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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLG icon
351
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.69M 0.05%
221,120
+153,310
+226% +$2.51M
VRP icon
352
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$3.67M 0.05%
143,987
+13,670
+10% +$344K
MDIV icon
353
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$3.65M 0.05%
186,765
+3,840
+2% +$74.8K
IAU icon
354
iShares Gold Trust
IAU
$64.4B
$3.64M 0.05%
151,741
+9,643
+7% +$227K
APA icon
355
APA Corp
APA
$13.2B
$3.64M 0.05%
70,760
+52,367
+285% +$2.94M
FEN
356
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3.63M 0.05%
134,521
+24,364
+22% +$660K
IYW icon
357
iShares US Technology ETF
IYW
$25.5B
$3.6M 0.05%
108,916
+44,864
+70% +$1.46M
MAIN icon
358
Main Street Capital
MAIN
$5.48B
$3.59M 0.05%
93,986
+1,977
+2% +$73K
SLY
359
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$3.59M 0.05%
59,136
+11,326
+24% +$686K
FREL icon
360
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$3.58M 0.05%
150,023
+118,258
+372% +$2.8M
CWB icon
361
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$3.56M 0.05%
75,359
+991
+1% +$46.9K
PH icon
362
Parker-Hannifin
PH
$135B
$3.55M 0.05%
22,166
-318
-1% -$48.3K
OXY icon
363
Occidental Petroleum
OXY
$55.9B
$3.55M 0.05%
55,909
-100
-0.2% -$6.65K
CXP
364
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.53M 0.04%
158,601
+10,182
+7% +$227K
OPPE
365
WisdomTree European Opportunities Fund
OPPE
$295M
$3.53M 0.04%
124,769
-26,305
-17% -$708K
FANG icon
366
Diamondback Energy
FANG
$52.7B
$3.52M 0.04%
33,909
+26,531
+360% +$2.74M
VMC icon
367
Vulcan Materials
VMC
$36.9B
$3.5M 0.04%
29,024
-1,890
-6% -$231K
ALL icon
368
Allstate
ALL
$67.5B
$3.48M 0.04%
42,635
+1,885
+5% +$148K
MS icon
369
Morgan Stanley
MS
$340B
$3.45M 0.04%
80,579
+18,847
+31% +$836K
PRU icon
370
Prudential Financial
PRU
$41.8B
$3.45M 0.04%
32,328
+2,711
+9% +$293K
BDX icon
371
Becton Dickinson
BDX
$48.2B
$3.44M 0.04%
19,267
-402
-2% -$70.1K
IWC icon
372
iShares Micro-Cap ETF
IWC
$1.5B
$3.43M 0.04%
40,074
+2,526
+7% +$215K
EFG icon
373
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$3.42M 0.04%
49,132
-7,594
-13% -$509K
FXU icon
374
First Trust Utilities AlphaDEX Fund
FXU
$825M
$3.42M 0.04%
125,910
+43,758
+53% +$1.19M
IPAC icon
375
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$3.42M 0.04%
64,868
-8,051
-11% -$416K
13 14
15
16 17

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.