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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$289M
AUM Growth
+$3.03M
Cap. Flow
-$11.2M
Cap. Flow %
-3.87%
Top 10 Hldgs %
36.98%
Holding
106
New
6
Increased
39
Reduced
8
Closed
7

Top Buys

1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$5.14M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.89M
3
DNLI icon
Denali Therapeutics
DNLI
+$1.89M
4
ALKS icon
Alkermes
ALKS
+$1.63M
5
AMZN icon
Amazon
AMZN
+$973K

Top Sells

1
GPRE icon
Green Plains
GPRE
+$5.87M
2
AMD icon
Advanced Micro Devices
AMD
+$4.84M
3
SNOW icon
Snowflake
SNOW
+$3.79M
4
PATH icon
UiPath
PATH
+$3.68M
5
PRU icon
Prudential Financial
PRU
+$2.9M

Sector Composition

1 Industrials 14.14%
2 Technology 11.02%
3 Energy 8.96%
4 Financials 8.68%
5 Materials 7.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
51
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$1.13M 0.39%
14,330
– –
WELL icon
52
Welltower
WELL
$172B
$1.09M 0.38%
5,496
– –
QQQ icon
53
Invesco QQQ Trust
QQQ
$466B
$1.08M 0.37%
1,865
– –
GDX icon
54
VanEck Gold Miners ETF
GDX
$21.8B
$980K 0.34%
10,684
– –
VTV icon
55
Vanguard Value ETF
VTV
$186B
$960K 0.33%
4,893
– –
UTI icon
56
Universal Technical Institute
UTI
$2.22B
$916K 0.32%
25,381
+1,160
+5% +$36.6K
EWW icon
57
iShares MSCI Mexico ETF
EWW
$1.87B
$883K 0.31%
11,740
+311
+3% +$23.5K
PHYS icon
58
Sprott Physical Gold
PHYS
$14.4B
$846K 0.29%
23,860
+29
+0.1% +$1.07K
VT icon
59
Vanguard Total World Stock ETF
VT
$76.6B
$818K 0.28%
5,914
– –
SPDW icon
60
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$793K 0.28%
17,381
– –
BBCA icon
61
JPMorgan BetaBuilders Canada ETF
BBCA
$10.8B
$791K 0.27%
8,409
+84
+1% +$8.03K
HON icon
62
Honeywell
HON
$71.3B
$761K 0.26%
3,368
– –
RTX icon
63
RTX Corp
RTX
$261B
$720K 0.25%
3,734
– –
XLK icon
64
State Street Technology Select Sector SPDR ETF
XLK
$114B
$683K 0.24%
5,140
– –
XLE icon
65
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$681K 0.24%
11,110
+252
+2% +$13.5K
IVV icon
66
iShares Core S&P 500 ETF
IVV
$881B
$666K 0.23%
1,020
– –
XLU icon
67
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$602K 0.21%
13,108
+74
+0.6% +$3.32K
UNH icon
68
UnitedHealth
UNH
$387B
$570K 0.2%
2,108
– –
GE icon
69
GE Aerospace
GE
$364B
$563K 0.2%
1,983
– –
MRK icon
70
Merck
MRK
$315B
$562K 0.19%
4,671
– –
ORCL icon
71
Oracle
ORCL
$364B
$555K 0.19%
3,775
-53
-1% -$8.62K
CIEN icon
72
Ciena
CIEN
$53B
$483K 0.17%
1,245
– –
FE icon
73
FirstEnergy
FE
$28.1B
$481K 0.17%
9,485
– –
INTC icon
74
Intel
INTC
$478B
$468K 0.16%
10,615
– –
GEV icon
75
GE Vernova
GEV
$284B
$451K 0.16%
517
– –
1 2
3
4 5

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WCA
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PSA
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RIA
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NWWA
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GIM
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CAM
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WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return

Lumbard & Kellner's Q1 2026 Portfolio in Review

As of Q1 2026, Lumbard & Kellner held 106 positions worth $289M, up 1.1% from $286M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Lumbard & Kellner withdrew a net $11.2M in Q1 2026, closing 7 positions and reducing 8 holdings. Its most notable exit was Advanced Micro Devices, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Lumbard & Kellner opened a new position in State Street Financial Select Sector SPDR ETF worth $4.87M.

  • Lumbard & Kellner's largest Q1 2026 buy was State Street Financial Select Sector SPDR ETF: 98,684 shares worth $4.87M.
  • Lumbard & Kellner added most to State Street SPDR S&P Regional Banking ETF in Q1 2026, an estimated $2.89M increase.
  • Lumbard & Kellner's biggest Q1 2026 reduction was Green Plains, cutting an estimated $5.87M.
  • Lumbard & Kellner fully exited Advanced Micro Devices in Q1 2026, selling an estimated $4.84M.
  • Lumbard & Kellner's ten largest holdings make up 37% of its $289M portfolio in Q1 2026.
  • Lumbard & Kellner opened 6 new positions and closed 7 in Q1 2026.
  • Lumbard & Kellner's portfolio value rose 1.1% quarter-over-quarter to $289M.

Based on Lumbard & Kellner's 13F filing for Q1 2026, filed 15 May 2026.