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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-8.38%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$126M
AUM Growth
-$14.1M
Cap. Flow
+$1.02M
Cap. Flow %
0.81%
Top 10 Hldgs %
42.85%
Holding
87
New
5
Increased
25
Reduced
17
Closed
12

Top Buys

1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$7.25M
2
T icon
AT&T
T
+$3.19M
3
EPOL icon
iShares MSCI Poland ETF
EPOL
+$2.66M
4
KRA
Kraton Corporation
KRA
+$2.55M
5
GS icon
Goldman Sachs
GS
+$887K

Top Sells

1
DTV
DIRECTV COM STK (DE)
DTV
+$4.5M
2
MSFT icon
Microsoft
MSFT
+$1.44M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$1.09M
4
TTF
Thai Fund
TTF
+$585K
5
RPM icon
RPM International
RPM
+$353K

Sector Composition

1 Financials 18.22%
2 Technology 9.62%
3 Consumer Staples 7.19%
4 Consumer Discretionary 5.26%
5 Industrials 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
1
Vanguard Total Stock Market ETF
VTI
$658B
$10.4M 8.27%
105,380
+69,080
+190% +$7.25M
MET icon
2
MetLife
MET
$60.5B
$5.84M 4.64%
138,887
+3,153
+2% +$147K
PRU icon
3
Prudential Financial
PRU
$41.4B
$5.46M 4.34%
71,638
+1,750
+3% +$147K
WMT icon
4
Walmart Inc
WMT
$909B
$4.92M 3.91%
227,400
+75
+0% +$1.72K
EPOL icon
5
iShares MSCI Poland ETF
EPOL
$690M
$4.44M 3.53%
213,080
+121,600
+133% +$2.66M
GLW icon
6
Corning
GLW
$133B
$4.11M 3.26%
239,911
-1,275
-0.5% -$22.9K
FDX icon
7
FedEx
FDX
$74.7B
$4.01M 3.18%
27,835
+670
+2% +$107K
MSFT icon
8
Microsoft
MSFT
$2.93T
$3.86M 3.06%
87,135
-32,150
-27% -$1.44M
TSN icon
9
Tyson Foods
TSN
$20.3B
$3.83M 3.04%
88,860
+600
+0.7% +$25.6K
IBM icon
10
IBM
IBM
$200B
$3.81M 3.03%
27,518
+491
+2% +$72.5K
GS icon
11
Goldman Sachs
GS
$314B
$3.3M 2.62%
18,985
+4,525
+31% +$887K
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.3M 2.62%
99,600
-550
-0.5% -$20K
KEY icon
13
KeyCorp
KEY
$25.4B
$3.14M 2.49%
241,010
+1,700
+0.7% +$24.1K
T icon
14
AT&T
T
$152B
$3.07M 2.44%
+124,942
New +$3.19M
GM icon
15
General Motors
GM
$68.6B
$2.66M 2.12%
88,754
+525
+0.6% +$16.1K
RF icon
16
Regions Financial
RF
$27B
$2.65M 2.1%
293,725
+4,550
+2% +$45K
GLIN icon
17
VanEck India Growth Leaders ETF
GLIN
$95.2M
$2.55M 2.03%
60,325
+1,265
+2% +$54.9K
PSX icon
18
Phillips 66
PSX
$82.9B
$2.42M 1.92%
31,432
+160
+0.5% +$12.7K
HBAN icon
19
Huntington Bancshares
HBAN
$37B
$2.38M 1.89%
224,540
+3,140
+1% +$35K
KRA
20
DELISTED
Kraton Corporation
KRA
$2.16M 1.71%
+120,500
New +$2.55M
TM icon
21
Toyota
TM
$210B
$2.03M 1.61%
17,275
+200
+1% +$25.1K
F icon
22
Ford
F
$56.7B
$1.91M 1.52%
140,569
+550
+0.4% +$7.86K
FMC icon
23
FMC
FMC
$1.4B
$1.61M 1.28%
54,727
-2,998
-5% -$116K
IMGN
24
DELISTED
Immunogen Inc
IMGN
$1.6M 1.27%
167,025
+1,100
+0.7% +$16.1K
HA
25
DELISTED
Hawaiian Holdings, Inc.
HA
$1.35M 1.07%
54,700
-10
-0% -$238
1
2

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NPI
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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
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Lumbard & Kellner's Q3 2015 Portfolio in Review

As of Q3 2015, Lumbard & Kellner held 87 positions worth $126M, down 10% from $140M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Lumbard & Kellner's Q3 2015 filing shows 5 new, 25 increased, 17 reduced and 12 closed positions. Its largest new stake was AT&T: 124,942 shares worth $3.07M. The largest sale was DIRECTV COM STK (DE), an estimated $4.5M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Technology and Consumer Staples.

  • Lumbard & Kellner's largest Q3 2015 buy was AT&T: 124,942 shares worth $3.07M.
  • Lumbard & Kellner added most to Vanguard Total Stock Market ETF in Q3 2015, an estimated $7.25M increase.
  • Lumbard & Kellner's biggest Q3 2015 reduction was Microsoft, cutting an estimated $1.44M.
  • Lumbard & Kellner fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $4.5M.
  • Lumbard & Kellner's ten largest holdings make up 43% of its $126M portfolio in Q3 2015.
  • Lumbard & Kellner opened 5 new positions and closed 12 in Q3 2015.
  • Lumbard & Kellner's portfolio value fell 10% quarter-over-quarter to $126M.

Based on Lumbard & Kellner's 13F filing for Q3 2015, filed 6 Nov 2015.