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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
451
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$4.1M 0.03%
141,636
-46,076
-25% -$1.36M
GAIN icon
452
Gladstone Investment Corp
GAIN
$651M
$4.09M 0.03%
357,742
+13,536
+4% +$160K
BIIB icon
453
Biogen
BIIB
$30.6B
$4.06M 0.03%
11,498
+2,536
+28% +$873K
PDP icon
454
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$4.04M 0.03%
67,885
+17,180
+34% +$997K
DGRW icon
455
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$4.02M 0.03%
90,774
+24,523
+37% +$1.06M
CFFI icon
456
C&F Financial
CFFI
$277M
$3.99M 0.03%
67,975
+6
+0% +$373
BAX icon
457
Baxter International
BAX
$14.4B
$3.99M 0.03%
51,731
-5,729
-10% -$425K
SRLN icon
458
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$3.98M 0.03%
84,062
-416
-0.5% -$19.6K
IYY icon
459
iShares Dow Jones US ETF
IYY
$3.07B
$3.98M 0.03%
54,680
-38,248
-41% -$2.73M
TWTR
460
DELISTED
Twitter, Inc.
TWTR
$3.98M 0.03%
139,873
-15,396
-10% -$545K
FTXO icon
461
First Trust Nasdaq Bank ETF
FTXO
$316M
$3.96M 0.03%
142,470
-27,253
-16% -$800K
CASY icon
462
Casey's General Stores
CASY
$31.6B
$3.96M 0.03%
30,667
+28
+0.1% +$3.22K
CMP icon
463
Compass Minerals
CMP
$1.13B
$3.93M 0.03%
58,545
+10,529
+22% +$686K
ARKW icon
464
ARK Web x.0 ETF
ARKW
$1.77B
$3.91M 0.03%
67,915
+57,927
+580% +$3.33M
AOM icon
465
iShares Core Moderate Allocation ETF
AOM
$1.77B
$3.91M 0.03%
103,154
-21,934
-18% -$828K
FBT icon
466
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$3.9M 0.03%
24,630
+5,538
+29% +$838K
SDOG icon
467
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$3.9M 0.03%
85,090
-11,621
-12% -$532K
PBE icon
468
Invesco Biotechnology & Genome ETF
PBE
$358M
$3.9M 0.03%
65,549
-197
-0.3% -$11.5K
XLG icon
469
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.87M 0.03%
184,960
-36,390
-16% -$742K
ROP icon
470
Roper Technologies
ROP
$39.9B
$3.87M 0.03%
13,050
-617
-5% -$182K
CPRT icon
471
Copart
CPRT
$27.4B
$3.87M 0.03%
299,936
-261,488
-47% -$3.91M
ALL icon
472
Allstate
ALL
$68.2B
$3.86M 0.03%
39,126
-1,084
-3% -$106K
RDS.B
473
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.86M 0.03%
54,336
+2,794
+5% +$194K
AOR icon
474
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$3.85M 0.03%
85,213
-24,958
-23% -$1.12M
ILCG icon
475
iShares Morningstar Growth ETF
ILCG
$3.26B
$3.85M 0.03%
103,440
+15,475
+18% +$561K
17 18
19
20 21

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.