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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$264M
AUM Growth
+$6.69M
Cap. Flow
+$13.9M
Cap. Flow %
5.28%
Top 10 Hldgs %
62.91%
Holding
75
New
7
Increased
34
Reduced
11
Closed
2

Top Buys

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.34M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.71M
4
KORP icon
American Century Diversified Corporate Bond ETF
KORP
+$874K
5
REM icon
iShares Mortgage Real Estate ETF
REM
+$872K

Top Sells

Rank Stock Value
1
BIZD icon
VanEck BDC Income ETF
BIZD
+$11.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$374K
3
UNH icon
UnitedHealth
UNH
+$368K
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$227K
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$211K

Sector Composition

Rank Sector Weight
1 Technology 1.4%
2 Healthcare 1.19%
3 Consumer Discretionary 0.52%
4 Materials 0.46%
5 Communication Services 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$2.92T
$1.14M 0.43%
8,204
+502
+7% +$69K
AAPL icon
27
Apple
AAPL
$4.99T
$1.05M 0.4%
18,768
+1,016
+6% +$53.1K
IWB icon
28
iShares Russell 1000 ETF
IWB
$47.9B
$1.05M 0.4%
6,372
+1
+0% +$164
VMC icon
29
Vulcan Materials
VMC
$37.4B
$1.04M 0.39%
6,855
+200
+3% +$28.2K
BSJM
30
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1M 0.38%
41,187
– –
HYG icon
31
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$849K 0.32%
9,739
+30
+0.3% +$2.6K
SPY icon
32
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$783K 0.3%
2,638
– –
FXL icon
33
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$774K 0.29%
11,879
-353
-3% -$23.8K
BA icon
34
Boeing
BA
$175B
$729K 0.28%
1,917
-354
-16% -$127K
DIS icon
35
Walt Disney
DIS
$172B
$714K 0.27%
+5,482
New +$758K
BSJN
36
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$691K 0.26%
26,520
+5,400
+26% +$141K
INTC icon
37
Intel
INTC
$435B
$659K 0.25%
12,792
+53
+0.4% +$2.61K
AMZN icon
38
Amazon
AMZN
$2.48T
$639K 0.24%
7,360
– –
RWL icon
39
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$603K 0.23%
11,179
+12
+0.1% +$643
XLE icon
40
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$594K 0.22%
20,070
+1,896
+10% +$57.4K
AIVL icon
41
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$585K 0.22%
6,692
– –
PBP icon
42
Invesco S&P 500 BuyWrite ETF
PBP
$353M
$585K 0.22%
27,035
-2,150
-7% -$46.6K
IBMJ
43
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$518K 0.2%
20,090
– –
VYM icon
44
Vanguard High Dividend Yield ETF
VYM
$81.9B
$509K 0.19%
5,735
– –
IWM icon
45
iShares Russell 2000 ETF
IWM
$80.4B
$507K 0.19%
3,348
+21
+0.6% +$3.21K
EMB icon
46
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$503K 0.19%
4,437
– –
IWR icon
47
iShares Russell Mid-Cap ETF
IWR
$56.5B
$486K 0.18%
8,688
– –
PG icon
48
Procter & Gamble
PG
$347B
$434K 0.16%
3,491
+204
+6% +$24.1K
JPM icon
49
JPMorgan Chase
JPM
$950B
$398K 0.15%
3,382
+299
+10% +$33.8K
TIP icon
50
iShares TIPS Bond ETF
TIP
$14.5B
$397K 0.15%
3,415
– –
1
2
3

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CCM
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FCI
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FWA
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VIM
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HB
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DWRES
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Flaharty Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Flaharty Asset Management held 75 positions worth $264M, up 2.6% from $257M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Flaharty Asset Management deployed $13.9M of net new capital in Q3 2019, opening 7 new positions and adding to 34 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.

By sector, the portfolio is most concentrated in Technology at 1.4% of assets, up from 1.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $374K trimmed.

  • Flaharty Asset Management's largest Q3 2019 buy was First Trust Senior Loan Fund ETF: 258,498 shares worth $12.3M.
  • Flaharty Asset Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2019, an estimated $3.34M increase.
  • Flaharty Asset Management's biggest Q3 2019 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $374K.
  • Flaharty Asset Management fully exited VanEck BDC Income ETF in Q3 2019, selling an estimated $11.2M.
  • Flaharty Asset Management's ten largest holdings make up 63% of its $264M portfolio in Q3 2019.
  • Flaharty Asset Management opened 7 new positions and closed 2 in Q3 2019.
  • Flaharty Asset Management's portfolio value rose 2.6% quarter-over-quarter to $264M.

Based on Flaharty Asset Management's 13F filing for Q3 2019, filed 15 Oct 2019.