LTFS
PEO

Ladenburg Thalmann Financial Services’s Adams Natural Resources Fund PEO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PEO Stock Details PEO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$529K Buy
33,371
+7,986
+31% +$122K ﹤0.01% 1770
2019
Q3 		$387K Buy
25,385
+11,538
+83% +$176K ﹤0.01% 1966
2019
Q2 		$220K Sell
13,847
-2,853
-17% -$45.1K ﹤0.01% 2403
2019
Q1 		$270K Sell
16,700
-2,194
-12% -$34.4K ﹤0.01% 2178
2018
Q4 		$265K Sell
18,894
-2,573
-12% -$42.7K ﹤0.01% 2022
2018
Q3 		$412K Buy
21,467
+254
+1% +$4.83K ﹤0.01% 1757
2018
Q2 		$371K Hold
21,213
– – ﹤0.01% 1784
2018
Q1 		$371K Buy
21,213
+3,129
+17% +$58.2K ﹤0.01% 1784
2017
Q4 		$345K Buy
18,084
+2,528
+16% +$47.1K ﹤0.01% 1804
2017
Q3 		$295K Buy
15,556
+2,887
+23% +$51.8K ﹤0.01% 1810
2017
Q2 		$228K Sell
12,669
-10,347
-45% -$190K ﹤0.01% 1919
2017
Q1 		$430K Hold
23,016
– – 0.01% 1409
2016
Q4 		$447K Sell
23,016
-3,570
-13% -$68.2K 0.01% 1325
2016
Q3 		$509K Sell
26,586
-2,620
-9% -$49.8K 0.01% 1186
2016
Q2 		$564K Sell
29,206
-3,359
-10% -$61.8K 0.01% 1065
2016
Q1 		$563K Buy
32,565
+2,669
+9% +$43.1K 0.01% 981
2015
Q4 		$510K Buy
29,896
+437
+1% +$8.17K 0.01% 1012
2015
Q3 		$514K Sell
29,459
-2,228
-7% -$42.9K 0.01% 943
2015
Q2 		$681K Buy
31,687
+22,771
+255% +$525K 0.01% 908
2015
Q1 		$199K Buy
8,916
+5,121
+135% +$117K ﹤0.01% 1582
2014
Q4 		$87K Sell
3,795
-612
-14% -$15.2K ﹤0.01% 1982
2014
Q3 		$122K Buy
4,407
+171
+4% +$5.01K ﹤0.01% 1490
2014
Q2 		$127K Hold
4,236
– – ﹤0.01% 1454
2014
Q1 		$114K Hold
4,236
– – ﹤0.01% 1432
2013
Q4 		$112K Sell
4,236
-943
-18% -$24.9K ﹤0.01% 1404
2013
Q3 		$135K Buy
5,179
+198
+4% +$5.08K ﹤0.01% 1214
2013
Q2 		$123K Buy
+4,981
New +$124K ﹤0.01% 1206

Other funds holding PEO

AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
ADEF
Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PEO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Adams Natural Resources Fund (PEO) stake by 31% in Q4 2019, buying an estimated $122K and bringing the position to 33,371 shares worth $529K. The position accounts for ﹤0.01% of the portfolio, ranked #1770.

Ladenburg Thalmann Financial Services first reported a position in PEO in Q2 2013 and has held it in 27 quarters since. The position peaked at $681K in Q2 2015. 75 funds tracked by Wall St. Rank hold PEO as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 33,371 shares of Adams Natural Resources Fund worth $529K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 7,986 Adams Natural Resources Fund shares in Q4 2019, an estimated $122K.
  • Adams Natural Resources Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1770 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Adams Natural Resources Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Adams Natural Resources Fund position peaked at $681K in Q2 2015.
  • 75 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.