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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKOR icon
1751
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$738M
$415K ﹤0.01%
8,482
– –
BURL icon
1752
Burlington
BURL
$22.3B
$414K ﹤0.01%
2,548
-1,344
-35% -$214K
CII icon
1753
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$414K ﹤0.01%
24,065
+8,166
+51% +$138K
MTG icon
1754
MGIC Investment
MTG
$6.29B
$414K ﹤0.01%
31,012
-19,175
-38% -$238K
OSK icon
1755
Oshkosh
OSK
$9.61B
$413K ﹤0.01%
5,795
+1,657
+40% +$119K
III icon
1756
Information Services Group
III
$249M
$412K ﹤0.01%
86,220
+19,953
+30% +$88.6K
PEO
1757
Adams Natural Resources Fund
PEO
$772M
$412K ﹤0.01%
21,467
+254
+1% +$4.83K
CORP icon
1758
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$411K ﹤0.01%
4,090
-2,374
-37% -$239K
SCCO icon
1759
Southern Copper
SCCO
$165B
$411K ﹤0.01%
10,400
-1,845
-15% -$75K
VKQ icon
1760
Invesco Municipal Trust
VKQ
$545M
$411K ﹤0.01%
35,550
-2,199
-6% -$25.9K
BHK icon
1761
BlackRock Core Bond Trust
BHK
$659M
$410K ﹤0.01%
32,112
+2,505
+8% +$32.1K
MCI
1762
Barings Corporate Investors
MCI
$342M
$410K ﹤0.01%
26,735
+11,178
+72% +$171K
WAIR
1763
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$410K ﹤0.01%
36,450
-2,250
-6% -$26.9K
CTWS
1764
DELISTED
Connecticut Water Service Inc
CTWS
$410K ﹤0.01%
5,926
+725
+14% +$48.8K
ALFA
1765
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$410K ﹤0.01%
8,041
+1,325
+20% +$65.7K
EQR icon
1766
Equity Residential
EQR
$24.2B
$409K ﹤0.01%
6,165
-7,531
-55% -$498K
MFA
1767
MFA Financial
MFA
$925M
$409K ﹤0.01%
13,894
-1,841
-12% -$56.8K
VTRS icon
1768
Viatris
VTRS
$18.5B
$408K ﹤0.01%
11,159
+169
+2% +$6.34K
HPS
1769
John Hancock Preferred Income Fund III
HPS
$463M
$407K ﹤0.01%
21,873
+5,592
+34% +$104K
BGT icon
1770
BlackRock Floating Rate Income Trust
BGT
$330M
$406K ﹤0.01%
30,796
-6,442
-17% -$84.8K
LGCY
1771
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$406K ﹤0.01%
83,329
+54,237
+186% +$283K
EWY icon
1772
iShares MSCI South Korea ETF
EWY
$27.6B
$405K ﹤0.01%
5,932
-2,537
-30% -$168K
PBW icon
1773
Invesco WilderHill Clean Energy ETF
PBW
$461M
$405K ﹤0.01%
16,376
+4,700
+40% +$119K
SOHO
1774
DELISTED
Sotherly Hotels
SOHO
$405K ﹤0.01%
56,280
+46,280
+463% +$330K
GAP
1775
The Gap Inc
GAP
$7.29B
$404K ﹤0.01%
13,964
+6,036
+76% +$181K
69 70
71
72 73

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.