Ladenburg Thalmann Financial Services’s State Street Blackstone Senior Loan ETF SRLN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SRLN Stock Details SRLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.03M	Sell	65,677 -6,622	-9%	-$305K	0.02%	680
2019 Q3	$3.35M	Sell	72,299 -1,341	-2%	-$61.9K	0.02%	615
2019 Q2	$3.41M	Buy	73,640 +9,366	+15%	+$434K	0.02%	594
2019 Q1	$2.96M	Buy	64,274 +14,610	+29%	+$671K	0.02%	618
2018 Q4	$2.22M	Sell	49,664 -34,398	-41%	-$1.6M	0.02%	621
2018 Q3	$3.98M	Sell	84,062 -416	-0.5%	-$19.6K	0.03%	458
2018 Q2	$4.01M	Hold	84,478	–	–	0.04%	427
2018 Q1	$4.01M	Buy	84,478 +40,382	+92%	+$1.91M	0.04%	427
2017 Q4	$2.08M	Buy	44,096 +10,578	+32%	+$501K	0.02%	666
2017 Q3	$1.59M	Sell	33,518 -5,127	-13%	-$243K	0.02%	738
2017 Q2	$1.83M	Buy	38,645 +9,234	+31%	+$438K	0.02%	624
2017 Q1	$1.4M	Buy	29,411 +3,702	+14%	+$176K	0.02%	724
2016 Q4	$1.22M	Buy	25,709 +10,674	+71%	+$505K	0.02%	744
2016 Q3	$711K	Buy	15,035 +3,597	+31%	+$169K	0.01%	982
2016 Q2	$534K	Buy	11,438 +3,064	+37%	+$143K	0.01%	1096
2016 Q1	$389K	Buy	8,374 +884	+12%	+$40.6K	0.01%	1192
2015 Q4	$346K	Buy	7,490 +2,453	+49%	+$115K	0.01%	1228
2015 Q3	$241K	Buy	5,037 +137	+3%	+$6.65K	0.01%	1357
2015 Q2	$241K	Sell	4,900 -45	-0.9%	-$2.22K	﹤0.01%	1477
2015 Q1	$244K	Sell	4,945 -3,577	-42%	-$175K	﹤0.01%	1443
2014 Q4	$416K	Buy	8,522 +2,975	+54%	+$146K	0.01%	1015
2014 Q3	$273K	Sell	5,547 -35,291	-86%	-$1.75M	0.01%	1064
2014 Q2	$2.04M	Sell	40,838 -3,570	-8%	-$178K	0.06%	292
2014 Q1	$2.22M	Buy	44,408 +176	+0.4%	+$8.81K	0.06%	244
2013 Q4	$2.21M	Buy	44,232 +11,145	+34%	+$557K	0.07%	240
2013 Q3	$1.65M	Buy	33,087 +29,112	+732%	+$1.45M	0.06%	266
2013 Q2	$198K	Buy	+3,975	New	+$199K	0.01%	976

Other funds holding SRLN

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

State of Tennessee, Department of Treasury Nashville, Tennessee $29.8B AUM 29.48% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SRLN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its State Street Blackstone Senior Loan ETF (SRLN) stake by 9.2% in Q4 2019, selling an estimated $305K and leaving 65,677 shares worth $3.03M. The position accounts for 0.02% of the portfolio, ranked #680.

Ladenburg Thalmann Financial Services first reported a position in SRLN in Q2 2013 and has held it in 27 quarters since. The position peaked at $4.01M in Q2 2018. 219 funds tracked by Wall St. Rank hold SRLN as of Q4 2019.

Ladenburg Thalmann Financial Services held 65,677 shares of State Street Blackstone Senior Loan ETF worth $3.03M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 6,622 State Street Blackstone Senior Loan ETF shares in Q4 2019, an estimated $305K.
State Street Blackstone Senior Loan ETF made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #680 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street Blackstone Senior Loan ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's State Street Blackstone Senior Loan ETF position peaked at $4.01M in Q2 2018.
219 funds tracked by Wall St. Rank held State Street Blackstone Senior Loan ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.