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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-5.29%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$486M
AUM Growth
-$6.16M
Cap. Flow
+$23M
Cap. Flow %
4.73%
Top 10 Hldgs %
51.66%
Holding
126
New
3
Increased
39
Reduced
48
Closed
12

Top Buys

Rank Stock Value
1
SPBO icon
State Street SPDR Portfolio Corporate Bond ETF
SPBO
+$17.5M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14.2M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.94M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.27M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$2.01M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$29M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$879K
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$773K
5
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$379K

Sector Composition

Rank Sector Weight
1 Technology 1.25%
2 Healthcare 0.91%
3 Consumer Discretionary 0.47%
4 Communication Services 0.29%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
26
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.6M 0.54%
20,614
-5,547
-21% -$773K
FTGC icon
27
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$2.48M 0.51%
97,660
-3,253
-3% -$86.1K
MSFT icon
28
Microsoft
MSFT
$3.45T
$2.43M 0.5%
10,444
-224
-2% -$59.1K
AAPL icon
29
Apple
AAPL
$4.54T
$2.42M 0.5%
17,508
-895
-5% -$140K
JNJ icon
30
Johnson & Johnson
JNJ
$618B
$2.05M 0.42%
12,523
-279
-2% -$47.2K
FXO icon
31
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$2M 0.41%
54,338
-3,621
-6% -$148K
TAN icon
32
Invesco Solar ETF
TAN
$1.42B
$1.75M 0.36%
23,706
-1,604
-6% -$129K
SKYY icon
33
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.73M 0.36%
28,592
-5,483
-16% -$379K
RDVY icon
34
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.71M 0.35%
44,032
-1,847
-4% -$79.4K
PFF icon
35
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.61M 0.33%
50,997
-2,670
-5% -$89.5K
BSCN
36
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.56M 0.32%
74,623
– –
BSCO
37
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.5M 0.31%
73,737
– –
BSCM
38
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.4M 0.29%
65,877
– –
ROBT icon
39
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$721M
$1.27M 0.26%
37,848
-2,099
-5% -$81.2K
QYLD icon
40
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$1.22M 0.25%
77,743
+25,504
+49% +$448K
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.19M 0.25%
12,362
-3,640
-23% -$368K
XYLD icon
42
Global X S&P 500 Covered Call ETF
XYLD
$3.24B
$1.13M 0.23%
29,555
+15,414
+109% +$653K
NXTG icon
43
First Trust Indxx NextG ETF
NXTG
$536M
$1.11M 0.23%
19,958
-1,086
-5% -$69.6K
TIP icon
44
iShares TIPS Bond ETF
TIP
$14.5B
$1.06M 0.22%
10,120
+114
+1% +$12.9K
ETY icon
45
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$1.05M 0.22%
96,593
-3,618
-4% -$44.7K
BSJN
46
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$966K 0.2%
42,325
– –
CAT icon
47
Caterpillar
CAT
$375B
$949K 0.2%
5,785
– –
BSCP
48
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$929K 0.19%
46,600
– –
VNQ icon
49
Vanguard Real Estate ETF
VNQ
$39.2B
$825K 0.17%
10,289
+3,378
+49% +$316K
TSLA icon
50
Tesla
TSLA
$1.23T
$750K 0.15%
2,826
-147
-5% -$41.1K
1
2
3 4 5

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Flaharty Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Flaharty Asset Management held 126 positions worth $486M, down 1.3% from $492M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Flaharty Asset Management deployed $23M of net new capital in Q3 2022, opening 3 new positions and adding to 39 existing holdings. Its largest new stake was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.1M trimmed.

  • Flaharty Asset Management's largest Q3 2022 buy was State Street SPDR Portfolio Corporate Bond ETF: 593,286 shares worth $16.5M.
  • Flaharty Asset Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2022, an estimated $2.94M increase.
  • Flaharty Asset Management's biggest Q3 2022 reduction was Invesco QQQ Trust, cutting an estimated $1.1M.
  • Flaharty Asset Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2022, selling an estimated $29M.
  • Flaharty Asset Management's ten largest holdings make up 52% of its $486M portfolio in Q3 2022.
  • Flaharty Asset Management opened 3 new positions and closed 12 in Q3 2022.
  • Flaharty Asset Management's portfolio value fell 1.3% quarter-over-quarter to $486M.

Based on Flaharty Asset Management's 13F filing for Q3 2022, filed 3 Nov 2022.