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Lumbard & Kellner

Lumbard & Kellner Portfolio holdings

AUM $330M Turnover 13.51%
1-Year Est. Return 65.94%
This Fund
S&P 500
This Quarter Est. Return
+2.15%
1 Year Est. Return
+65.94%
3 Year Est. Return
+137.41%
5 Year Est. Return
+168.01%
10 Year Est. Return
+445.01%
AUM
$175M
AUM Growth
+$5.74M
Cap. Flow
+$761K
Cap. Flow %
0.44%
Top 10 Hldgs %
45.65%
Holding
92
New
2
Increased
20
Reduced
15
Closed
5
Avg Time Held
2.1 years
Top 10 Avg Time Held
1.8 years
Top 20 Avg Time Held
1.9 years

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.25M
2
VZ icon
Verizon
VZ
+$3.07M
3
MET icon
MetLife
MET
+$422K
4
PRU icon
Prudential Financial
PRU
+$239K
5
EPOL icon
iShares MSCI Poland ETF
EPOL
+$170K

Top Sells

Rank Stock Value
1
FMC icon
FMC
FMC
+$3.4M
2
GILD icon
Gilead Sciences
GILD
+$516K
3
AAPL icon
Apple
AAPL
+$446K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$356K
5
ELV icon
Elevance Health
ELV
+$331K

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Financials 17.41%
3 Communication Services 8.91%
4 Industrials 6.66%
5 Technology 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VTI icon
1
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
$11.9M 6.78%
95,288
-1,607
-2% -$198K
2014 Q4
10 quarters
PRU icon
2
Prudential Financial
PRU
$40.8B
$8.28M 4.74%
76,594
+2,248
+3% +$239K
2013 Q4
14 quarters
MET icon
3
MetLife
MET
$65.8B
$7.67M 4.39%
156,578
+9,097
+6% +$422K
2013 Q4
14 quarters
MINT icon
4
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.7B
$6.26M 3.58%
+61,545
New +$6.25M
2017 Q2
0 quarters
FDX icon
5
FedEx
FDX
$71.9B
$6.2M 3.54%
28,504
+824
+3% +$163K
2013 Q4
14 quarters
WMT icon
6
Walmart Inc
WMT
$961B
$5.44M 3.11%
215,745
+750
+0.3% +$19K
2013 Q4
14 quarters
GOOG icon
7
Alphabet (Google) Class C
GOOG
$3.92T
$5.13M 2.93%
112,900
-7,780
-6% -$356K
2016 Q1
5 quarters
EPOL icon
8
iShares MSCI Poland ETF
EPOL
$973M
$5.12M 2.93%
210,860
+7,255
+4% +$170K
2013 Q4
14 quarters
KRA
9
DELISTED
Kraton Corporation
KRA
$4.69M 2.68%
136,183
+245
+0.2% +$8.02K
2015 Q3
7 quarters
GS icon
10
Goldman Sachs
GS
$260B
$4.36M 2.5%
19,661
+150
+0.8% +$33.3K
2014 Q2
12 quarters
BA icon
11
Boeing
BA
$148B
$4.27M 2.44%
21,599
+55
+0.3% +$10.2K
2016 Q2
4 quarters
GLW icon
12
Corning
GLW
$107B
$4.1M 2.35%
136,436
+210
+0.2% +$6.03K
2013 Q4
14 quarters
IBM icon
13
IBM
IBM
$238B
$3.98M 2.28%
27,084
-765
-3% -$115K
2013 Q4
14 quarters
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$3.87M 2.21%
94,752
+152
+0.2% +$6.16K
2015 Q1
9 quarters
VZ icon
15
Verizon
VZ
$188B
$3.42M 1.95%
76,505
+65,943
+624% +$3.07M
2017 Q1
1 quarter
RF icon
16
Regions Financial
RF
$24.2B
$3.32M 1.9%
227,040
+2,480
+1% +$34.9K
2014 Q2
12 quarters
TWX
17
DELISTED
Time Warner Inc
TWX
$3.29M 1.88%
32,733
+85
+0.3% +$8.42K
2016 Q4
2 quarters
HBAN icon
18
Huntington Bancshares
HBAN
$31.6B
$3.12M 1.79%
231,040
+3,415
+2% +$44.2K
2014 Q2
12 quarters
SHPG
19
DELISTED
Shire pic
SHPG
$3M 1.72%
18,170
+55
+0.3% +$9.6K
2016 Q2
4 quarters
T icon
20
AT&T
T
$153B
$2.93M 1.68%
102,893
-644
-0.6% -$19K
2015 Q3
7 quarters
BWA icon
21
BorgWarner
BWA
$11.3B
$2.54M 1.45%
68,092
-6
-0% -$218
2016 Q4
2 quarters
TSN icon
22
Tyson Foods
TSN
$20.1B
$2.5M 1.43%
39,875
+150
+0.4% +$9.2K
2014 Q3
11 quarters
KEY icon
23
KeyCorp
KEY
$22.6B
$2.46M 1.41%
131,465
+2,680
+2% +$48.5K
2013 Q4
14 quarters
GM icon
24
General Motors
GM
$67.7B
$1.52M 0.87%
43,501
– –
2013 Q4
14 quarters
F icon
25
Ford
F
$47.6B
$1.52M 0.87%
135,644
-25
-0% -$279
2013 Q4
14 quarters
1
2 3

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Lumbard & Kellner's Q2 2017 Portfolio in Review

As of Q2 2017, Lumbard & Kellner held 92 positions worth $175M, up 3.4% from $169M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lumbard & Kellner's Q2 2017 filing shows 2 new, 20 increased, 15 reduced and 5 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 61,545 shares worth $6.26M. The largest sale was FMC, an estimated $3.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 45% a quarter earlier, followed by Financials and Communication Services.

  • Lumbard & Kellner's largest Q2 2017 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 61,545 shares worth $6.26M.
  • Lumbard & Kellner added most to Verizon in Q2 2017, an estimated $3.07M increase.
  • Lumbard & Kellner's biggest Q2 2017 reduction was Apple, cutting an estimated $446K.
  • Lumbard & Kellner fully exited FMC in Q2 2017, selling an estimated $3.4M.
  • Lumbard & Kellner's ten largest holdings make up 46% of its $175M portfolio in Q2 2017.
  • Lumbard & Kellner opened 2 new positions and closed 5 in Q2 2017.
  • Lumbard & Kellner's portfolio value rose 3.4% quarter-over-quarter to $175M.

Based on Lumbard & Kellner's 13F filing for Q2 2017, filed 10 Aug 2017.