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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
476
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$4.82M 0.03%
104,562
+7,320
+8% +$334K
FSD
477
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$4.81M 0.03%
317,139
+1,664
+0.5% +$24.8K
UTG icon
478
Reaves Utility Income Fund
UTG
$3.63B
$4.79M 0.03%
130,342
+8,093
+7% +$295K
SLYV icon
479
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.05B
$4.78M 0.03%
77,957
-46,476
-37% -$2.79M
MPC icon
480
Marathon Petroleum
MPC
$94.5B
$4.78M 0.03%
78,587
+3,850
+5% +$203K
GM icon
481
General Motors
GM
$78.4B
$4.73M 0.03%
126,149
-18,036
-13% -$694K
UCON icon
482
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$4.73M 0.03%
183,350
+63,564
+53% +$1.64M
CEF icon
483
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$4.71M 0.03%
332,807
+42,914
+15% +$609K
BAX icon
484
Baxter International
BAX
$14.3B
$4.71M 0.03%
53,792
-2,909
-5% -$248K
VFC icon
485
VF Corp
VFC
$5.81B
$4.7M 0.03%
52,866
+2,844
+6% +$243K
ICPT
486
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$4.66M 0.03%
70,222
+68,123
+3,245% +$4.57M
AWK icon
487
American Water Works
AWK
$27B
$4.64M 0.03%
37,364
+2,254
+6% +$272K
PGR icon
488
Progressive
PGR
$123B
$4.63M 0.03%
59,942
-6,617
-10% -$520K
SLB icon
489
SLB Ltd
SLB
$79.7B
$4.6M 0.03%
134,708
+34,495
+34% +$1.26M
IYLD icon
490
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$4.6M 0.03%
184,228
+21,556
+13% +$537K
IYY icon
491
iShares Dow Jones US ETF
IYY
$3.06B
$4.59M 0.03%
62,218
+1,574
+3% +$116K
FDVV icon
492
Fidelity High Dividend ETF
FDVV
$10.4B
$4.58M 0.03%
151,638
+46,197
+44% +$1.38M
DSL
493
DoubleLine Income Solutions Fund
DSL
$1.23B
$4.57M 0.03%
229,471
+11,083
+5% +$222K
VNLA icon
494
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$4.56M 0.03%
91,220
+18,982
+26% +$948K
IYH icon
495
iShares US Healthcare ETF
IYH
$3.76B
$4.55M 0.03%
120,330
-9,440
-7% -$363K
AOM icon
496
iShares Core Moderate Allocation ETF
AOM
$1.77B
$4.54M 0.03%
115,630
-4,042
-3% -$157K
DES icon
497
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$4.54M 0.03%
165,968
+5,320
+3% +$142K
CPRT icon
498
Copart
CPRT
$27.2B
$4.52M 0.03%
225,008
-8,940
-4% -$174K
ARCC icon
499
Ares Capital
ARCC
$14.3B
$4.49M 0.03%
241,209
-46,283
-16% -$858K
PDI icon
500
PIMCO Dynamic Income Fund
PDI
$7.45B
$4.49M 0.03%
137,785
+32,138
+30% +$1.02M
18 19
20
21 22

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.