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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNY
376
Bank of New York Mellon
BNY
$108B
$5.29M 0.04%
103,421
+18,125
+21% +$954K
PZA icon
377
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$5.29M 0.04%
213,211
-16,541
-7% -$415K
SCHZ icon
378
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5.28M 0.04%
210,138
+13,578
+7% +$343K
FXR icon
379
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$762M
$5.26M 0.04%
124,414
-35,530
-22% -$1.48M
FISV
380
Fiserv Inc
FISV
$27.8B
$5.26M 0.04%
63,896
+2,847
+5% +$223K
SPSM icon
381
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$5.24M 0.04%
157,920
+87,444
+124% +$2.91M
ARKK icon
382
ARK Innovation ETF
ARKK
$6.37B
$5.2M 0.04%
109,820
+92,368
+529% +$4.35M
MDIV icon
383
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$5.2M 0.04%
280,374
-10,735
-4% -$200K
OKE icon
384
Oneok
OKE
$56.9B
$5.18M 0.04%
76,283
+14,473
+23% +$991K
IBUY icon
385
Amplify Online Retail ETF
IBUY
$126M
$5.17M 0.04%
99,528
+21,296
+27% +$1.12M
ORLY icon
386
O'Reilly Automotive
ORLY
$75.3B
$5.17M 0.04%
223,260
+27,645
+14% +$588K
JPST icon
387
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$5.15M 0.04%
102,738
+86,116
+518% +$4.32M
TUZ
388
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$5.15M 0.04%
103,196
+25,215
+32% +$1.26M
VWOB icon
389
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$5.11M 0.04%
67,388
+36,736
+120% +$2.78M
HYZD icon
390
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$5.1M 0.04%
210,659
+194,430
+1,198% +$4.69M
BYLD icon
391
iShares Yield Optimized Bond ETF
BYLD
$441M
$5.09M 0.04%
210,512
-20,953
-9% -$506K
IEF icon
392
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$4.99M 0.04%
49,327
-50,652
-51% -$5.17M
AET
393
DELISTED
Aetna Inc
AET
$4.97M 0.04%
24,470
+2,552
+12% +$499K
EZM icon
394
WisdomTree US MidCap Fund
EZM
$952M
$4.95M 0.04%
119,591
+12,346
+12% +$513K
QQQX icon
395
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$4.93M 0.04%
205,260
-23,410
-10% -$582K
SPIB icon
396
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$4.89M 0.04%
146,909
+116,593
+385% +$3.88M
APTI
397
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$4.89M 0.04%
132,379
+3,110
+2% +$116K
IP icon
398
International Paper
IP
$21.9B
$4.89M 0.04%
104,808
+37,584
+56% +$1.86M
SLB icon
399
SLB Ltd
SLB
$78.9B
$4.84M 0.04%
79,266
+8,578
+12% +$552K
FEX icon
400
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$4.83M 0.04%
77,320
-16,405
-18% -$1.01M
14 15
16
17 18

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.