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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
351
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$4.95M 0.05%
108,053
+1,259
+1% +$56.5K
DHR icon
352
Danaher
DHR
$144B
$4.95M 0.05%
60,139
+3,050
+5% +$248K
LMBS icon
353
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$4.88M 0.05%
94,470
+40,883
+76% +$2.12M
MMP
354
DELISTED
Magellan Midstream Partners, L.P.
MMP
$4.86M 0.05%
68,551
+1,964
+3% +$134K
TJX icon
355
TJX Companies
TJX
$178B
$4.86M 0.05%
127,136
+16,982
+15% +$616K
RDIV icon
356
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$4.84M 0.05%
132,334
+78,367
+145% +$2.77M
WEC icon
357
WEC Energy
WEC
$35.1B
$4.83M 0.05%
72,718
+10,262
+16% +$689K
FEN
358
DELISTED
First Trust Energy Income and Growth Fund
FEN
$4.83M 0.05%
182,103
+1,857
+1% +$43.5K
VYMI icon
359
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$4.82M 0.05%
71,875
+895
+1% +$59K
ONEQ icon
360
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$4.76M 0.05%
175,440
+55,720
+47% +$1.48M
SCHM icon
361
Schwab US Mid-Cap ETF
SCHM
$15.1B
$4.75M 0.05%
267,651
+3,945
+1% +$68.1K
XLG icon
362
Invesco S&P 500 Top 50 ETF
XLG
$11B
$4.74M 0.05%
249,330
+34,660
+16% +$641K
PIV
363
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$4.73M 0.05%
155,392
+8,675
+6% +$264K
ITW icon
364
Illinois Tool Works
ITW
$84.5B
$4.7M 0.04%
28,158
+2,509
+10% +$400K
LTS
365
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$4.7M 0.04%
1,485,964
+271,215
+22% +$842K
RSPT icon
366
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$4.69M 0.04%
328,330
+46,560
+17% +$661K
GLW icon
367
Corning
GLW
$143B
$4.69M 0.04%
146,552
+11,898
+9% +$375K
OEF icon
368
iShares S&P 100 ETF
OEF
$20.5B
$4.66M 0.04%
39,239
-2,177
-5% -$251K
NEAR icon
369
iShares Short Maturity Bond ETF
NEAR
$4.88B
$4.64M 0.04%
92,549
+40,890
+79% +$2.05M
SYK icon
370
Stryker
SYK
$130B
$4.6M 0.04%
29,692
-713
-2% -$109K
MDIV icon
371
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$4.58M 0.04%
240,647
+15,154
+7% +$288K
SLB icon
372
SLB Ltd
SLB
$75B
$4.56M 0.04%
67,624
+1,236
+2% +$80.1K
AOR icon
373
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$4.55M 0.04%
101,364
+29,575
+41% +$1.34M
AMWD
374
DELISTED
American Woodmark
AMWD
$4.51M 0.04%
34,634
-2,569
-7% -$270K
AWK icon
375
American Water Works
AWK
$26.9B
$4.5M 0.04%
49,171
-3,337
-6% -$295K
13 14
15
16 17

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.