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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+20.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$272M
AUM Growth
+$42.5M
Cap. Flow
+$3.59M
Cap. Flow %
1.32%
Top 10 Hldgs %
36.11%
Holding
99
New
11
Increased
29
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.9M
2
FLIN icon
Franklin FTSE India ETF
FLIN
+$3.84M
3
HROW icon
Harrow
HROW
+$3.35M
4
FSLR icon
First Solar
FSLR
+$3.33M
5
ETON icon
Eton Pharmaceutcials
ETON
+$2.93M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$8.23M
2
ORCL icon
Oracle
ORCL
+$7.06M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.57M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.77M
5
PLUS icon
ePlus
PLUS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 16.24%
2 Industrials 14.99%
3 Financials 10.62%
4 Materials 6.82%
5 Energy 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$16M 5.87%
173,886
+53,500
+44% +$4.9M
GOOG icon
2
Alphabet (Google) Class C
GOOG
$4.22T
$11.8M 4.35%
48,594
+2,142
+5% +$450K
SPMD icon
3
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$10.3M 3.79%
180,153
+430
+0.2% +$24.2K
GS icon
4
Goldman Sachs
GS
$314B
$9.71M 3.57%
12,191
-95
-0.8% -$70.4K
KTOS icon
5
Kratos Defense & Security Solutions
KTOS
$8.63B
$9.67M 3.56%
105,828
+4
+0% +$256
FSLR icon
6
First Solar
FSLR
$22.8B
$9.38M 3.45%
42,553
+17,339
+69% +$3.33M
MET icon
7
MetLife
MET
$60.5B
$8.84M 3.25%
107,380
– –
HBM icon
8
Hudbay
HBM
$9.04B
$8.09M 2.98%
533,632
+450
+0.1% +$5.15K
CSCO icon
9
Cisco
CSCO
$441B
$7.36M 2.71%
107,617
+4,969
+5% +$339K
KMI icon
10
Kinder Morgan
KMI
$71.9B
$7.03M 2.59%
248,389
+9,518
+4% +$261K
FRDM icon
11
Freedom 100 Emerging Markets ETF
FRDM
$3.24B
$6.84M 2.52%
154,442
+135
+0.1% +$5.66K
VYMI icon
12
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$6.79M 2.5%
80,146
-33,399
-29% -$2.77M
PBR icon
13
Petrobras
PBR
$116B
$6.43M 2.36%
507,838
– –
MTRN icon
14
Materion
MTRN
$5.1B
$6.32M 2.32%
52,290
– –
AMZN icon
15
Amazon
AMZN
$2.66T
$6.24M 2.29%
28,415
+44
+0.2% +$9.96K
PRIM icon
16
Primoris Services
PRIM
$4.66B
$5.65M 2.08%
41,148
– –
MSFT icon
17
Microsoft
MSFT
$2.93T
$5.41M 1.99%
10,451
+356
+4% +$182K
LMT icon
18
Lockheed Martin
LMT
$117B
$5.41M 1.99%
10,837
+965
+10% +$438K
NOC icon
19
Northrop Grumman
NOC
$74.1B
$5.4M 1.99%
8,870
– –
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.32M 1.96%
28,031
-1,057
-4% -$197K
AMD icon
21
Advanced Micro Devices
AMD
$808B
$5.23M 1.92%
32,306
– –
ENS icon
22
EnerSys
ENS
$7.17B
$5.03M 1.85%
44,526
+145
+0.3% +$14.3K
FLBR icon
23
Franklin FTSE Brazil ETF
FLBR
$532M
$4.99M 1.84%
261,948
-741
-0.3% -$13.2K
AMSC icon
24
American Superconductor
AMSC
$1.6B
$4.3M 1.58%
72,439
– –
HROW icon
25
Harrow
HROW
$1.74B
$4.28M 1.57%
+88,855
New +$3.35M
1
2 3 4

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Lumbard & Kellner's Q3 2025 Portfolio in Review

As of Q3 2025, Lumbard & Kellner held 99 positions worth $272M, up 19% from $229M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Lumbard & Kellner's Q3 2025 filing shows 11 new, 29 increased, 11 reduced and 2 closed positions. Its largest new stake was Franklin FTSE India ETF: 100,020 shares worth $3.73M. The largest sale was Bloom Energy, an estimated $8.23M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

  • Lumbard & Kellner's largest Q3 2025 buy was Franklin FTSE India ETF: 100,020 shares worth $3.73M.
  • Lumbard & Kellner added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2025, an estimated $4.9M increase.
  • Lumbard & Kellner's biggest Q3 2025 reduction was Bloom Energy, cutting an estimated $8.23M.
  • Lumbard & Kellner fully exited State Street SPDR S&P Biotech ETF in Q3 2025, selling an estimated $4.57M.
  • Lumbard & Kellner's ten largest holdings make up 36% of its $272M portfolio in Q3 2025.
  • Lumbard & Kellner opened 11 new positions and closed 2 in Q3 2025.
  • Lumbard & Kellner's portfolio value rose 19% quarter-over-quarter to $272M.

Based on Lumbard & Kellner's 13F filing for Q3 2025, filed 12 Nov 2025.