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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Netflix
NFLX
$287B
| $3.99M | 0.17% |
219,920
-20,570
| -9% | -$359K |
|
152
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
| $3.94M | 0.17% |
78,020
-16,124
| -17% | -$804K |
|
153
First Trust Europe AlphaDEX Fund
FEP
$511M
| $3.93M | 0.17% |
104,446
+51,241
| +96% | +$1.86M |
|
154
Aflac
AFL
$63.3B
| $3.82M | 0.16% |
94,194
-4,598
| -5% | -$185K |
|
155
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $3.79M | 0.16% |
134,427
+986
| +0.7% | +$27.9K |
|
156
Gabelli Dividend & Income Trust
GDV
$2.59B
| $3.72M | 0.16% |
166,168
-3,241
| -2% | -$71.1K |
|
157
iShares Russell 1000 ETF
IWB
$47.7B
| $3.65M | 0.16% |
26,155
-2,473
| -9% | -$339K |
|
158
Wells Fargo
WFC
$261B
| $3.65M | 0.16% |
66,057
-8,512
| -11% | -$452K |
|
159
Coca-Cola
KO
$349B
| $3.62M | 0.16% |
79,872
-13,595
| -15% | -$618K |
|
160
McDonald's
MCD
$187B
| $3.61M | 0.16% |
23,006
+478
| +2% | +$74.9K |
|
|
WBA
161
DELISTED
Walgreens Boots Alliance
WBA
| $3.61M | 0.16% |
46,366
-4,804
| -9% | -$385K |
|
162
Oracle
ORCL
$346B
| $3.59M | 0.15% |
74,198
-20,862
| -22% | -$1.04M |
|
163
VF Corp
VFC
$6.49B
| $3.59M | 0.15% |
60,497
+564
| +0.9% | +$32.5K |
|
164
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
| $3.55M | 0.15% |
103,506
+2,018
| +2% | +$65.6K |
|
165
Mastercard
MA
$469B
| $3.54M | 0.15% |
25,074
+655
| +3% | +$86.7K |
|
166
Home Depot
HD
$324B
| $3.51M | 0.15% |
21,445
-2,616
| -11% | -$401K |
|
167
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $3.5M | 0.15% |
80,491
-29,925
| -27% | -$1.29M |
|
168
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $3.39M | 0.15% |
66,550
-8,408
| -11% | -$428K |
|
169
Vanguard Information Technology ETF
VGT
$140B
| $3.39M | 0.15% |
178,424
+59,608
| +50% | +$1.1M |
|
170
iShares US Financials ETF
IYF
$4.35B
| $3.36M | 0.14% |
59,780
+40,584
| +211% | +$2.21M |
|
171
Goldman Sachs
GS
$317B
| $3.34M | 0.14% |
14,075
-5,424
| -28% | -$1.22M |
|
172
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
| $3.29M | 0.14% |
63,156
+13,633
| +28% | +$710K |
|
173
Citigroup
C
$221B
| $3.29M | 0.14% |
45,185
-6,788
| -13% | -$463K |
|
174
Global Net Lease
GNL
$1.87B
| $3.2M | 0.14% |
146,037
-9,646
| -6% | -$209K |
|
|
VPU
175
Vanguard Utilities ETF
VPU
$8.83B
| $3.19M | 0.14% |
27,224
+13,157
| +94% | +$1.55M |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.