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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Baxter International
BAX
$11.6B
| $1.99M | 0.14% |
50,204
-5,954
| -11% | -$232K |
|
177
Alcoa
AA
$11.7B
| $1.95M | 0.14% |
51,282
+21,922
| +75% | +$850K |
|
178
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $1.94M | 0.14% |
18,984
-3,264
| -15% | -$319K |
|
179
Archer Daniels Midland
ADM
$41.4B
| $1.94M | 0.14% |
37,325
-2,326
| -6% | -$116K |
|
180
American Airlines Group
AAL
$9.58B
| $1.94M | 0.14% |
36,201
+9,038
| +33% | +$389K |
|
181
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $1.94M | 0.14% |
83,349
+13,731
| +20% | +$310K |
|
|
MORE
182
DELISTED
Monogram Residential Trust, Inc.
MORE
| $1.93M | 0.14% |
+208,110
| New | +$1.92M |
|
183
Aflac
AFL
$63.9B
| $1.92M | 0.14% |
63,212
-10,650
| -14% | -$315K |
|
|
HCT
184
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
| $1.92M | 0.14% |
161,686
-8,990
| -5% | -$102K |
|
185
Visa
V
$677B
| $1.92M | 0.14% |
29,248
+2,696
| +10% | +$162K |
|
186
International Paper
IP
$22.3B
| $1.92M | 0.14% |
37,758
+598
| +2% | +$29.3K |
|
187
Vanguard Total World Stock ETF
VT
$76.3B
| $1.92M | 0.14% |
31,780
+24,183
| +318% | +$1.45M |
|
188
Home Depot
HD
$332B
| $1.91M | 0.14% |
18,347
+1,680
| +10% | +$163K |
|
|
DD
189
DELISTED
Du Pont De Nemours E I
DD
| $1.9M | 0.14% |
27,056
+8,170
| +43% | +$546K |
|
190
DuPont de Nemours
DD
$18.6B
| $1.9M | 0.14% |
16,340
+1,109
| +7% | +$135K |
|
191
Capital One
COF
$124B
| $1.88M | 0.14% |
22,875
+424
| +2% | +$34.5K |
|
192
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
| $1.87M | 0.14% |
18,533
+4,436
| +31% | +$458K |
|
193
Mastercard
MA
$477B
| $1.87M | 0.14% |
21,700
-667
| -3% | -$54.4K |
|
194
Dominion Energy
D
$62.5B
| $1.85M | 0.13% |
24,058
-5,215
| -18% | -$377K |
|
|
AMJ
195
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.85M | 0.13% |
40,328
+900
| +2% | +$44K |
|
|
YHOO
196
DELISTED
Yahoo Inc
YHOO
| $1.84M | 0.13% |
36,602
+5,148
| +16% | +$242K |
|
197
RTX Corp
RTX
$287B
| $1.83M | 0.13% |
25,163
+2,779
| +12% | +$189K |
|
|
SCHW
198
Charles Schwab
SCHW
$177B
| $1.8M | 0.13% |
59,905
-2,767
| -4% | -$78.6K |
|
199
Vanguard FTSE Pacific ETF
VPL
$8.05B
| $1.77M | 0.13% |
31,145
-2,970
| -9% | -$173K |
|
|
EVV
200
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $1.75M | 0.13% |
124,566
+48,224
| +63% | +$690K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.