We are live on ! Find out more
FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+13.36%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$401M
AUM Growth
+$83M
Cap. Flow
+$42.3M
Cap. Flow %
10.57%
Top 10 Hldgs %
49.33%
Holding
105
New
38
Increased
29
Reduced
27
Closed
3

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.28M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$6.63M
3
TAN icon
Invesco Solar ETF
TAN
+$3.24M
4
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$3.16M
5
DVY icon
iShares Select Dividend ETF
DVY
+$3.15M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.93M
2
REM icon
iShares Mortgage Real Estate ETF
REM
+$1.5M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.31M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.11M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$983K

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.86%
2 Technology 1.55%
3 Healthcare 1.36%
4 Consumer Discretionary 0.58%
5 Communication Services 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
26
iShares Select Dividend ETF
DVY
$23B
$3.34M 0.83%
+34,738
New +$3.15M
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$803B
$2.93M 0.73%
7,830
+5,486
+234% +$1.95M
ETY icon
28
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.23B
$2.77M 0.69%
+226,487
New +$2.63M
AAPL icon
29
Apple
AAPL
$4.91T
$2.61M 0.65%
19,664
+4,615
+31% +$555K
SKYY icon
30
First Trust Cloud Computing ETF
SKYY
$3.35B
$2.6M 0.65%
+27,382
New +$2.36M
PFF icon
31
iShares Preferred and Income Securities ETF
PFF
$12.7B
$2.46M 0.61%
63,848
+15,896
+33% +$594K
ARKW icon
32
ARK Next Generation Technology ETF
ARKW
$1.86B
$2.37M 0.59%
+16,178
New +$2.07M
MSFT icon
33
Microsoft
MSFT
$3.67T
$2.03M 0.51%
9,126
+1,078
+13% +$232K
FAD icon
34
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$589M
$2M 0.5%
+19,297
New +$1.83M
BSCN
35
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.85M 0.46%
84,400
– –
FDVV icon
36
Fidelity High Dividend ETF
FDVV
$10.3B
$1.8M 0.45%
+56,152
New +$1.68M
BSCO
37
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.7M 0.43%
76,118
+4,133
+6% +$92K
BSCM
38
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.65M 0.41%
75,640
– –
MUB icon
39
iShares National Muni Bond ETF
MUB
$44.5B
$1.44M 0.36%
12,265
-4,360
-26% -$506K
RDIV icon
40
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.46B
$1.23M 0.31%
+36,466
New +$1.14M
TIP icon
41
iShares TIPS Bond ETF
TIP
$14.6B
$1.19M 0.3%
9,331
-1,393
-13% -$176K
AMZN icon
42
Amazon
AMZN
$2.74T
$1.15M 0.29%
7,040
+2,220
+46% +$354K
ARKK icon
43
ARK Innovation ETF
ARKK
$6.8B
$1.13M 0.28%
+9,082
New +$985K
BSJN
44
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.04M 0.26%
40,925
– –
JNJ icon
45
Johnson & Johnson
JNJ
$651B
$1.03M 0.26%
6,544
+1,037
+19% +$153K
FXL icon
46
First Trust Technology AlphaDEX Fund
FXL
$2.77B
$982K 0.25%
8,782
– –
FFTY icon
47
CapForce IBD 50 ETF
FFTY
$75.9M
$946K 0.24%
+23,041
New +$899K
BSCL
48
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$883K 0.22%
41,650
-23,685
-36% -$504K
IWB icon
49
iShares Russell 1000 ETF
IWB
$48.7B
$868K 0.22%
4,098
+1
+0% +$200
DBEF icon
50
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
$835K 0.21%
+24,851
New +$802K
1
2
3 4 5

Similar funds

BSP
Benefit Street Partners New York $69.6M AUM
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return
QWM
QP Wealth Management Eatontown, New Jersey $70.1M AUM
AIS
Altium Investment Strategies Wesley Chapel, Florida $69.4M AUM
CAS
CTC Alternative Strategies Chicago, Illinois $69.3M AUM 51.76% 1-Year Est. Return
ILCM
Ivy Lane Capital Management Winter Park, Florida $69M AUM 26.35% 1-Year Est. Return
1C
1060 Capital Denver, Colorado $70.9M AUM 98.51% 1-Year Est. Return
BWM
Blossom Wealth Management San Ramon, Ca, California $71M AUM 18.12% 1-Year Est. Return

Flaharty Asset Management's Q4 2020 Portfolio in Review

As of Q4 2020, Flaharty Asset Management held 105 positions worth $401M, up 26% from $318M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Flaharty Asset Management deployed $42.3M of net new capital in Q4 2020, opening 38 new positions and adding to 29 existing holdings. Its largest new stake was Invesco Solar ETF: 40,470 shares worth $4.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 96% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $2.93M trimmed.

  • Flaharty Asset Management's largest Q4 2020 buy was Invesco Solar ETF: 40,470 shares worth $4.16M.
  • Flaharty Asset Management added most to Invesco QQQ Trust in Q4 2020, an estimated $8.28M increase.
  • Flaharty Asset Management's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.93M.
  • Flaharty Asset Management fully exited SPDR Gold Trust in Q4 2020, selling an estimated $340K.
  • Flaharty Asset Management's ten largest holdings make up 49% of its $401M portfolio in Q4 2020.
  • Flaharty Asset Management opened 38 new positions and closed 3 in Q4 2020.
  • Flaharty Asset Management's portfolio value rose 26% quarter-over-quarter to $401M.

Based on Flaharty Asset Management's 13F filing for Q4 2020, filed 3 Feb 2021.