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FAM
Flaharty Asset Management Portfolio holdings
AUM
$69.9M
1-Year Est. Return
13.96%
This Fund
S&P 500
This Quarter
Est. Return
+4.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$18.4M
(+7%)
Cap. Flow
+$5.7M
Cap. Flow
% of AUM
2.02%
Top 10 Holdings %
Top 10 Hldgs %
63.04%
Holding
81
New
8
Increased
31
Reduced
19
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Preferred Securities and Income ETF
FPE
|
+$976K |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$599K |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$546K |
| 4 |
First Trust Senior Loan Fund ETF
FTSL
|
+$535K |
| 5 |
iShares Russell 1000 Value ETF
IWD
|
+$520K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street
STT
|
+$275K |
| 2 |
Home BancShares
HOMB
|
+$245K |
| 3 |
Group 1 Automotive
GPI
|
+$223K |
| 4 |
Intuit
INTU
|
+$221K |
| 5 |
McDonald's
MCD
|
+$215K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.53% |
| 2 | Healthcare | 1.23% |
| 3 | Communication Services | 0.45% |
| 4 | Materials | 0.43% |
| 5 | Industrials | 0.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
76
Home BancShares
HOMB
$6.3B
| – | – |
-13,025
| Closed | -$245K |
|
|
77
Intuit
INTU
$91.1B
| – | – |
-830
| Closed | -$221K |
|
|
78
McDonald's
MCD
$193B
| – | – |
-1,002
| Closed | -$215K |
|
79
Realty Income
O
$61.1B
| – | – |
-2,726
| Closed | -$203K |
|
|
80
State Street
STT
$48.4B
| – | – |
-4,644
| Closed | -$275K |
|
|
AXAS
81
DELISTED
Abraxas Petroleum Corp
AXAS
| – | – |
-1,250
| Closed | -$13K |
|
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Flaharty Asset Management's Q4 2019 Portfolio in Review
As of Q4 2019, Flaharty Asset Management held 81 positions worth $282M, up 7% from $264M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Flaharty Asset Management's Q4 2019 filing shows 8 new, 31 increased, 19 reduced and 7 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K. The largest sale was State Street, an estimated $275K.
By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Communication Services.
- Flaharty Asset Management's largest Q4 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K.
- Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2019, an estimated $976K increase.
- Flaharty Asset Management's biggest Q4 2019 reduction was Alexion Pharmaceuticals, cutting an estimated $214K.
- Flaharty Asset Management fully exited State Street in Q4 2019, selling an estimated $275K.
- Flaharty Asset Management's ten largest holdings make up 63% of its $282M portfolio in Q4 2019.
- Flaharty Asset Management opened 8 new positions and closed 7 in Q4 2019.
- Flaharty Asset Management's portfolio value rose 7% quarter-over-quarter to $282M.
Based on Flaharty Asset Management's 13F filing for Q4 2019, filed 13 Jan 2020.