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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDP icon
1551
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$533K ﹤0.01%
22,380
-1,440
-6% -$35.7K
SRI icon
1552
Stoneridge
SRI
$201M
$533K ﹤0.01%
17,924
-4,030
-18% -$128K
TCPC icon
1553
BlackRock TCP Capital
TCPC
$353M
$533K ﹤0.01%
37,459
-2,003
-5% -$29.3K
PKO
1554
DELISTED
Pimco Income Opportunity Fund
PKO
$532K ﹤0.01%
19,268
-64,193
-77% -$1.76M
ABR icon
1555
Arbor Realty Trust
ABR
$981M
$531K ﹤0.01%
46,255
+41,855
+951% +$482K
FAM
1556
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$531K ﹤0.01%
55,264
+5,565
+11% +$54.6K
HIG.WS
1557
DELISTED
Hartford Financial Services Grp
HIG.WS
$530K ﹤0.01%
11,766
– –
LEO
1558
BNY Mellon Strategic Municipals
LEO
$389M
$529K ﹤0.01%
70,657
-1,150
-2% -$8.8K
GBDC icon
1559
Golub Capital BDC
GBDC
$3.48B
$528K ﹤0.01%
28,731
+17,876
+165% +$330K
IVZ icon
1560
Invesco
IVZ
$14.3B
$528K ﹤0.01%
23,062
+3,375
+17% +$84.3K
ROBT icon
1561
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$796M
$528K ﹤0.01%
16,389
+9,239
+129% +$288K
CEY
1562
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$528K ﹤0.01%
+22,448
New +$540K
LPT
1563
DELISTED
Liberty Property Trust
LPT
$528K ﹤0.01%
12,547
-991
-7% -$43.1K
NCV
1564
Virtus Convertible & Income Fund
NCV
$390M
$527K ﹤0.01%
18,987
+4,714
+33% +$133K
RSG icon
1565
Republic Services
RSG
$65.9B
$527K ﹤0.01%
7,248
-246
-3% -$17.8K
DWTR
1566
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$527K ﹤0.01%
16,853
+15,553
+1,196% +$481K
SBR
1567
Sabine Royalty Trust
SBR
$1.06B
$526K ﹤0.01%
12,468
-1,454
-10% -$64.8K
KDP icon
1568
Keurig Dr Pepper
KDP
$42.3B
$525K ﹤0.01%
22,614
+8,419
+59% +$266K
SCI icon
1569
Service Corp International
SCI
$11.3B
$525K ﹤0.01%
11,891
+176
+2% +$7.11K
FEP icon
1570
First Trust Europe AlphaDEX Fund
FEP
$534M
$523K ﹤0.01%
13,666
-12,307
-47% -$477K
FXD icon
1571
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$523K ﹤0.01%
12,068
+4,097
+51% +$177K
IBDM
1572
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$522K ﹤0.01%
21,424
+9,336
+77% +$227K
CFG icon
1573
Citizens Financial Group
CFG
$31.2B
$521K ﹤0.01%
13,497
-2,900
-18% -$117K
ISCB icon
1574
iShares Morningstar Small-Cap ETF
ISCB
$294M
$520K ﹤0.01%
11,532
+1,560
+16% +$71.3K
VGSH icon
1575
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$520K ﹤0.01%
8,679
-2,037
-19% -$122K
61 62
63
64 65

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.