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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
(-7.1%)
Cap. Flow
+$682M
Cap. Flow
% of AUM
6.14%
Top 10 Holdings %
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$110M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$56.5M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$47.2M |
| 4 |
Apple
AAPL
|
+$47M |
| 5 |
Schwab US Large- Cap ETF
SCHX
|
+$36.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$75.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$59.4M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$27.4M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$26.3M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.71% |
| 2 | Financials | 5.85% |
| 3 | Industrials | 4.18% |
| 4 | Healthcare | 4.18% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Invesco DB Commodity Index Tracking Fund
DBC
$1.71B
| $2.36M | 0.02% |
162,685
-186,423
| -53% | -$3.06M |
|
|
DBL
602
DoubleLine Opportunistic Credit Fund
DBL
$281M
| $2.36M | 0.02% |
124,459
+67,486
| +118% | +$1.31M |
|
|
FTF
603
Franklin Limited Duration Income Trust
FTF
$235M
| $2.34M | 0.02% |
258,822
-10,057
| -4% | -$94.5K |
|
604
iShares Core S&P US Growth ETF
IUSG
$33.8B
| $2.33M | 0.02% |
44,206
+3,047
| +7% | +$173K |
|
605
Invesco Mortgage Capital
IVR
$798M
| $2.33M | 0.02% |
16,091
+574
| +4% | +$86.8K |
|
606
Sprott Physical Gold
PHYS
$15.9B
| $2.33M | 0.02% |
225,684
+1,619
| +0.7% | +$16K |
|
607
Reaves Utility Income Fund
UTG
$3.63B
| $2.31M | 0.02% |
78,576
-56,809
| -42% | -$1.73M |
|
608
Invesco S&P MidCap Momentum ETF
XMMO
$7.6B
| $2.31M | 0.02% |
51,335
-11,338
| -18% | -$541K |
|
|
STI
609
DELISTED
SunTrust Banks, Inc.
STI
| $2.31M | 0.02% |
45,335
+8,247
| +22% | +$494K |
|
610
Advanced Micro Devices
AMD
$763B
| $2.3M | 0.02% |
124,758
-14,150
| -10% | -$306K |
|
611
iShares MSCI Brazil ETF
EWZ
$8.8B
| $2.29M | 0.02% |
59,882
+38,224
| +176% | +$1.48M |
|
612
Marriott International
MAR
$91B
| $2.29M | 0.02% |
21,061
-305
| -1% | -$35K |
|
613
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
| $2.28M | 0.02% |
84,757
+11,103
| +15% | +$292K |
|
614
Saratoga Investment
SAR
$316M
| $2.27M | 0.02% |
114,007
-4,628
| -4% | -$100K |
|
615
SPX Corp
SPXC
$11.1B
| $2.27M | 0.02% |
81,011
-5,459
| -6% | -$159K |
|
616
AllianceBernstein
AB
$3.48B
| $2.26M | 0.02% |
82,580
+1,451
| +2% | +$41.8K |
|
617
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $2.26M | 0.02% |
47,134
-20,751
| -31% | -$1.09M |
|
618
Digital Realty Trust
DLR
$71.3B
| $2.25M | 0.02% |
21,143
+445
| +2% | +$49.2K |
|
619
Pacer Trendpilot European Index ETF
PTEU
$38.3M
| $2.25M | 0.02% |
89,786
+11,951
| +15% | +$305K |
|
620
ARK Innovation ETF
ARKK
$6.41B
| $2.25M | 0.02% |
60,369
-49,451
| -45% | -$2.09M |
|
621
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
| $2.22M | 0.02% |
49,664
-34,398
| -41% | -$1.6M |
|
622
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$244M
| $2.22M | 0.02% |
95,320
+3,030
| +3% | +$76.7K |
|
|
ABB
623
DELISTED
ABB Ltd
ABB
| $2.22M | 0.02% |
116,587
+38,151
| +49% | +$772K |
|
|
SCHW
624
Charles Schwab
SCHW
$186B
| $2.21M | 0.02% |
53,052
-2,864
| -5% | -$130K |
|
625
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
| $2.21M | 0.02% |
47,542
+5,996
| +14% | +$304K |
|
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review
As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.
By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
- Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
- Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
- Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
- Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.