We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Select Dividend ETF
DVY
$23.6B
| $5.82M | 0.2% |
58,332
+8,698
| +18% | +$872K |
|
127
Invesco Mortgage Capital
IVR
$759M
| $5.81M | 0.2% |
36,728
+6,978
| +23% | +$1.13M |
|
128
Starbucks
SBUX
$121B
| $5.76M | 0.2% |
101,143
+13,170
| +15% | +$696K |
|
129
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$149M
| $5.73M | 0.2% |
+223,403
| New | +$5.62M |
|
130
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
| $5.72M | 0.2% |
51,273
-199
| -0.4% | -$22.7K |
|
131
Target
TGT
$65.6B
| $5.72M | 0.2% |
65,013
+12,194
| +23% | +$1.01M |
|
132
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $5.71M | 0.2% |
58,186
+285
| +0.5% | +$27.6K |
|
133
Sonoco
SON
$5.62B
| $5.66M | 0.19% |
100,958
-272
| -0.3% | -$15.1K |
|
134
iShares Russell 2000 Growth ETF
IWO
$14.4B
| $5.65M | 0.19% |
26,225
-4,899
| -16% | -$1.04M |
|
135
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
| $5.58M | 0.19% |
179,639
+2,116
| +1% | +$65.1K |
|
|
SCHV
136
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $5.58M | 0.19% |
299,058
-5,334
| -2% | -$98.9K |
|
137
RTX Corp
RTX
$289B
| $5.58M | 0.19% |
63,307
+27,532
| +77% | +$2.31M |
|
138
Automatic Data Processing
ADP
$105B
| $5.53M | 0.19% |
36,658
+3,976
| +12% | +$562K |
|
139
UnitedHealth
UNH
$383B
| $5.5M | 0.19% |
20,636
+1,961
| +11% | +$510K |
|
140
Principal Financial Group
PFG
$24.5B
| $5.49M | 0.19% |
92,466
-35
| -0% | -$1.95K |
|
141
Schwab US Large- Cap ETF
SCHX
$71.3B
| $5.46M | 0.19% |
471,024
-76,332
| -14% | -$868K |
|
142
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $5.46M | 0.19% |
65,164
+15,492
| +31% | +$1.29M |
|
143
BP
BP
$114B
| $5.38M | 0.18% |
122,055
+21,171
| +21% | +$885K |
|
144
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $5.33M | 0.18% |
45,332
-11,284
| -20% | -$1.35M |
|
145
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
| $5.32M | 0.18% |
89,477
-2,600
| -3% | -$151K |
|
146
Altria Group
MO
$113B
| $5.27M | 0.18% |
87,471
+6,858
| +9% | +$407K |
|
147
DuPont de Nemours
DD
$18.7B
| $4.94M | 0.17% |
30,359
+2,794
| +10% | +$481K |
|
148
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $4.87M | 0.17% |
78,320
-13,168
| -14% | -$810K |
|
149
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $4.77M | 0.16% |
81,792
-25,172
| -24% | -$1.46M |
|
150
VF Corp
VFC
$5.87B
| $4.76M | 0.16% |
54,225
-2,108
| -4% | -$180K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.