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State Street Blackstone Senior Loan ETF

67 hedge funds and large institutions have $267M invested in State Street Blackstone Senior Loan ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

5% more funds holding

Funds holding: 6467 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less capital invested

Capital invested by funds: $284M → $267M (-$17.3M)

8.28% less ownership

Funds ownership: 54.09%45.81% (-8.3%)

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.94%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
14
Increased
27
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$39.8M +$111K +2,212 +0.3%
Morgan Stanley
2
Morgan Stanley
New York
$30.8M +$7.69M +153,756 +33%
CS
3
Credit Suisse
Switzerland
$24.9M +$4.26M +85,195 +21%
U
4
UBS
Switzerland
$22.5M +$8.86M +177,328 +65%
NC
5
NewSquare Capital
Pennsylvania
$16.2M -$408K -8,160 -2%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$15M +$4M +80,031 +36%
Goldman Sachs
7
Goldman Sachs
New York
$12.4M -$3.42M -68,380 -22%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$9.94M -$7.22M -144,362 -42%
BFA
9
Beaumont Financial Advisors
Massachusetts
$9.88M -$152K -3,031 -2%
JP Morgan Chase
10
JP Morgan Chase
New York
$8.03M +$794K +15,877 +11%
WCM
11
Weatherstone Capital Management
Colorado
$7.67M -$10.4M -208,640 -58%
BCI
12
Brinker Capital Investments
Pennsylvania
$6.25M -$1.25M -25,000 -17%
Wells Fargo
13
Wells Fargo
California
$5.59M +$3.66M +73,285 +191%
MM
14
Main Management
California
$4.84M -$165K -3,292 -3%
MBT
15
Monroe Bank & Trust
Michigan
$4.01M +$1.02M +20,318 +34%
PSW
16
Portfolio Strategies (Washington)
Washington
$3.05M +$3.05M +61,041 New
OC
17
Oppenheimer & Co
New York
$3.05M +$289K +5,774 +10%
TIM
18
Tortoise Investment Management
New York
$2.94M +$2.94M +58,750 New
HighTower Advisors
19
HighTower Advisors
Illinois
$2.81M +$2.2M +44,062 +361%
PI
20
Placemark Investments
Illinois
$2.75M -$1.69M -33,816 -38%
KC
21
Kingfisher Capital
North Carolina
$2.26M -$88.9K -1,779 -4%
CCA
22
Catalyst Capital Advisors
New York
$2.25M +$1.5M +30,000 +200%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2.21M +$557K +11,145 +34%
Barclays
24
Barclays
United Kingdom
$2.02M -$1.13M -22,641 -36%
GWM
25
Greenwich Wealth Management
Connecticut
$1.86M +$1.3M +26,001 +231%

SRLN Hedge Fund Activity: Q4 2013 in Review

67 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street Blackstone Senior Loan ETF (SRLN) for Q4 2013, worth a combined $267M — down 6.1% from $284M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SRLN positions and 10 closed out — a net gain of 4 holders — while 27 added to existing stakes and 20 trimmed.

The largest buyer was UBS, adding an estimated $8.86M. The largest seller was Blackstone Inc, exiting entirely with an estimated $24.9M sold.

  • 67 institutional investors held State Street Blackstone Senior Loan ETF (SRLN) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $267M of State Street Blackstone Senior Loan ETF stock for Q4 2013, down 6.1% quarter-over-quarter.
  • 14 funds opened new State Street Blackstone Senior Loan ETF positions in Q4 2013 and 10 closed out, a net change of +4 holders.
  • The largest State Street Blackstone Senior Loan ETF buyer in Q4 2013 was UBS, an estimated $8.86M added.
  • The largest State Street Blackstone Senior Loan ETF seller in Q4 2013 was Blackstone Inc, an estimated $24.9M sold.

Based on aggregated 13F filings for Q4 2013.