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FAM
Flaharty Asset Management Portfolio holdings
AUM
$69.9M
1-Year Est. Return
13.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.3%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$264M
AUM Growth
+$6.69M
(+2.6%)
Cap. Flow
+$13.9M
Cap. Flow
% of AUM
5.28%
Top 10 Holdings %
Top 10 Hldgs %
62.91%
Holding
75
New
7
Increased
34
Reduced
11
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Senior Loan Fund ETF
FTSL
|
+$12.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$3.34M |
| 3 |
First Trust Preferred Securities and Income ETF
FPE
|
+$1.71M |
| 4 |
American Century Diversified Corporate Bond ETF
KORP
|
+$874K |
| 5 |
iShares Mortgage Real Estate ETF
REM
|
+$872K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck BDC Income ETF
BIZD
|
+$11.2M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$374K |
| 3 |
UnitedHealth
UNH
|
+$368K |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$227K |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$211K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.4% |
| 2 | Healthcare | 1.19% |
| 3 | Consumer Discretionary | 0.52% |
| 4 | Materials | 0.46% |
| 5 | Communication Services | 0.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
SPDR Gold Trust
GLD
$131B
| $383K | 0.15% |
2,759
-509
| -16% | -$70.8K |
|
52
Invesco QQQ Trust
QQQ
$436B
| $380K | 0.14% |
2,012
| – | – |
|
53
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
| $368K | 0.14% |
9,364
-985
| -10% | -$37.8K |
|
54
Cisco
CSCO
$443B
| $341K | 0.13% |
6,904
+310
| +5% | +$16.1K |
|
|
GAP
55
The Gap Inc
GAP
$7.3B
| $306K | 0.12% |
17,616
| – | – |
|
56
Honeywell
HON
$76.4B
| $305K | 0.12% |
+1,914
| New | +$304K |
|
57
iShares Russell 3000 ETF
IWV
$19.2B
| $302K | 0.11% |
1,739
| – | – |
|
58
Duke Energy
DUK
$101B
| $295K | 0.11% |
3,078
| – | – |
|
59
KLA
KLAC
$222B
| $286K | 0.11% |
17,930
| – | – |
|
60
State Street
STT
$48.4B
| $275K | 0.1% |
4,644
| – | – |
|
61
Alphabet (Google) Class A
GOOGL
$4.12T
| $266K | 0.1% |
4,360
+200
| +5% | +$11.8K |
|
62
Johnson & Johnson
JNJ
$640B
| $246K | 0.09% |
1,900
+93
| +5% | +$12.3K |
|
63
Home BancShares
HOMB
$6.3B
| $245K | 0.09% |
13,025
-5,237
| -29% | -$97.9K |
|
|
ABMD
64
DELISTED
Abiomed Inc
ABMD
| $231K | 0.09% |
1,300
| – | – |
|
65
Group 1 Automotive
GPI
$4.26B
| $223K | 0.08% |
+2,415
| New | +$199K |
|
66
Intuit
INTU
$91.1B
| $221K | 0.08% |
830
| – | – |
|
67
Verizon
VZ
$197B
| $218K | 0.08% |
+3,605
| New | +$208K |
|
68
McDonald's
MCD
$193B
| $215K | 0.08% |
1,002
+17
| +2% | +$3.65K |
|
69
Realty Income
O
$61.1B
| $203K | 0.08% |
+2,726
| New | +$191K |
|
70
Freeport-McMoran
FCX
$86.2B
| $171K | 0.06% |
17,900
| – | – |
|
|
VER
71
DELISTED
VEREIT, Inc.
VER
| $166K | 0.06% |
+3,390
| New | +$160K |
|
72
Alerian MLP ETF
AMLP
$12.9B
| $93K | 0.04% |
2,030
-200
| -9% | -$9.46K |
|
|
AXAS
73
DELISTED
Abraxas Petroleum Corp
AXAS
| $13K | ﹤0.01% |
1,250
| – | – |
|
|
74
VanEck BDC Income ETF
BIZD
$1.6B
| – | – |
-673,239
| Closed | -$11.2M |
|
|
75
UnitedHealth
UNH
$382B
| – | – |
-1,508
| Closed | -$368K |
|
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DWRES
Flaharty Asset Management's Q3 2019 Portfolio in Review
As of Q3 2019, Flaharty Asset Management held 75 positions worth $264M, up 2.6% from $257M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Flaharty Asset Management deployed $13.9M of net new capital in Q3 2019, opening 7 new positions and adding to 34 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.
By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $374K trimmed.
- Flaharty Asset Management's largest Q3 2019 buy was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.
- Flaharty Asset Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2019, an estimated $3.34M increase.
- Flaharty Asset Management's biggest Q3 2019 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $374K.
- Flaharty Asset Management fully exited VanEck BDC Income ETF in Q3 2019, selling an estimated $11.2M.
- Flaharty Asset Management's ten largest holdings make up 63% of its $264M portfolio in Q3 2019.
- Flaharty Asset Management opened 7 new positions and closed 2 in Q3 2019.
- Flaharty Asset Management's portfolio value rose 2.6% quarter-over-quarter to $264M.
Based on Flaharty Asset Management's 13F filing for Q3 2019, filed 15 Oct 2019.