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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEE
3751
Central and Eastern Europe Fund
CEE
$139M
$0 ﹤0.01%
17
+1
+6% +$26
CEVA icon
3752
CEVA Inc
CEVA
$856M
$0 ﹤0.01%
22
– –
CFFN icon
3753
Capitol Federal Financial
CFFN
$1.09B
– –
-792
Closed -$9K
CHE icon
3754
Chemed
CHE
$7.19B
$0 ﹤0.01%
+4
New +$326
CHN
3755
DELISTED
China Fund
CHN
– –
-83
Closed -$2K
CIA icon
3756
Citizens
CIA
$183M
$0 ﹤0.01%
11
– –
CMTL icon
3757
Comtech Telecommunications
CMTL
$52.4M
– –
-93
Closed -$3K
COHU icon
3758
Cohu
COHU
$2.45B
– –
-453
Closed -$5K
CQQQ icon
3759
Invesco China Technology ETF
CQQQ
$3.24B
– –
-2,800
Closed -$98K
CROX icon
3760
Crocs
CROX
$6.4B
$0 ﹤0.01%
23
-630
-96% -$9.64K
CTBI icon
3761
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
1
– –
CTRN icon
3762
Citi Trends
CTRN
$614M
$0 ﹤0.01%
11
– –
CWCO icon
3763
Consolidated Water Co
CWCO
$516M
– –
-9,513
Closed -$134K
CWEN icon
3764
Clearway Energy Class C
CWEN
$7.03B
$0 ﹤0.01%
20
– –
CYTK icon
3765
Cytokinetics
CYTK
$10.8B
– –
-166
Closed -$1K
DBEM icon
3766
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
– –
-672
Closed -$15K
DBJP icon
3767
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$712M
– –
-3,970
Closed -$154K
DHT icon
3768
DHT Holdings
DHT
$2.88B
$0 ﹤0.01%
33
– –
DMF
3769
DELISTED
BNY Mellon Municipal Income
DMF
– –
-200
Closed -$2K
DRD
3770
DRDGold
DRD
$2.07B
$0 ﹤0.01%
110
– –
DSGR icon
3771
Distribution Solutions Group
DSGR
$1.62B
– –
-992
Closed -$6K
DTF
3772
DTF Tax-Free Income 2028 Term Fund
DTF
$80.8M
– –
-700
Closed -$10K
ECF
3773
Ellsworth Growth & Income Fund
ECF
$173M
$0 ﹤0.01%
25
– –
ECH icon
3774
iShares MSCI Chile ETF
ECH
$1.05B
– –
-77
Closed -$4K
EEMS icon
3775
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$377M
– –
-115
Closed -$5K
149 150
151
152 153

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.