Ladenburg Thalmann Financial Services’s BlackRock Enhanced Captial and Income Fund CII Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CII Stock Details CII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$571K	Sell	33,067 -4,138	-11%	-$68.5K	﹤0.01%	1703
2019 Q3	$601K	Buy	37,205 +3,095	+9%	+$49.1K	﹤0.01%	1611
2019 Q2	$540K	Buy	34,110 +5,160	+18%	+$81.4K	﹤0.01%	1685
2019 Q1	$457K	Sell	28,950 -2,054	-7%	-$31.6K	﹤0.01%	1757
2018 Q4	$438K	Buy	31,004 +6,939	+29%	+$107K	﹤0.01%	1634
2018 Q3	$414K	Buy	24,065 +8,166	+51%	+$138K	﹤0.01%	1753
2018 Q2	$250K	Hold	15,899	–	–	﹤0.01%	2059
2018 Q1	$250K	Sell	15,899 -977	-6%	-$15.9K	﹤0.01%	2059
2017 Q4	$277K	Sell	16,876 -5,815	-26%	-$92.5K	﹤0.01%	1961
2017 Q3	$354K	Buy	22,691 +2,048	+10%	+$31.1K	﹤0.01%	1684
2017 Q2	$308K	Buy	20,643 +8,549	+71%	+$126K	﹤0.01%	1719
2017 Q1	$173K	Buy	12,094 +1,231	+11%	+$17.4K	﹤0.01%	2018
2016 Q4	$149K	Buy	10,863 +1,833	+20%	+$24.5K	﹤0.01%	2014
2016 Q3	$124K	Buy	9,030 +2,580	+40%	+$35.6K	﹤0.01%	2090
2016 Q2	$86K	Buy	6,450 +2,950	+84%	+$39.8K	﹤0.01%	2258
2016 Q1	$47K	Sell	3,500 -1,596	-31%	-$20.6K	﹤0.01%	2640
2015 Q4	$73K	Sell	5,096 -326	-6%	-$4.63K	﹤0.01%	2291
2015 Q3	$72K	Sell	5,422 -12	-0.2%	-$172	﹤0.01%	2219
2015 Q2	$80K	Sell	5,434 -292	-5%	-$4.48K	﹤0.01%	2254
2015 Q1	$86K	Sell	5,726 -350	-6%	-$5.13K	﹤0.01%	2175
2014 Q4	$85K	Buy	6,076 +805	+15%	+$11.8K	﹤0.01%	1993
2014 Q3	$78K	Hold	5,271	–	–	﹤0.01%	1755
2014 Q2	$78K	Hold	5,271	–	–	﹤0.01%	1753
2014 Q1	$74K	Sell	5,271 -400	-7%	-$5.53K	﹤0.01%	1689
2013 Q4	$78K	Sell	5,671 -2,900	-34%	-$39K	﹤0.01%	1619
2013 Q3	$111K	Sell	8,571 -1,725	-17%	-$22.4K	﹤0.01%	1329
2013 Q2	$130K	Buy	+10,296	New	+$134K	﹤0.01%	1176

Other funds holding CII

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FPCG

Fort Pitt Capital Group Pittsburgh, Pennsylvania $3.55B AUM 34.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CII Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its BlackRock Enhanced Captial and Income Fund (CII) stake by 11% in Q4 2019, selling an estimated $68.5K and leaving 33,067 shares worth $571K. The position accounts for ﹤0.01% of the portfolio, ranked #1703.

Ladenburg Thalmann Financial Services first reported a position in CII in Q2 2013 and has held it in 27 quarters since. The position peaked at $601K in Q3 2019. 71 funds tracked by Wall St. Rank hold CII as of Q4 2019.

Ladenburg Thalmann Financial Services held 33,067 shares of BlackRock Enhanced Captial and Income Fund worth $571K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,138 BlackRock Enhanced Captial and Income Fund shares in Q4 2019, an estimated $68.5K.
BlackRock Enhanced Captial and Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1703 holding.
Ladenburg Thalmann Financial Services first reported a position in BlackRock Enhanced Captial and Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's BlackRock Enhanced Captial and Income Fund position peaked at $601K in Q3 2019.
71 funds tracked by Wall St. Rank held BlackRock Enhanced Captial and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.