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FAM

Flaharty Asset Management Portfolio holdings

AUM $69.9M
1-Year Est. Return 13.96%
This Fund
S&P 500
This Quarter Est. Return
+2.94%
1 Year Est. Return
+13.96%
3 Year Est. Return
+33.45%
5 Year Est. Return
+22.99%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$33.7M
Cap. Flow
+$26.5M
Cap. Flow %
11.62%
Top 10 Hldgs %
58.74%
Holding
97
New
35
Increased
33
Reduced
19
Closed
8

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$18M
2
BIZD icon
VanEck BDC Income ETF
BIZD
+$8.8M
3
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$5.65M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$2.98M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.01M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$17.8M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$10.1M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$3.17M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$651K
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$288K

Sector Composition

Rank Sector Weight
1 Healthcare 2.36%
2 Technology 2.34%
3 Industrials 1.35%
4 Financials 0.84%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
26
iShares Russell 1000 ETF
IWB
$47.7B
$1.03M 0.45%
6,785
-61
-0.9% -$8.83K
HD icon
27
Home Depot
HD
$332B
$921K 0.4%
+4,794
New +$827K
VMC icon
28
Vulcan Materials
VMC
$36.3B
$891K 0.39%
+6,655
New +$813K
BSJM
29
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$881K 0.39%
35,102
+10,047
+40% +$253K
PBP icon
30
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$829K 0.36%
38,386
+1
+0% +$22
GLD icon
31
SPDR Gold Trust
GLD
$131B
$799K 0.35%
6,376
+1,679
+36% +$204K
AIVL icon
32
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$787K 0.35%
8,735
+6
+0.1% +$519
NVDA icon
33
NVIDIA
NVDA
$5.01T
$767K 0.34%
+138,160
New +$686K
VYM icon
34
Vanguard High Dividend Yield ETF
VYM
$81.1B
$714K 0.31%
8,195
-1,268
-13% -$106K
TIP icon
35
iShares TIPS Bond ETF
TIP
$14.5B
$634K 0.28%
5,571
+2,352
+73% +$267K
UNH icon
36
UnitedHealth
UNH
$382B
$606K 0.27%
+2,694
New +$571K
SPY icon
37
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$601K 0.26%
2,194
-630
-22% -$164K
RWL icon
38
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$585K 0.26%
11,108
+10
+0.1% +$494
IWR icon
39
iShares Russell Mid-Cap ETF
IWR
$56.8B
$560K 0.25%
10,520
-888
-8% -$45.1K
LQD icon
40
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$558K 0.24%
4,617
-246
-5% -$29.8K
XLRE icon
41
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$545K 0.24%
16,780
-627
-4% -$20.7K
IWM icon
42
iShares Russell 2000 ETF
IWM
$80.9B
$517K 0.23%
3,336
+13
+0.4% +$1.95K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$876B
$513K 0.22%
1,859
-1,018
-35% -$267K
CAT icon
44
Caterpillar
CAT
$409B
$512K 0.22%
+3,084
New +$428K
IBMJ
45
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$512K 0.22%
20,090
+3,065
+18% +$78.7K
IJJ icon
46
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$503K 0.22%
6,180
-88
-1% -$6.87K
META icon
47
Meta Platforms (Facebook)
META
$1.51T
$490K 0.21%
+2,603
New +$460K
FNCL icon
48
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$480K 0.21%
11,602
+43
+0.4% +$1.7K
DD icon
49
DuPont de Nemours
DD
$18.6B
$479K 0.21%
+2,515
New +$453K
JNJ icon
50
Johnson & Johnson
JNJ
$635B
$459K 0.2%
3,232
+624
+24% +$86.9K
1
2
3 4

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CCM
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Flaharty Asset Management's Q4 2017 Portfolio in Review

As of Q4 2017, Flaharty Asset Management held 97 positions worth $228M, up 17% from $194M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Flaharty Asset Management deployed $26.5M of net new capital in Q4 2017, opening 35 new positions and adding to 33 existing holdings. Its largest new stake was VanEck BDC Income ETF: 513,275 shares worth $8.59M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $651K trimmed.

  • Flaharty Asset Management's largest Q4 2017 buy was VanEck BDC Income ETF: 513,275 shares worth $8.59M.
  • Flaharty Asset Management added most to First Trust Preferred Securities and Income ETF in Q4 2017, an estimated $18M increase.
  • Flaharty Asset Management's biggest Q4 2017 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $651K.
  • Flaharty Asset Management fully exited iShares Preferred and Income Securities ETF in Q4 2017, selling an estimated $17.8M.
  • Flaharty Asset Management's ten largest holdings make up 59% of its $228M portfolio in Q4 2017.
  • Flaharty Asset Management opened 35 new positions and closed 8 in Q4 2017.
  • Flaharty Asset Management's portfolio value rose 17% quarter-over-quarter to $228M.

Based on Flaharty Asset Management's 13F filing for Q4 2017, filed 14 Feb 2018.