We are live on ! Find out more
LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$289M
AUM Growth
+$3.03M
Cap. Flow
-$11.2M
Cap. Flow %
-3.87%
Top 10 Hldgs %
36.98%
Holding
106
New
6
Increased
39
Reduced
8
Closed
7

Top Buys

1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$5.14M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.89M
3
DNLI icon
Denali Therapeutics
DNLI
+$1.89M
4
ALKS icon
Alkermes
ALKS
+$1.63M
5
AMZN icon
Amazon
AMZN
+$973K

Top Sells

1
GPRE icon
Green Plains
GPRE
+$5.87M
2
AMD icon
Advanced Micro Devices
AMD
+$4.84M
3
SNOW icon
Snowflake
SNOW
+$3.79M
4
PATH icon
UiPath
PATH
+$3.68M
5
PRU icon
Prudential Financial
PRU
+$2.9M

Sector Composition

1 Industrials 14.14%
2 Technology 11.02%
3 Energy 8.96%
4 Financials 8.68%
5 Materials 7.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLKR icon
26
Franklin FTSE South Korea ETF
FLKR
$1.09B
$3.86M 1.34%
96,714
+166
+0.2% +$6.76K
BRK.A icon
27
Berkshire Hathaway Class A
BRK.A
$1.06T
$3.59M 1.24%
5
– –
KRE icon
28
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$3.56M 1.24%
54,714
+42,817
+360% +$2.89M
ASIX icon
29
AdvanSix
ASIX
$560M
$3.55M 1.23%
145,694
+566
+0.4% +$10.7K
VTI icon
30
Vanguard Total Stock Market ETF
VTI
$658B
$3.54M 1.23%
11,020
– –
FLIN icon
31
Franklin FTSE India ETF
FLIN
$2.74B
$3.38M 1.17%
101,634
+665
+0.7% +$24.3K
QABA icon
32
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.9M
$3.36M 1.16%
57,613
+370
+0.6% +$22K
EIDO icon
33
iShares MSCI Indonesia ETF
EIDO
$473M
$3.25M 1.13%
205,975
+5,324
+3% +$93K
VEU icon
34
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.18M 1.1%
42,302
+643
+2% +$49.8K
HROW icon
35
Harrow
HROW
$1.74B
$3.12M 1.08%
88,559
+247
+0.3% +$10.9K
AAPL icon
36
Apple
AAPL
$4.9T
$2.9M 1%
11,409
– –
AMSC icon
37
American Superconductor
AMSC
$1.6B
$2.49M 0.86%
73,669
+2,508
+4% +$79.1K
LLY icon
38
Eli Lilly
LLY
$1.05T
$2.32M 0.8%
2,520
– –
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.06M 0.71%
4,295
+144
+3% +$70.7K
CLIP icon
40
Global X 1-3 Month T-Bill ETF
CLIP
$2.61B
$2.02M 0.7%
20,138
-2,922
-13% -$293K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.91M 0.66%
2,932
– –
ALKS icon
42
Alkermes
ALKS
$8.79B
$1.86M 0.64%
+52,593
New +$1.63M
AMAT icon
43
Applied Materials
AMAT
$421B
$1.83M 0.63%
5,350
– –
DNLI icon
44
Denali Therapeutics
DNLI
$3.7B
$1.82M 0.63%
+94,782
New +$1.89M
BE icon
45
Bloom Energy
BE
$61.1B
$1.68M 0.58%
12,379
-5,300
-30% -$778K
STNG icon
46
Scorpio Tankers
STNG
$3.81B
$1.42M 0.49%
19,020
– –
XOM icon
47
ExxonMobil
XOM
$611B
$1.33M 0.46%
7,826
– –
GLD icon
48
SPDR Gold Trust
GLD
$130B
$1.27M 0.44%
2,953
+64
+2% +$28.7K
JPM icon
49
JPMorgan Chase
JPM
$907B
$1.25M 0.43%
4,234
– –
JOE icon
50
St. Joe Company
JOE
$3.48B
$1.14M 0.4%
18,187
+96
+0.5% +$6.42K
1
2
3 4 5

Similar funds

NPI
New Perspectives Inc Ridgeland, Mississippi $289M AUM 17.42% 1-Year Est. Return
WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
PSA
Plum Street Advisors New Orleans, Louisiana $289M AUM 17.28% 1-Year Est. Return
RIA
Realta Investment Advisors Wilmington, Delaware $288M AUM 38.96% 1-Year Est. Return
NWWA
New Wave Wealth Advisors Springdale, Arkansas $288M AUM 31.14% 1-Year Est. Return
GIM
Goodlander Investment Management Dallas, Texas $289M AUM 225.62% 1-Year Est. Return
CAM
Costello Asset Management Feasterville, Pennsylvania $289M AUM 27.04% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q1 2026 Portfolio in Review

As of Q1 2026, Lumbard & Kellner held 106 positions worth $289M, up 1.1% from $286M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Lumbard & Kellner withdrew a net $11.2M in Q1 2026, closing 7 positions and reducing 8 holdings. Its most notable exit was Advanced Micro Devices, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Lumbard & Kellner opened a new position in State Street Financial Select Sector SPDR ETF worth $4.87M.

  • Lumbard & Kellner's largest Q1 2026 buy was State Street Financial Select Sector SPDR ETF: 98,684 shares worth $4.87M.
  • Lumbard & Kellner added most to State Street SPDR S&P Regional Banking ETF in Q1 2026, an estimated $2.89M increase.
  • Lumbard & Kellner's biggest Q1 2026 reduction was Green Plains, cutting an estimated $5.87M.
  • Lumbard & Kellner fully exited Advanced Micro Devices in Q1 2026, selling an estimated $4.84M.
  • Lumbard & Kellner's ten largest holdings make up 37% of its $289M portfolio in Q1 2026.
  • Lumbard & Kellner opened 6 new positions and closed 7 in Q1 2026.
  • Lumbard & Kellner's portfolio value rose 1.1% quarter-over-quarter to $289M.

Based on Lumbard & Kellner's 13F filing for Q1 2026, filed 15 May 2026.