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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSI
851
DELISTED
Life Storage, Inc.
LSI
$1.44M 0.01%
24,212
+15,396
+175% +$885K
FUN icon
852
Cedar Fair
FUN
$1.67B
$1.44M 0.01%
22,111
+1,749
+9% +$115K
ETJ
853
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$1.44M 0.01%
148,833
+12,487
+9% +$116K
IRM icon
854
Iron Mountain
IRM
$36.1B
$1.43M 0.01%
37,970
+7,018
+23% +$278K
VIOO icon
855
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.33B
$1.43M 0.01%
20,560
+3,666
+22% +$252K
SCG
856
DELISTED
Scana
SCG
$1.43M 0.01%
36,018
+24,333
+208% +$1.09M
INC
857
DELISTED
ISHARES U S ETF TRFXD INCOME BALANCED RISK ETF (DE)
INC
$1.43M 0.01%
14,271
+7,230
+103% +$724K
BSRR icon
858
Sierra Bancorp
BSRR
$525M
$1.43M 0.01%
53,816
-1,239
-2% -$33.2K
CZA icon
859
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.43M 0.01%
21,745
+1,203
+6% +$78.2K
FTCS icon
860
First Trust Capital Strength ETF
FTCS
$7.95B
$1.42M 0.01%
27,902
+2,569
+10% +$127K
AIF
861
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.42M 0.01%
89,947
-246
-0.3% -$3.92K
KIE icon
862
State Street SPDR S&P Insurance ETF
KIE
$688M
$1.41M 0.01%
46,052
+21,209
+85% +$651K
TLTD icon
863
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$689M
$1.41M 0.01%
20,388
-2,812
-12% -$191K
WR
864
DELISTED
Westar Energy Inc
WR
$1.41M 0.01%
26,663
-2,217
-8% -$120K
PFG icon
865
Principal Financial Group
PFG
$24.3B
$1.41M 0.01%
19,943
+480
+2% +$33.1K
PWV icon
866
Invesco Large Cap Value ETF
PWV
$1.76B
$1.41M 0.01%
36,229
+1,598
+5% +$61.4K
PSF icon
867
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$1.4M 0.01%
49,590
+26,271
+113% +$740K
SNA icon
868
Snap-on
SNA
$21.5B
$1.4M 0.01%
8,041
+307
+4% +$49.6K
PHK
869
PIMCO High Income Fund
PHK
$880M
$1.4M 0.01%
187,348
-177,525
-49% -$1.37M
RDVY icon
870
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$1.4M 0.01%
46,707
+18,321
+65% +$528K
EWH icon
871
iShares MSCI Hong Kong ETF
EWH
$1.22B
$1.39M 0.01%
54,552
+10,657
+24% +$269K
GEM icon
872
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$1.39M 0.01%
38,768
-4,694
-11% -$163K
PML
873
PIMCO Municipal Income Fund II
PML
$493M
$1.39M 0.01%
105,291
+1,594
+2% +$21.2K
REGN icon
874
Regeneron Pharmaceuticals
REGN
$80.8B
$1.38M 0.01%
3,679
-10
-0.3% -$4.05K
NIE
875
Virtus Equity & Convertible Income Fund
NIE
$732M
$1.38M 0.01%
65,376
+56,737
+657% +$1.19M
33 34
35
36 37

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.