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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIGS icon
1026
ALPS Strategic Income Fund
RIGS
$60.5M
$1.38M 0.01%
55,657
+4,027
+8% +$100K
CG icon
1027
Carlyle Group
CG
$16.9B
$1.38M 0.01%
54,033
+46,795
+647% +$1.12M
PW
1028
Power REIT
PW
$2.92M
$1.38M 0.01%
13,624
-967
-7% -$88.3K
UBER icon
1029
Uber
UBER
$156B
$1.38M 0.01%
45,269
+8,651
+24% +$326K
RZG icon
1030
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$1.38M 0.01%
38,691
+24,807
+179% +$904K
PMX
1031
DELISTED
PIMCO Municipal Income Fund III
PMX
$1.38M 0.01%
107,546
+2,447
+2% +$30.6K
EPR icon
1032
EPR Properties
EPR
$4.63B
$1.37M 0.01%
17,890
+5,505
+44% +$419K
EAD
1033
Allspring Income Opportunities Fund
EAD
$381M
$1.37M 0.01%
165,833
-4,487
-3% -$36.8K
BGC icon
1034
BGC Group
BGC
$4.98B
$1.36M 0.01%
247,689
+19,221
+8% +$103K
REGN icon
1035
Regeneron Pharmaceuticals
REGN
$81.7B
$1.35M 0.01%
54,661
+50,574
+1,237% +$15M
NEO icon
1036
NeoGenomics
NEO
$2.11B
$1.34M 0.01%
70,339
-17,897
-20% -$420K
REGL icon
1037
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$1.34M 0.01%
23,116
-11,606
-33% -$673K
STT icon
1038
State Street
STT
$52B
$1.34M 0.01%
22,598
+2,178
+11% +$121K
DMB
1039
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$1.34M 0.01%
94,165
+7,374
+8% +$104K
HTD
1040
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$906M
$1.34M 0.01%
46,961
+2,250
+5% +$58.7K
FCVT icon
1041
First Trust SSI Strategic Convertible Securities ETF
FCVT
$103M
$1.33M 0.01%
42,812
-1,800
-4% -$56.8K
REET icon
1042
iShares Global REIT ETF
REET
$5.03B
$1.33M 0.01%
47,519
+3,987
+9% +$109K
TWO
1043
Two Harbors Investment
TWO
$1.26B
$1.33M 0.01%
25,428
-6,031
-19% -$318K
RESP
1044
DELISTED
WisdomTree U.S. ESG Fund
RESP
$1.33M 0.01%
39,333
+1,835
+5% +$61.7K
CLDT
1045
Chatham Lodging
CLDT
$580M
$1.33M 0.01%
73,101
+14,757
+25% +$262K
PDT
1046
John Hancock Premium Dividend Fund
PDT
$628M
$1.32M 0.01%
73,177
+4,021
+6% +$69.7K
WAB icon
1047
Wabtec
WAB
$50.1B
$1.32M 0.01%
18,452
-2,498
-12% -$178K
PKO
1048
DELISTED
Pimco Income Opportunity Fund
PKO
$1.32M 0.01%
49,773
+15,340
+45% +$412K
CEY
1049
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$1.32M 0.01%
58,850
+11,984
+26% +$278K
EBAY icon
1050
eBay
EBAY
$45.8B
$1.32M 0.01%
33,897
+3,140
+10% +$126K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.