.3M 4.1%
30,800
+10
+0% +$2.71K
KRA
3
DELISTED
Kraton Corporation
KRA
$7.47M 3.69%
263,978
-1,545
-0.6% -$24.9K
FDX icon
4
FedEx
FDX
$74.7B
$6.86M 3.39%
26,452
-14,978
-36% -$3M
VTI icon
5
Vanguard Total Stock Market ETF
VTI
$658B
$6.75M 3.33%
40,400
-17,196
-30% -$2.89M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.22T
$6.53M 3.23%
80,620
-41,460
-34% -$3.16M
DHI icon
7
D.R. Horton
DHI
$42.4B
$5.27M 2.6%
78,885
+715
+0.9% +$48.8K
MET icon
8
MetLife
MET
$60.5B
$5.25M 2.59%
138,837
-1,310
-0.9% -$49.7K
META icon
9
Meta Platforms (Facebook)
META
$1.64T
$4.66M 2.3%
17,708
-8,876
-33% -$2.29M
LMT icon
10
Lockheed Martin
LMT
$117B
$4.61M 2.28%
13,170
-255
-2% -$97.3K
CVET
11
DELISTED
Covetrus, Inc. Common Stock
CVET
$4.47M 2.21%
181,244
-1,116
-0.6% -$24.1K
PRU icon
12
Prudential Financial
PRU
$41.4B
$4.43M 2.19%
69,231
+1,330
+2% +$87.4K
TSN icon
13
Tyson Foods
TSN
$20.3B
$4.38M 2.16%
76,455
+3,460
+5% +$213K
MDC
14
DELISTED
M.D.C. Holdings, Inc.
MDC
$4.21M 2.08%
104,523
+2,833
+3% +$113K
GM icon
15
General Motors
GM
$68.6B
$4.16M 2.06%
120,520
-380
-0.3% -$10.7K
GLW icon
16
Corning
GLW
$133B
$4.12M 2.03%
128,708
-3,323
-3% -$103K
AMAT icon
17
Applied Materials
AMAT
$421B
$4.03M 1.99%
68,058
-315
-0.5% -$19.5K
T icon
18
AT&T
T
$152B
$4M 1.98%
196,063
+13,502
+7% +$302K
KMI icon
19
Kinder Morgan
KMI
$71.9B
$3.97M 1.96%
+333,715
New +$4.65M
LTHM
20
DELISTED
Livent Corporation
LTHM
$3.86M 1.91%
359,209
-2,732
-0.8% -$20.6K
ROAM icon
21
Hartford Multifactor Emerging Markets ETF
ROAM
$106M
$3.77M 1.86%
192,500
+3,382
+2% +$68.2K
FLKR icon
22
Franklin FTSE South Korea ETF
FLKR
$1.09B
$3.75M 1.85%
163,291
-2,227
-1% -$49.6K
GS icon
23
Goldman Sachs
GS
$314B
$3.73M 1.84%
19,735
-265
-1% -$53.9K
FLTW icon
24
Franklin FTSE Taiwan ETF
FLTW
$2.74B
$3.4M 1.68%
108,269
-1,573
-1% -$48.6K
BHF icon
25
Brighthouse Financial
BHF
$3.77B
$3.26M 1.61%
98,521
-1,882
-2% -$54.7K
1
2 3

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Lumbard & Kellner's Q3 2020 Portfolio in Review

As of Q3 2020, Lumbard & Kellner held 75 positions worth $203M, up 16% from $174M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lumbard & Kellner deployed $11.4M of net new capital in Q3 2020, opening 5 new positions and adding to 15 existing holdings. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 250,690 shares worth $12.7M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, down from 11% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $3.16M trimmed.

  • Lumbard & Kellner's largest Q3 2020 buy was iShares Ultra Short Duration Bond Active ETF: 250,690 shares worth $12.7M.
  • Lumbard & Kellner added most to NextEra Energy in Q3 2020, an estimated $931K increase.
  • Lumbard & Kellner's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $3.16M.
  • Lumbard & Kellner fully exited Visa in Q3 2020, selling an estimated $332K.
  • Lumbard & Kellner's ten largest holdings make up 47% of its $203M portfolio in Q3 2020.
  • Lumbard & Kellner opened 5 new positions and closed 3 in Q3 2020.
  • Lumbard & Kellner's portfolio value rose 16% quarter-over-quarter to $203M.

Based on Lumbard & Kellner's 13F filing for Q3 2020, filed 13 Nov 2020.