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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
-1.39%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$485M
AUM Growth
+$16.7M
Cap. Flow
+$24.6M
Cap. Flow %
5.08%
Top 10 Hldgs %
50.52%
Holding
141
New
18
Increased
49
Reduced
44
Closed
7

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.01M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.64M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.16M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.91M
5
PFM icon
Invesco Dividend Achievers ETF
PFM
+$1.73M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.98M
2
ARKW icon
ARK Web x.0 ETF
ARKW
+$711K
3
ALXN
Alexion Pharmaceuticals
ALXN
+$560K
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$420K
5
FAD icon
First Trust Multi Cap Growth AlphaDEX Fund
FAD
+$326K

Sector Composition

Rank Sector Weight
1 Technology 1.65%
2 Healthcare 0.75%
3 Consumer Discretionary 0.6%
4 Industrials 0.43%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.04M 0.63%
26,507
-1,724
-6% -$200K
MSFT icon
27
Microsoft
MSFT
$3.35T
$2.83M 0.58%
10,041
+621
+7% +$181K
PFF icon
28
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.35M 0.48%
60,492
-2,187
-3% -$85.8K
AAPL icon
29
Apple
AAPL
$4.9T
$2.3M 0.48%
16,273
+13
+0.1% +$1.91K
ROBT icon
30
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$714M
$2.3M 0.47%
42,861
+10,456
+32% +$570K
ARKG icon
31
ARK Genomic Revolution ETF
ARKG
$1.6B
$2.2M 0.45%
29,392
+10,451
+55% +$877K
JNJ icon
32
Johnson & Johnson
JNJ
$617B
$1.98M 0.41%
12,239
-1,330
-10% -$227K
ARKW icon
33
ARK Web x.0 ETF
ARKW
$1.65B
$1.93M 0.4%
13,859
-4,811
-26% -$711K
ARKK icon
34
ARK Innovation ETF
ARKK
$5.77B
$1.85M 0.38%
16,740
+1,260
+8% +$152K
XLI icon
35
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$1.84M 0.38%
18,762
+9,287
+98% +$954K
BSCN
36
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.79M 0.37%
82,625
-800
-1% -$17.4K
BSCO
37
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.76M 0.36%
79,765
– –
ETY icon
38
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$1.75M 0.36%
125,755
-29,327
-19% -$420K
PFM icon
39
Invesco Dividend Achievers ETF
PFM
$792M
$1.68M 0.35%
+46,649
New +$1.73M
RDVY icon
40
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.66M 0.34%
34,874
+15,311
+78% +$742K
BSCM
41
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.59M 0.33%
73,925
-850
-1% -$18.3K
NXTG icon
42
First Trust Indxx NextG ETF
NXTG
$540M
$1.53M 0.32%
20,030
+6,027
+43% +$468K
TIP icon
43
iShares TIPS Bond ETF
TIP
$14.5B
$1.2M 0.25%
9,393
-468
-5% -$60.3K
FXL icon
44
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$1.08M 0.22%
8,782
– –
BSJN
45
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.07M 0.22%
42,325
– –
AMZN icon
46
Amazon
AMZN
$2.53T
$1M 0.21%
6,100
-60
-1% -$10.3K
IWB icon
47
iShares Russell 1000 ETF
IWB
$47.9B
$972K 0.2%
4,020
-71
-2% -$17.7K
CAT icon
48
Caterpillar
CAT
$373B
$890K 0.18%
4,635
-80
-2% -$16.7K
BSCL
49
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$878K 0.18%
41,650
– –
TSLA icon
50
Tesla
TSLA
$1.22T
$834K 0.17%
3,228
-558
-15% -$131K
1
2
3 4 5

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Flaharty Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Flaharty Asset Management held 141 positions worth $485M, up 3.6% from $468M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Flaharty Asset Management deployed $24.6M of net new capital in Q3 2021, opening 18 new positions and adding to 49 existing holdings. Its largest new stake was Invesco Dividend Achievers ETF: 46,649 shares worth $1.68M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $1.98M trimmed.

  • Flaharty Asset Management's largest Q3 2021 buy was Invesco Dividend Achievers ETF: 46,649 shares worth $1.68M.
  • Flaharty Asset Management added most to First Trust Senior Loan Fund ETF in Q3 2021, an estimated $3.01M increase.
  • Flaharty Asset Management's biggest Q3 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $1.98M.
  • Flaharty Asset Management fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $560K.
  • Flaharty Asset Management's ten largest holdings make up 51% of its $485M portfolio in Q3 2021.
  • Flaharty Asset Management opened 18 new positions and closed 7 in Q3 2021.
  • Flaharty Asset Management's portfolio value rose 3.6% quarter-over-quarter to $485M.

Based on Flaharty Asset Management's 13F filing for Q3 2021, filed 2 Nov 2021.