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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
1276
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$877K 0.01%
89,832
-20,058
-18% -$195K
DNKN
1277
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$877K 0.01%
11,667
+121
+1% +$8.47K
HYI
1278
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$875K 0.01%
59,245
-3,108
-5% -$44.4K
XOP icon
1279
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$875K 0.01%
7,113
+834
+13% +$100K
SRCL
1280
DELISTED
Stericycle Inc
SRCL
$875K 0.01%
16,075
+4,168
+35% +$189K
NFG icon
1281
National Fuel Gas
NFG
$7.75B
$874K 0.01%
14,328
-3,811
-21% -$221K
CGNX icon
1282
Cognex
CGNX
$10.4B
$872K 0.01%
17,170
+765
+5% +$36.6K
IYM icon
1283
iShares US Basic Materials ETF
IYM
$1.01B
$869K 0.01%
9,488
-23
-0.2% -$2.06K
JDD
1284
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$866K 0.01%
83,630
+2,442
+3% +$24.9K
TVRD
1285
Tvardi Therapeutics
TVRD
$22.1M
$865K 0.01%
1,226
+170
+16% +$102K
CLF icon
1286
Cleveland-Cliffs
CLF
$6.93B
$863K 0.01%
86,469
+2,945
+4% +$29.5K
KLAC icon
1287
KLA
KLAC
$274B
$863K 0.01%
72,290
+7,450
+11% +$80.1K
PXH icon
1288
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$863K 0.01%
40,301
+28,406
+239% +$604K
PBA icon
1289
Pembina Pipeline
PBA
$28.4B
$861K 0.01%
23,410
-4,067
-15% -$144K
EFF
1290
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$860K 0.01%
58,010
+4,511
+8% +$67.2K
ROBO icon
1291
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$854K 0.01%
22,053
-4,827
-18% -$178K
TIPX icon
1292
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$854K 0.01%
44,151
+10,484
+31% +$200K
IBDO
1293
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$854K 0.01%
34,157
+27,512
+414% +$676K
ARKG icon
1294
ARK Genomic Revolution ETF
ARKG
$1.78B
$852K 0.01%
25,871
+10,629
+70% +$314K
SA
1295
Seabridge Gold
SA
$3.46B
$848K 0.01%
68,475
-16,944
-20% -$231K
NEM icon
1296
Newmont
NEM
$120B
$847K 0.01%
23,736
+1,174
+5% +$39.8K
PZT icon
1297
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$846K 0.01%
34,417
+6
+0% +$145
APO icon
1298
Apollo Global Management
APO
$84.8B
$843K 0.01%
29,855
-17,903
-37% -$509K
PNNT
1299
Pennant Park Investment Corp
PNNT
$249M
$842K 0.01%
121,852
+7,500
+7% +$52.8K
SKX
1300
DELISTED
Skechers
SKX
$842K 0.01%
25,011
+1,784
+8% +$53.3K
50 51
52
53 54

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.