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FAM
Flaharty Asset Management Portfolio holdings
AUM
$69.9M
1-Year Est. Return
13.96%
This Fund
S&P 500
This Quarter
Est. Return
+4.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$18.4M
(+7%)
Cap. Flow
+$5.7M
Cap. Flow
% of AUM
2.02%
Top 10 Holdings %
Top 10 Hldgs %
63.04%
Holding
81
New
8
Increased
31
Reduced
19
Closed
7
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Preferred Securities and Income ETF
FPE
|
+$976K |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$599K |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$546K |
| 4 |
First Trust Senior Loan Fund ETF
FTSL
|
+$535K |
| 5 |
iShares Russell 1000 Value ETF
IWD
|
+$520K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street
STT
|
+$275K |
| 2 |
Home BancShares
HOMB
|
+$245K |
| 3 |
Group 1 Automotive
GPI
|
+$223K |
| 4 |
Intuit
INTU
|
+$221K |
| 5 |
McDonald's
MCD
|
+$215K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.53% |
| 2 | Healthcare | 1.23% |
| 3 | Communication Services | 0.45% |
| 4 | Materials | 0.43% |
| 5 | Industrials | 0.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
| $364K | 0.13% |
9,402
+38
| +0.4% | +$1.47K |
|
52
Invesco QQQ Trust
QQQ
$436B
| $359K | 0.13% |
1,689
-323
| -16% | -$64.7K |
|
53
Cisco
CSCO
$443B
| $346K | 0.12% |
7,204
+300
| +4% | +$13.9K |
|
54
SPDR Gold Trust
GLD
$131B
| $341K | 0.12% |
2,389
-370
| -13% | -$51.7K |
|
55
Duke Energy
DUK
$101B
| $339K | 0.12% |
3,719
+641
| +21% | +$58.8K |
|
56
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $326K | 0.12% |
+3,210
| New | +$326K |
|
|
GAP
57
The Gap Inc
GAP
$7.3B
| $311K | 0.11% |
17,616
| – | – |
|
58
Johnson & Johnson
JNJ
$640B
| $307K | 0.11% |
2,104
+204
| +11% | +$27.7K |
|
59
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
| $306K | 0.11% |
+4,040
| New | +$306K |
|
60
RTX Corp
RTX
$290B
| $283K | 0.1% |
+3,003
| New | +$272K |
|
61
Verizon
VZ
$197B
| $248K | 0.09% |
4,033
+428
| +12% | +$25.8K |
|
62
iShares Short Maturity Bond ETF
NEAR
$4.82B
| $242K | 0.09% |
+4,810
| New | +$242K |
|
63
Freeport-McMoran
FCX
$86.2B
| $235K | 0.08% |
17,900
| – | – |
|
64
Jabil
JBL
$30.1B
| $233K | 0.08% |
+5,635
| New | +$216K |
|
65
Honeywell
HON
$76.4B
| $230K | 0.08% |
1,379
-535
| -28% | -$87.5K |
|
66
UnitedHealth
UNH
$382B
| $225K | 0.08% |
+767
| New | +$201K |
|
|
ABMD
67
DELISTED
Abiomed Inc
ABMD
| $222K | 0.08% |
1,300
| – | – |
|
68
Alphabet (Google) Class A
GOOGL
$4.12T
| $220K | 0.08% |
3,280
-1,080
| -25% | -$69.7K |
|
69
iShares Russell 3000 ETF
IWV
$19.2B
| $218K | 0.08% |
1,156
-583
| -34% | -$105K |
|
70
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $210K | 0.07% |
+1,281
| New | +$201K |
|
71
KLA
KLAC
$222B
| $207K | 0.07% |
11,620
-6,310
| -35% | -$106K |
|
72
Sun Life Financial
SLF
$45.6B
| $201K | 0.07% |
+4,411
| New | +$198K |
|
|
VER
73
DELISTED
VEREIT, Inc.
VER
| $157K | 0.06% |
3,390
| – | – |
|
74
Alerian MLP ETF
AMLP
$12.9B
| $86K | 0.03% |
2,030
| – | – |
|
|
75
Group 1 Automotive
GPI
$4.26B
| – | – |
-2,415
| Closed | -$223K |
|
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Flaharty Asset Management's Q4 2019 Portfolio in Review
As of Q4 2019, Flaharty Asset Management held 81 positions worth $282M, up 7% from $264M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Flaharty Asset Management's Q4 2019 filing shows 8 new, 31 increased, 19 reduced and 7 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K. The largest sale was State Street, an estimated $275K.
By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Communication Services.
- Flaharty Asset Management's largest Q4 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K.
- Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2019, an estimated $976K increase.
- Flaharty Asset Management's biggest Q4 2019 reduction was Alexion Pharmaceuticals, cutting an estimated $214K.
- Flaharty Asset Management fully exited State Street in Q4 2019, selling an estimated $275K.
- Flaharty Asset Management's ten largest holdings make up 63% of its $282M portfolio in Q4 2019.
- Flaharty Asset Management opened 8 new positions and closed 7 in Q4 2019.
- Flaharty Asset Management's portfolio value rose 7% quarter-over-quarter to $282M.
Based on Flaharty Asset Management's 13F filing for Q4 2019, filed 13 Jan 2020.