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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+4.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$282M
AUM Growth
+$18.4M
Cap. Flow
+$5.7M
Cap. Flow %
2.02%
Top 10 Hldgs %
63.04%
Holding
81
New
8
Increased
31
Reduced
19
Closed
7

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$976K
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$599K
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$546K
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$535K
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$520K

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$275K
2
HOMB icon
Home BancShares
HOMB
+$245K
3
GPI icon
Group 1 Automotive
GPI
+$223K
4
INTU icon
Intuit
INTU
+$221K
5
MCD icon
McDonald's
MCD
+$215K

Sector Composition

Rank Sector Weight
1 Technology 1.53%
2 Healthcare 1.23%
3 Communication Services 0.45%
4 Materials 0.43%
5 Industrials 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$2.92T
$1.39M 0.49%
8,783
+579
+7% +$85.1K
AAPL icon
27
Apple
AAPL
$4.99T
$1.38M 0.49%
18,768
– –
IWB icon
28
iShares Russell 1000 ETF
IWB
$47.9B
$1.14M 0.4%
6,373
+1
+0% +$171
BSJM
29
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1.01M 0.36%
41,187
– –
VMC icon
30
Vulcan Materials
VMC
$37.4B
$987K 0.35%
6,855
– –
FXL icon
31
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$862K 0.31%
11,881
+2
+0% +$137
HYG icon
32
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$856K 0.3%
9,732
-7
-0.1% -$609
SPY icon
33
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$825K 0.29%
2,563
-75
-3% -$23.1K
DIS icon
34
Walt Disney
DIS
$172B
$793K 0.28%
5,482
– –
BSJN
35
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$768K 0.27%
29,375
+2,855
+11% +$74.1K
INTC icon
36
Intel
INTC
$435B
$766K 0.27%
12,792
– –
RWL icon
37
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$653K 0.23%
11,191
+12
+0.1% +$674
BA icon
38
Boeing
BA
$175B
$624K 0.22%
1,917
– –
AIVL icon
39
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$591K 0.21%
6,392
-300
-4% -$26.8K
IWM icon
40
iShares Russell 2000 ETF
IWM
$80.4B
$551K 0.2%
3,329
-19
-0.6% -$3K
XLE icon
41
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$548K 0.19%
18,260
-1,810
-9% -$53.7K
PBP icon
42
Invesco S&P 500 BuyWrite ETF
PBP
$353M
$543K 0.19%
25,205
-1,830
-7% -$40.3K
IWR icon
43
iShares Russell Mid-Cap ETF
IWR
$56.5B
$518K 0.18%
8,688
– –
IBMJ
44
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$518K 0.18%
20,090
– –
EMB icon
45
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$509K 0.18%
4,442
+5
+0.1% +$565
VYM icon
46
Vanguard High Dividend Yield ETF
VYM
$81.9B
$506K 0.18%
5,400
-335
-6% -$30.4K
AMZN icon
47
Amazon
AMZN
$2.48T
$466K 0.17%
5,040
-2,320
-32% -$205K
PG icon
48
Procter & Gamble
PG
$347B
$458K 0.16%
3,666
+175
+5% +$21.4K
TIP icon
49
iShares TIPS Bond ETF
TIP
$14.5B
$400K 0.14%
3,436
+21
+0.6% +$2.44K
JPM icon
50
JPMorgan Chase
JPM
$950B
$375K 0.13%
2,691
-691
-20% -$88.6K
1
2
3 4

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CCM
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FCI
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FWA
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VIM
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HB
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DWRES
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Flaharty Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Flaharty Asset Management held 81 positions worth $282M, up 7% from $264M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Flaharty Asset Management's Q4 2019 filing shows 8 new, 31 increased, 19 reduced and 7 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K. The largest sale was State Street, an estimated $275K.

By sector, the portfolio is most concentrated in Technology at 1.5% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Communication Services.

  • Flaharty Asset Management's largest Q4 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 3,210 shares worth $326K.
  • Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2019, an estimated $976K increase.
  • Flaharty Asset Management's biggest Q4 2019 reduction was Alexion Pharmaceuticals, cutting an estimated $214K.
  • Flaharty Asset Management fully exited State Street in Q4 2019, selling an estimated $275K.
  • Flaharty Asset Management's ten largest holdings make up 63% of its $282M portfolio in Q4 2019.
  • Flaharty Asset Management opened 8 new positions and closed 7 in Q4 2019.
  • Flaharty Asset Management's portfolio value rose 7% quarter-over-quarter to $282M.

Based on Flaharty Asset Management's 13F filing for Q4 2019, filed 13 Jan 2020.