Ladenburg Thalmann Financial Services’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.23M	Buy	356,576 +23,769	+7%	+$340K	0.03%	466
2019 Q3	$4.71M	Buy	332,807 +42,914	+15%	+$609K	0.03%	483
2019 Q2	$3.8M	Buy	289,893 +21,082	+8%	+$263K	0.03%	541
2019 Q1	$3.33M	Buy	268,811 +6,686	+3%	+$85.3K	0.03%	573
2018 Q4	$3.29M	Buy	262,125 +8,814	+3%	+$105K	0.03%	500
2018 Q3	$2.96M	Sell	253,311 -38,429	-13%	-$460K	0.02%	571
2018 Q2	$3.86M	Hold	291,740	–	–	0.04%	437
2018 Q1	$3.86M	Buy	291,740 +42,950	+17%	+$574K	0.04%	437
2017 Q4	$3.33M	Buy	248,790 +23,889	+11%	+$314K	0.03%	485
2017 Q3	$2.85M	Buy	224,901 +41,317	+23%	+$522K	0.03%	487
2017 Q2	$2.26M	Buy	183,584 +6,289	+4%	+$79.2K	0.03%	538
2017 Q1	$2.28M	Buy	177,295 +25,023	+16%	+$310K	0.03%	519
2016 Q4	$1.73M	Buy	152,272 +51,515	+51%	+$644K	0.02%	571
2016 Q3	$1.4M	Buy	100,757 +25,176	+33%	+$356K	0.02%	623
2016 Q2	$1.05M	Sell	75,581 -62,121	-45%	-$800K	0.02%	734
2016 Q1	$1.66M	Sell	137,702 -25,070	-15%	-$286K	0.03%	494
2015 Q4	$1.63M	Buy	162,772 +122,502	+304%	+$1.3M	0.03%	481
2015 Q3	$426K	Buy	40,270 +6,835	+20%	+$74.1K	0.01%	1051
2015 Q2	$390K	Sell	33,435 -867	-3%	-$10.4K	0.01%	1187
2015 Q1	$409K	Buy	34,302 +2,447	+8%	+$30.1K	0.01%	1148
2014 Q4	$369K	Buy	31,855 +2,777	+10%	+$32.9K	0.01%	1078
2014 Q3	$358K	Sell	29,078 -3,371	-10%	-$46.3K	0.01%	939
2014 Q2	$472K	Buy	32,449 +3,868	+14%	+$53.5K	0.01%	802
2014 Q1	$393K	Sell	28,581 -1,172	-4%	-$16.7K	0.01%	823
2013 Q4	$394K	Buy	29,753 +25,263	+563%	+$355K	0.01%	781
2013 Q3	$66K	Buy	4,490 +400	+10%	+$5.96K	﹤0.01%	1634
2013 Q2	$56K	Buy	+4,090	New	+$66.7K	﹤0.01%	1660